A portfolio management and order management system supporting multi-asset class management, modeling, order generation, compliance, and performance analytics. Features include real-time P&L, risk analytics, and regulatory reporting.
More about Broadridge Financial Solutions
Comprehensive platforms that enable portfolio construction, optimization, rebalancing, and monitoring of investment portfolios across various asset classes. These systems typically include tools for asset allocation, performance attribution, risk analytics, and trade order generation.
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Multi-Asset Class Support Supports a wide variety of asset classes including equities, fixed income, derivatives, alternatives, and cash. |
Broadridge advertises support for multi-asset class management in portfolio and order management capabilities. | |
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Model Portfolio Management Ability to create and manage model portfolios for replication and benchmarking. |
Model portfolio support called out among core features for portfolio replication and benchmarking. | |
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Rebalancing Tools Tools for automated and manual portfolio rebalancing based on rules or drift thresholds. |
Automated and manual portfolio rebalancing (rebalancing tools) described in the feature and solution documentation. | |
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Tax Lot Tracking Tracks individual tax lots for accurate tax management and reporting. |
Tax lot accounting and tracking are listed in Broadridge's product literature for tax management and reporting. | |
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Multi-Currency Support Manages and values portfolios in multiple base and reporting currencies. |
Broadridge lists multi-currency portfolio management and valuation in product resources and website materials. | |
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Historical Position Reconstruction Ability to reconstruct historical portfolio positions for reporting or auditing. |
Historical position reconstruction for backdated reporting and audits is an available capability. | |
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Scenario Analysis Enables scenario modeling to assess portfolio impacts under various assumptions. |
Scenario analysis and risk modeling highlighted as risk analytics features. | |
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Portfolio Hierarchies Supports complex hierarchical structures (accounts, sub-portfolios, composites). |
Portfolio/account hierarchies and sub-portfolio structuring are specifically referenced as a feature. | |
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What-If Analysis Provides tools to simulate hypothetical trades and assess impacts. |
What-if tools and hypothetical trade simulation specifically referenced under risk management and portfolio analytics. | |
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Speed of Portfolio Valuation Time taken to compute full valuation of a portfolio. |
No information available |
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Order Generation Create and submit orders directly from portfolio or model changes. |
Order management and generation is a clearly advertised function ('order management system' and direct order capture). | |
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Pre-Trade Compliance Checks Checks trade orders against investment restrictions prior to execution. |
Compliance checks on trade and pre-trade levels are mentioned among core capabilities. | |
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Order Routing Supports automated routing of trades to counterparties or execution platforms. |
Automated order routing to brokers and execution platforms supported within OMS. | |
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FIX Protocol Integration Native support for FIX protocol for seamless connectivity with brokers. |
FIX protocol integration is advertised for execution connectivity and OMS integration. | |
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Trade Allocation Flexible rules for post-trade allocation to accounts or sleeves. |
Configurable post-trade allocation for block and sleeve accounts included in the documentation. | |
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Market Data Integration Real-time or delayed access to market prices for pre-trade decisions. |
Market data integration (real-time and delayed) for order management and P&L is listed as a feature. | |
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Execution Cost Analysis Tracks and reports on transaction costs and slippage. |
Transaction cost and slippage analytics referenced under execution quality and post-trade reporting. | |
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Straight-Through Processing (STP) Rate Percentage of trades processed from order to settlement without manual intervention. |
No information available | |
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Time to Execute Trade Average time from order entry to execution fill. |
No information available | |
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Block Trading Support Ability to manage and execute block trades efficiently. |
Block trading support and allocation management is listed among OMS trading functionalities. |
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Time-Weighted Return Calculation Accurate calculation of time-weighted returns for investment performance analysis. |
Time-weighted return calculation (for performance analysis) is explicitly supported per performance analytics section. | |
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Money-Weighted Return Calculation Calculation of money-weighted (IRR) returns for cashflow-sensitive portfolios. |
Money-weighted/IRR returns available in the system according to Broadridge factsheets. | |
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Multi-Level Attribution Supports multi-level (sector, security, currency) performance attribution. |
Performance attribution at multiple levels (sector, security, currency) is available, as described in performance analytics. | |
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Custom Benchmark Support Ability to set and compare portfolios against custom benchmark indices. |
Custom benchmark support is referenced in performance and analytics modules. | |
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Risk-Adjusted Return Metrics Includes Sharpe, Sortino, and other ratios for performance analysis. |
Risk-adjusted metrics (Sharpe, Sortino, etc.) supported as part of advanced analytics. | |
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Performance Contribution Analysis Analyzes contribution to performance by asset, sector, or manager. |
Performance contribution (asset, sector, etc.) is a core performance analytics feature. | |
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Automatic GIPS Composite Management Support for Global Investment Performance Standards composite setup and reporting. |
No information available | |
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Frequency of Return Calculations How often return calculations can be performed. |
No information available | |
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Granularity of Holdings Analysis Level at which performance can be broken down (e.g., lot, security, sector). |
No information available | |
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Speed of Performance Report Generation Time required to generate detailed performance reports. |
No information available |
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VaR (Value at Risk) Calculation Calculates Value at Risk using multiple methodologies (parametric, historical, Monte Carlo). |
VaR (Value at Risk) analytics available per risk management suite. | |
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Stress Testing Ability to run stress and shock scenarios on portfolios. |
Stress testing and shock scenario capability called out in risk analytics. | |
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Risk Exposure Breakdown Detailed analysis and visualization of exposures (sector, country, factor, etc). |
Risk exposure breakdown by multiple factors is available in the standard risk dashboard. | |
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Factor Analysis Decomposition of portfolio returns/risk into underlying risk factors. |
Factor analysis tools included in performance and risk modules. | |
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Liquidity Risk Assessment Measures and reports on the liquidity profile of portfolios. |
Liquidity risk analysis and liquidity exposure (eg bid-ask spreads, market depth) are referenced by technical documentation. | |
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Counterparty Risk Assessment Quantifies exposures to issuers, custodians, and brokers. |
Counterparty and issuer exposures measurable; broker/custodian concentrations are referenced as risk controls. | |
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Real-Time Risk Monitoring Provides real-time or near-time updates to risk metrics. |
Real-time or near-real-time risk metric updates available, as stated in product descriptions. | |
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Limit Monitoring and Alerts Automated monitoring of risk and exposure limits with alerting. |
Limit monitoring/alerting for breach of risk/exposure limits included in standard features. | |
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Number of Custom Risk Metrics Supported Custom risk models or metrics the platform can support at once. |
No information available | |
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Speed of Risk Report Generation Time required to generate and distribute risk reports. |
No information available |
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Pre-Trade Compliance Checks compliance with regulatory and client-specific rules prior to order execution. |
Pre-trade compliance: Product literature clearly states compliance checks on all pre-trade activity. | |
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Post-Trade Compliance Monitors post-trade activity for adherence to investment guidelines. |
Post-trade compliance for guidelines and regulatory reporting are described in the documentation. | |
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Regulatory Report Generation Produces reports required for regulatory filings (e.g., Form PF, AIFMD, MiFID II). |
Regulatory report generation, including for global jurisdictions, is a highlighted feature. | |
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Custom Rule Builder GUI or scripting language for creating custom compliance rules. |
Custom rule/scripting GUI is available for defining compliance and limit checks. | |
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Audit Trail Tracks and logs all activity and changes for audit purposes. |
Audit trail capability is described both for order and compliance/reporting activity. | |
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Exception Management Workflows for handling and resolving compliance breaches and exceptions. |
Exception management workflows for compliance breaches included per system workflow product section. | |
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Automated Document Generation Automatically generates legal and compliance documents for clients or regulators. |
Automated document generation for regulatory (and some client) documents described in reporting engine. | |
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Number of Built-In Compliance Rules Out-of-the-box compliance rules or templates available. |
No information available | |
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Compliance Check Frequency How frequently compliance checks are run on portfolios. |
No information available | |
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Alert Notification Time Delay between identifying a compliance breach and notifying the user. |
No information available |
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Open API Access Well-documented APIs for integration with third-party systems or internal applications. |
API access for integration is referenced on the solution homepage and technical APIs are available. | |
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Market Data Connectivity Connectivity to market data providers for real-time and historical data. |
Connectivity to real-time and historical market data vendors is a product feature. | |
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Pricing Source Flexibility Able to source pricing from multiple external or internal sources. |
Flexibility in choosing/prioritizing pricing data sources referenced. | |
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ETL (Extract, Transform, Load) Tools In-built data transformation and loading utilities. |
ETL/data management utility referenced for large data loads and custom integrations. | |
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Data Quality Control Validation, deduplication, and error correction processes for incoming data. |
Data quality controls (deduplication, validation, error correction) are referenced. | |
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Reference Data Management Centralized management for instrument, client, and counterparty reference data. |
Reference data management (instrument, client, counterparty centralization) confirmed as a feature. | |
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Data Retention Policy Support Configure how long data is retained for compliance and reporting. |
Retention policy configuration capability noted under compliance/IT administration documentation. | |
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Number of Data Sources Supported Distinct external or internal data sources that can be integrated at once. |
No information available | |
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Data Load Frequency Maximum frequency at which data loads are supported. |
No information available | |
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Data Reconciliation Speed Time required to reconcile positions or transactions with external records. |
No information available |
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Client Portal Branded, online access point for clients to view portfolio, performance, and documents. |
Client portal (secure, branded access) mentioned in documentation as a key differentiator. | |
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Customizable Reporting Flexible options for tailoring reports to specific client needs. |
Customizable reports for clients and internal teams available via drag-and-drop and template tools. | |
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Automated Statement Generation Generation and distribution of periodic account statements and tax documents. |
Automated statement distribution is included as a key feature for investor communications. | |
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Document Vault Secure repository for storing and sharing investment reports and documents. |
Secure document vault for clients and archiving of reports is documented on the product page. | |
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Multi-Language Support Support for producing reports and communications in multiple languages. |
Multi-language support for client communications and reporting explicitly referenced for global users. | |
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Data Visualization Tools Advanced charting and data visualization in reporting and portals. |
Data visualization tools (e.g., interactive dashboards, advanced charting), are referenced as a USP. | |
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Custom Branding Options Allows for client-specific branding of communication materials. |
Custom branding for portals and reporting discussed in marketing/product documentation. | |
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Bulk Reporting Speed Time required to generate and deliver bulk reports to all clients. |
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Number of Concurrent Users Supported Clients or investors that can simultaneously access the system. |
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Frequency of Automatic Updates How often clients receive automatic updates (email, portal notifications). |
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Workflow Designer Tool for configuring custom workflows and approval chains. |
. | No information available |
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Task Assignment & Escalation Automatic assignment and escalation of tasks based on rules or deadlines. |
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Alerts & Notifications Email, SMS, or in-app notifications for important tasks or exceptions. |
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Automated Data Imports Scheduling and running data imports without manual intervention. |
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Exception Handling Automation Automated handling of workflow errors or breaks. |
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User Access Controls Assign roles, permissions, and workflows to users and groups. |
. | No information available |
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Workflow Execution Time Average time to complete an automated workflow from initiation to completion. |
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Number of Workflow Types Different workflow templates or types available out-of-the-box. |
. | No information available |
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Concurrent Workflow Support Maximum number of workflows that can run simultaneously. |
. | No information available |
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Audit Logging of Workflows Automatically records all workflow steps and user actions for compliance. |
. | No information available |
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Single Sign-On (SSO) Support for SSO integration with enterprise identity providers. |
Single Sign-On integration is routinely part of enterprise solution security. | |
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Multi-Factor Authentication (MFA) Enforce MFA for added user login security. |
Multi-factor authentication is supported for enhanced user/login security. | |
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Role-Based Permissions Granular controls over user access to different system modules and data. |
Role-based permissions/entitlements management described in admin/security documentation. | |
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Encryption (At-Rest & In-Transit) Encrypts data when stored or sent across networks. |
. | No information available |
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Regular Penetration Testing Conducts periodic security testing of the platform. |
. | No information available |
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User Activity Logging Logs user activity for security and audit compliance. |
. | No information available |
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Custom Password Policies Set and enforce custom password complexity and expiry rules. |
. | No information available |
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Data Masking Ability to mask sensitive data fields for specific users. |
. | No information available |
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Number of Access Roles Supported Distinct levels or roles that can be set for system users. |
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User Session Timeout Default time a session remains active without user interaction. |
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Third-Party Application Integrations Pre-built connectors for leading risk, CRM, or execution systems. |
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Custom Script/SDK Support Allows developers to build custom extensions or automation using an SDK or scripting. |
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Event-Based API Triggers APIs that trigger actions in response to portfolio events or data changes. |
. | No information available |
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Outbound Data Feeds Flexible configuration for pushing data to downstream systems. |
. | No information available |
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Batch & Real-Time Processing Supports both scheduled (batch) and real-time integrations. |
Both batch (scheduled) and real-time integrations are supported per the implementation docs. | |
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Integration Partner Ecosystem Network of supported third-party vendors with certified integrations. |
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Number of Pre-Built Connectors Connectors available for plug-and-play integration. |
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API Call Latency Time for average API request-response cycle. |
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Concurrent API Connections Supported Maximum number of simultaneous API connections. |
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User Extensibility Options Availability of open frameworks or plugin architectures. |
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Customizable Dashboards Users can personalize dashboard layouts with preferred widgets or views. |
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Mobile Access Optimized access from mobile and tablet devices. |
Broadridge provides access on mobile and tablet devices, as stated on official product pages. | |
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Accessibility (WCAG Compliance) Meets accessibility guidelines for users with disabilities. |
No information available | |
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Multi-Language Interface User interface supports multiple languages. |
. | No information available |
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Help & Support Tools Embedded help, documentation, and user support resources. |
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User Onboarding Workflows Guided onboarding and training for new users. |
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Custom View Settings Users can define saved and shared custom views or filters. |
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Concurrent User Responsiveness System performance with large numbers of simultaneous users. |
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Average Page Load Time The average time to load application screens. |
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Hotkey/Shortcuts Support Support for keyboard shortcuts to enhance productivity. |
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Multi-Asset Support Support for various asset classes such as equities, bonds, derivatives, ETFs, and private equity. |
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Real-Time Position Management Ability to track positions in real-time as trades are executed and settled. |
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Transaction Management Capability to ingest, validate, and record all buy/sell, transfer, and adjustment transactions. |
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Portfolio Aggregation Aggregating multiple accounts, funds, and entities for a consolidated portfolio view. |
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Custom Portfolio Structuring Configurable portfolio hierarchies such as sleeve accounts, sub-portfolios, and strategies. |
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Corporate Actions Processing Automated handling and processing of dividends, splits, mergers, and other events. |
. | No information available |
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Cash Management Real-time tracking of cash balances and flows across custodians and accounts. |
. | No information available |
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Instrument Master Integration Seamless integration with security and instrument master data. |
. | No information available |
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Audit Trail Historical tracking and logging of all portfolio amendments and user actions. |
Audit trail for user and portfolio changes is referenced in compliance and reporting marketing materials. | |
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Scalability Maximum number of portfolios/accounts that can be managed concurrently. |
. | No information available |
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Time-Weighted Return Calculation Determines portfolio returns that neutralize impact of cash flows. |
. | No information available |
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Money-Weighted Return Calculation (IRR) Calculates internal rate of return for capital-based performance. |
Money-weighted (IRR) return calculations are supported as part of the product's performance measurement suite. | |
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Risk-Adjusted Performance Metrics Calculation of Sharpe, Sortino, and other ratios. |
. | No information available |
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Performance Attribution Analysis Decomposition by security selection, allocation, currency, etc. |
. | No information available |
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Benchmark Comparison Track and compare portfolio performance to chosen benchmarks. |
. | No information available |
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Multi-Currency Performance Reporting Support for calculating and presenting results in multiple currencies. |
Performance results in multiple currencies are supported (multi-currency portfolio reporting). | |
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Historical Performance Archiving Storing and accessing long-term historical performance data. |
. | No information available |
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Granularity of Reporting The finest level (e.g. security, sector, account) at which performance is reported. |
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Attribution Frequency How often performance and attribution calculations are updated. |
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Value at Risk (VaR) Calculation Automated computation of VaR and related risk metrics for portfolios. |
. | No information available |
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Scenario Analysis & Stress Testing Ability to model portfolio impact under various hypothetical adverse market scenarios. |
. | No information available |
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Exposure Analysis Breakdown and monitoring of exposures (e.g. sector, region, currency). |
. | No information available |
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Limit Monitoring & Alerts Automated monitoring and alerting for breaches of portfolio risk or concentration limits. |
. | No information available |
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Custom Risk Models Support Ability to import or define custom risk and factor models. |
. | No information available |
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Risk Reporting Flexibility Configurability in how risk reports are presented and delivered. |
. | No information available |
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Factor Analysis Decompose portfolio returns and risks by systematic factors (e.g. size, value, momentum). |
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Look-through Capability Analyze risks inside multi-layered investment vehicles (e.g., funds of funds, ETFs). |
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Monte Carlo Simulations Number of Monte Carlo scenarios that can be run per analysis. |
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Trade Order Entry & Routing Ability to construct, edit, and route orders to brokers or venues. |
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Pre-Trade Compliance Checks Automated checking of portfolio and regulatory limits prior to order release. |
. | No information available |
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Block and Allocation Management Support for block trading and post-trade allocation to multiple accounts. |
. | No information available |
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Electronic Trading Integration (FIX) Connectivity to brokers or ECNs via FIX protocol or APIs. |
. | No information available |
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Order Audit Logging Historical recording of all order and trade actions for compliance. |
. | No information available |
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Trade Approval Workflow Configurable, multi-step approval processes for trade execution. |
. | No information available |
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Error Handling & Reconciliation Automated handling and correction of trade errors and mismatches. |
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Order Throughput Maximum number of orders that can be handled per minute. |
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Pre-Trade Compliance Engine Real-time scanning of trades against compliance rules before execution. |
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Post-Trade Compliance Monitoring Ongoing assessment and detection of rule breaches after trading. |
. | No information available |
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Rule Customization Ability to author and manage custom compliance rules by user. |
Broadridge includes a rule customization/builder for compliance logic in product documentation. | |
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Rule Library Library of pre-built regulatory and standard investment policies. |
. | No information available |
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Automated Breach Alerts Automatic electronic alerts for any compliance violations. |
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Case Management Support workflow for documenting, tracking and resolving compliance breaches. |
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Compliance Reporting Flexibility Configurability in output and delivery of compliance reports. |
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Audit Trail for Rules Historical log of rule activations, changes, and breach remediation. |
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Open API for Data Access RESTful, SOAP or proprietary APIs for inbound/outbound data flows. |
Public API documentation and integration guides indicate REST/SOAP APIs for data import/export. | |
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Market Data Integration Plug-in support for multiple market data vendors (Bloomberg, Reuters, etc.). |
. | No information available |
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Reference Data Management Handling and ingestion of security master, issuer, and counterparty data. |
Reference data management for instruments and clients is a standard data management feature. | |
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Third-Party System Integration Interfacing with custodians, fund accountants, and pricing engines. |
Interfacing with custodians, fund accountants, and data vendors is highlighted in integration documentation. | |
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Data Validation & Cleansing Automated checking, cleaning, and reconciliation of incoming data. |
. | No information available |
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Data Latency Time between data arrival and system update. |
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Bulk Data Import/Export Ability to handle batch data transfer (historical data loading, bulk reports). |
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Custom Report Builder Drag-and-drop or template-based tools for report creation. |
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Scheduled & On-Demand Reporting Automated and ad-hoc report generation and distribution. |
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Regulatory Reporting Support for end-to-end reporting for regulatory requirements (e.g. MiFID, Form PF). |
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Client Reporting Customizable client statement generation and delivery. |
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Dashboard Visualization Real-time graphical dashboards with interactive analytics. |
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Drill-Down Capabilities Ability to analyze data from summary down to transaction-level details. |
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Report Distribution Channels Number of supported distribution mechanisms (email, portal, print). |
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Web-Based User Interface Full-featured, browser-accessible application interface. |
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Role-Based Access Control Fine-grained user permissions by function, portfolio, or asset class. |
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Single Sign-On (SSO) Integration with Active Directory, OAuth, or similar identity services. |
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Mobile Device Support Accessible via smartphones and tablets. |
Mobile device access is supported via web interfaces and mobile optimization. | |
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Self-Service Customization End-user ability to configure dashboards, reports, and alerts. |
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Localization & Multi-Language Support for multiple languages and regional formats. |
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Concurrent User Capacity Maximum number of users that can operate the platform simultaneously. |
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Task Automation Engine Rules-based scheduling and automation for routine workflows (trades, rebalancing, reporting). |
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Configurable Workflow Engine Tools for custom approval and exception handling flows. |
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Notifications & Alerts Configurable system triggers for email/SMS/push notifications. |
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Rebalancing Automation Automated portfolio rebalancing according to model, drift or schedule. |
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Approval Steps per Workflow Maximum supported approval or sign-off steps in a workflow. |
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Encryption In Transit & At Rest End-to-end encryption for all sensitive data, both stored and transmitted. |
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Disaster Recovery (RTO/RPO) Defined Recovery Time Objectives and Recovery Point Objectives for failover. |
Service includes disaster recovery procedures and published RTO/RPO standards. | |
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Penetration Testing & Security Audits Regular, independent reviews of system security. |
. | No information available |
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Uptime SLA Guaranteed minimum percentage uptime for service availability. |
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Data Backup Frequency Regularity of backups for all platform and client data. |
. | No information available |
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Multi-Factor Authentication Support for MFA at login and for sensitive transactions. |
Multi-factor authentication is explicitly listed as a security feature. | |
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Audit Logging Comprehensive logs for all user and system activities. |
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24/7 Customer Support Accessibility of technical and operational support, round-the-clock. |
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Service Level Agreements (SLAs) Contracted guarantees for support response and resolution times. |
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Product Roadmap Transparency Clear visibility into upcoming features and enhancements. |
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Regular Software Updates Frequency of platform feature and security updates. |
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Documentation Quality Comprehensive, up-to-date user and developer documentation. |
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Vendor Financial Stability Evidence of corporate and financial durability of the provider. |
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Community & User Forums Availability of user communities for support & feature sharing. |
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Platforms that manage the post-trade lifecycle, including confirmation, matching, clearing, and settlement of transactions across various asset classes and markets.
More Trade Processing & Settlement Systems
More Fund Operations ...
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Multi-asset support Ability to capture trades across different asset classes (equities, bonds, derivatives, FX, etc.). |
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Real-time capture Trades are captured instantly as they occur, minimizing lag. |
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Manual trade entry Ability for users to enter trades manually if needed. |
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Bulk upload capability Support for uploading multiple trade records at once (e.g., via CSV/XML). |
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Trade edit/audit trail Tracks all edits/changes made to captured trades with timestamps and user information. |
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Duplicate trade detection System automatically detects and flags duplicate trade entries. |
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Custom fields User can define and capture additional trade details via custom fields. |
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Trade status tracking Indicates the current status (captured, confirmed, settled, etc.) for each trade. |
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Error/exception logs Records of any failed captures or data exceptions. |
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API trade integration Ability to capture trades via direct integration with execution platforms or OMS. |
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Automated trade matching Auto-matching of trade details with counterparties to reduce manual intervention. |
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Manual override/adjustment Users can manually override or adjust match results as needed. |
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SWIFT messaging integration System supports or generates SWIFT confirmation and affirmation messages. |
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CTM (Central Trade Manager) Connectivity Integration with Omgeo CTM or similar for central matching. |
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Exception management workflow Dedicated workflows for resolving unmatched or disputed trades. |
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STP (Straight-Through Processing) rate Percentage of trades processed without manual intervention. |
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Matching latency Average time taken to complete trade matching. |
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Counterparty notifications Automated notifications sent to counterparties on match status. |
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Multi-currency support Handles matching for trades across various currencies. |
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Custom matching rules Admin users can define and edit rules for identifying matches. |
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Central Counterparty (CCP) integration Ability to connect to CCPs for clearing eligible trades. |
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Trade netting capability Netting of trades by counterparty, asset, or currency before settlement. |
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Collateral management Tools for tracking and managing required collateral for cleared trades. |
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Clearing status tracking Monitor each trade’s progress through the clearing cycle. |
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Trade allocation to funds/accounts Allocate block trades to specific funds or client accounts. |
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Clearing member management Identify and administer relationships with different clearing members. |
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Real-time clearing updates Receive immediate updates from CCPs on clearing status. |
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Unsupported asset tracking Flag trades/assets not eligible for central clearing. |
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Automated margin calls Generate and track margin call notifications based on clearing requirements. |
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Risk checks pre-clearing Run risk/capital requirement checks prior to clearing. |
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DVP/RVP support Supports Delivery vs. Payment and Receipt vs. Payment settlement types. |
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Multi-market settlement Settlement processing across various geographies and market infrastructures. |
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Settlement cycle configuration Ability to set T+2, T+1, T+0, or custom settlement periods. |
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Custodian integration Direct interfaces for communicating settlement instructions to custodians. |
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Auto-generation of settlement instructions System generates settlement instructions automatically based on trade data. |
. | No information available |
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Status tracking and reconciliation Tracks each settlement’s status and facilitates reconciliation. |
. | No information available |
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Settlement exception handling Workflows to identify and resolve fails, delays, or mismatches in settlement. |
. | No information available |
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Affirmation workflows Built-in processes for trade affirmation by counterparties or custodians. |
. | No information available |
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Partial settlements support Ability to process partial settlements when full allocation/cash is not available. |
. | No information available |
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Settlement fails reporting Monitoring and reporting of failed/delayed settlements. |
. | No information available |
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Trade-to-custodian reconciliation Compare internal trades with those reported by the custodian. |
. | No information available |
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Cash reconciliation Automated matching of expected vs. actual cash movements. |
. | No information available |
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Position reconciliation Reconcile end-of-day positions across systems. |
. | No information available |
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Automated breaks identification System flags and reports breaks/discrepancies instantly. |
. | No information available |
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Exception clearing workflow Dedicated workflows for resolving reconciliation breaks. |
. | No information available |
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Multi-frequency support Can perform reconciliations intra-day, daily, weekly, or custom frequency. |
. | No information available |
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Data normalization tools Standardizes data from multiple sources/formats to enable matching. |
. | No information available |
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Audit logging Detailed logging of all reconciliation and exception resolution activities. |
. | No information available |
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Automated notifications Alerts are sent out when breaks/exceptions are detected. |
. | No information available |
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Reconciliation throughput Volume of trades/cash/items reconciled per hour. |
. | No information available |
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Corporate actions feed integration Direct connections to data providers for corporate actions data. |
. | No information available |
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Event type coverage Supported corporate action event types (dividend, splits, mergers, etc.). |
. | No information available |
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Automated entitlement calculation System calculates entitlements (cash/shares) for each account/fund. |
. | No information available |
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Notification workflows Automatically notifies users and clients of impending actions. |
. | No information available |
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Instruction capture for voluntary events Enables capture and processing of user elections for voluntary events. |
. | No information available |
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Exception tracking Automatically detects and flags exceptions in event processing. |
. | No information available |
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Multi-account allocation Allocates entitlements accurately across multiple accounts/funds. |
. | No information available |
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Historical event tracking Maintains a log of past corporate actions and results. |
. | No information available |
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Ad hoc report generation Ability to generate reports on corporate actions, entitlements, and positions. |
. | No information available |
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Custodian liaison tools Facilitates communication of election instructions to custodians. |
. | No information available |
|
Regulatory reporting modules Built-in modules for regulatory reports (e.g. MiFID II, EMIR, SFTR, Dodd-Frank). |
. | No information available |
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Rule-based compliance checks Automated checks against firm and regulatory trade limits and restrictions. |
. | No information available |
|
Audit trails Comprehensive logging of activities for compliance review. |
. | No information available |
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Data retention policies Configurable settings for retaining data for regulatory time periods. |
. | No information available |
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User access controls Granular security roles and permissioning for users. |
. | No information available |
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Automated error notifications Flags and alerts for potential breaches or errors. |
. | No information available |
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Exception-based reporting Supports generating compliance reports based on trade exceptions. |
. | No information available |
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Scheduled regulatory reporting System can schedule and send regulatory reports automatically. |
. | No information available |
|
Integration with KYC/AML tools Interoperability with Know-Your-Customer and Anti-Money-Laundering solutions. |
. | No information available |
|
Secure data export Exports data in a format and method compliant with privacy laws. |
. | No information available |
|
Open APIs Availability of secure APIs for two-way connectivity with external systems. |
. | No information available |
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FIX/FPML message support Ability to consume and transmit messages in industry-standard protocols. |
. | No information available |
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OMS/PMS integration Connects directly to Order Management and Portfolio Management Systems. |
. | No information available |
|
Custodian/broker connectivity Out-of-the-box interfaces for leading custodians and brokers. |
. | No information available |
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Batch and real-time interface options System can function in batch or real-time mode for data transfer. |
. | No information available |
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Message transformation/mapping tools Customizable adapters to transform data between formats. |
. | No information available |
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Market data feed integration Connectivity for real-time or EOD reference and market pricing data. |
. | No information available |
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Cloud deployment options Support for deployment on public/private cloud environments. |
. | No information available |
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High throughput capacity Volume of transactions processed per minute/hour. |
. | No information available |
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File import/export support Support for standardized and custom file formats for data exchange. |
. | No information available |
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Concurrent user support Maximum number of users supported in parallel. |
. | No information available |
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Peak throughput Maximum number of transactions processed per second. |
. | No information available |
|
Latency Average end-to-end processing time of single trade. |
. | No information available |
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Auto-scaling System can increase resources automatically to accommodate higher loads. |
. | No information available |
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Disaster recovery (RTO/RPO) System's recovery time objective (RTO) and recovery point objective (RPO). |
. | No information available |
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High availability Redundancy for 24/7 uptime and minimal service interruptions. |
. | No information available |
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Monitoring/alerting for bottlenecks Real-time monitoring and alerts when exceeding resource thresholds. |
. | No information available |
|
Historical performance logging Stores historical performance metrics for audit/troubleshooting. |
. | No information available |
|
Hot upgrade capability Can upgrade software without taking the system offline. |
. | No information available |
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Environment isolation Supports separation of production, test, and development environments. |
. | No information available |
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Customizable dashboards Users can configure dashboards to monitor relevant KPIs and statuses. |
. | No information available |
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Advanced search/filtering Robust search and filtering options for trade and settlement records. |
. | No information available |
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Ad hoc reporting Users can build and generate custom reports on demand. |
. | No information available |
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Scheduled/automated reports System can schedule and send reports regularly via email or portal. |
. | No information available |
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Drill-down analytics Allows navigation from summary to detailed trade information. |
. | No information available |
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Real-time notifications and alerts Prompts users immediately about errors, matches, exceptions, or deadlines. |
. | No information available |
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Role-based UI customization User interface adapts and shows relevant modules based on role. |
. | No information available |
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Multi-language support User interface available in multiple languages. |
. | No information available |
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Mobile/web accessibility Platform can be accessed from web browsers or mobile devices. |
. | No information available |
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Export to standard formats Can output data/reports to CSV, Excel, PDF, etc. |
. | No information available |
|
End-to-end data encryption Encrypts data both at rest and in transit. |
. | No information available |
|
Multi-factor authentication Requires more than one method of authentication for login. |
. | No information available |
|
Granular access control Permissions assigned at user, group, or function level. |
. | No information available |
|
Regular security audits System is subject to periodic internal/external security reviews. |
. | No information available |
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Role-based data masking Sensitive fields are masked based on user permissions. |
. | No information available |
|
Automated session timeout Users are logged out automatically after a period of inactivity. |
. | No information available |
|
Intrusion detection/prevention integration System interfaces with existing IDP/IDS solutions. |
. | No information available |
|
User activity monitoring Real-time logging and analysis of user activity. |
. | No information available |
|
Patch management Regular updates to address new vulnerabilities. |
. | No information available |
|
Incident response protocols Predefined workflows for suspected or actual breaches. |
. | No information available |
Tools that automate the comparison and matching of financial data from different sources (e.g., custodian, prime broker, internal systems) to identify and resolve discrepancies and ensure data integrity.
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Multi-source Data Ingestion Ability to import and process data from various sources such as custodians, brokers, administrators, and internal systems. |
. | No information available |
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Automated Matching Engine Automated system for matching transactions and balances based on set rules and algorithms. |
. | No information available |
|
Manual Matching Tools Provides functionality for users to manually match unmatched transactions. |
. | No information available |
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Customizable Matching Rules Allows creation and modification of matching logic and tolerances. |
. | No information available |
|
Exception Management Identifies, categorizes, and provides workflow tools to resolve mismatches or breaks. |
. | No information available |
|
Two-way and Three-way Reconciliation Supports two-way (custodian-internal) and three-way (custodian-broker-internal) reconciliation processes. |
. | No information available |
|
Automated Break Resolution Suggestions System suggests resolutions for exceptions based on historical data and rule sets. |
. | No information available |
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Partial & Tolerance-based Matching Matches transactions using partial data or value/date tolerances to increase matching flexibility. |
. | No information available |
|
Position and Transaction Reconciliation Reconciles both positions/holdings and underlying transactions. |
. | No information available |
|
Configurable Data Types Supports various financial security types, instruments, and asset classes. |
. | No information available |
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Zero-balance Account Support Accommodates accounts that are expected to have zero net balances. |
. | No information available |
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Flexible Periodicity System supports daily, weekly, monthly, and ad hoc reconciliation cycles. |
. | No information available |
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Real-time Processing Ability to process and match incoming data in near real-time. |
. | No information available |
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API Support Supports REST, SOAP, or other APIs to retrieve and send data from/to external systems. |
. | No information available |
|
Flat File Import/Export Accepts and outputs data in flat file (CSV, TXT, Excel) formats. |
. | No information available |
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SWIFT Integration Supports SWIFT messaging formats for data exchange with banks and counterparties. |
. | No information available |
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Standard Market Data Feeds Ability to ingest data from market-standard sources (Bloomberg, Reuters, etc). |
. | No information available |
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Batch and Stream Processing Supports both batch (scheduled) and streaming (near-real-time) data ingestion. |
. | No information available |
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Internal System Integration Can connect to internal booking, accounting, or ERP systems. |
. | No information available |
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Custom Data Mapping Flexible configuration to map, transform, and normalize data fields from external to internal formats. |
. | No information available |
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Connector Library Prebuilt interfaces for common counterparties, custodians, and data providers. |
. | No information available |
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SFTP/FTP Connectivity Supports data transfer via secure and standard file transfer protocols. |
. | No information available |
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Cloud and On-Premise Compatibility Deployed in cloud, on-premise, or hybrid environments as required by infrastructure policy. |
. | No information available |
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Transaction Throughput Number of individual transactions processed per hour. |
. | No information available |
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Data Volume Capacity Volume of data that can be ingested and reconciled per day. |
. | No information available |
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Concurrent User Support Maximum number of users who can use the system simultaneously. |
. | No information available |
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Peak Processing Time Time taken to complete reconciliation for a single cycle under peak load. |
. | No information available |
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Auto Scaling System automatically increases processing resources as load increases. |
. | No information available |
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Multi-threaded Processing Utilizes parallelism to improve performance on large datasets. |
. | No information available |
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Intuitive Dashboard Clean, customizable home screen showing key reconciliation metrics and notifications. |
. | No information available |
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Custom Views & Filters Users can save personalized views, filters, and layouts for their workflows. |
. | No information available |
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Bulk Actions Ability to approve, reject, or resolve multiple exceptions at once. |
. | No information available |
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Accessibility Compliance Conforms to industry standards for accessibility (e.g., WCAG 2.1). |
. | No information available |
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Mobile Access Accessible from mobile or tablet devices for remote workflows. |
. | No information available |
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Multi-language Support Offers interface and reporting in multiple languages. |
. | No information available |
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Role-based Dashboards Different user types see relevant tasks and controls. |
. | No information available |
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Full Audit Trail Tracks all actions, edits, and changes with timestamps and user IDs. |
. | No information available |
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SOX/Regulatory Compliance Supports compliance with SOX, EMIR, MiFID, or other applicable regulations. |
. | No information available |
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Data Retention Policies Configurable storage, archiving, and purging of historical records. |
. | No information available |
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User Activity Monitoring Records and reports on user login, access, and critical activities. |
. | No information available |
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Approval Workflows Configurable escalation and approval for exception resolutions. |
. | No information available |
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Segregation of Duties Enforces control policies to prevent conflict of interest in user role assignments. |
. | No information available |
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Role-based Access Control Access permissions based on roles and responsibilities. |
. | No information available |
|
Data Encryption Encrypts data at rest and in transit to ensure confidentiality. |
. | No information available |
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Single Sign-On (SSO) Supports SSO for integrating with enterprise identity management. |
. | No information available |
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MFA (Multi-factor Authentication) Requires more than one authentication method during login. |
. | No information available |
|
Penetration Testing & Vulnerability Scans Routine tests to identify and address security weaknesses. |
. | No information available |
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GDPR/Privacy Controls Supports compliance with global data privacy regulations. |
. | No information available |
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Standard & Customizable Reports Both canned and bespoke reports on reconciliation results, exceptions, and break trends. |
. | No information available |
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Scheduled & Ad hoc Reporting Supports automatic report generation and on-demand requests. |
. | No information available |
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Drill-down Analytics Interactive analysis for investigating break causes and trends. |
. | No information available |
|
Export to Multiple Formats Export reports to PDF, Excel, CSV, or XML for distribution. |
. | No information available |
|
Real-time Exception Metrics Dashboards and KPIs on current exception rates and statuses. |
. | No information available |
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Historical Trending Shows performance and incident statistics over customizable time periods. |
. | No information available |
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Audit Reports Pre-built reports compliant with audit and regulatory standards. |
. | No information available |
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Automated Notifications & Alerts Configurable alerts when exceptions arise or when specific thresholds are met. |
. | No information available |
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Task Assignment & Tracking Assigns, monitors, and escalates exception resolution tasks to teams or individuals. |
. | No information available |
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Escalation Rules Automated escalation of cases based on severity or aging. |
. | No information available |
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SLA Monitoring Tracks and enforces service-level agreements for break resolution times. |
. | No information available |
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Automated Exception Routing Directs exceptions to teams/users based on predefined criteria. |
. | No information available |
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Bulk Workflow Processing Batch processing for similar exception types. |
. | No information available |
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Custom Data Fields Define new data fields and tracking elements without core code changes. |
. | No information available |
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Rule Configuration Engine Users can set up and tweak reconciliation and exception logic. |
. | No information available |
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Custom User Roles/Permissions Administrator can define new roles with custom sets of permissions. |
. | No information available |
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Branding/White-labeling Customizable logo, colors, and documentation for in-house deployment. |
. | No information available |
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Dynamic Workflow Builder Visual workflow editor for developing and adjusting processes. |
. | No information available |
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24/7 Technical Support Round-the-clock access to product and technical support services. |
. | No information available |
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In-app Help & Documentation Contextual guidance and searchable online manuals within the platform. |
. | No information available |
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Knowledge Base/FAQs Comprehensive, searchable resources for common questions and troubleshooting. |
. | No information available |
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Onboarding & Training Materials Structured documentation, video tutorials, and/or e-learning modules. |
. | No information available |
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Community/User Forum Active discussion environment for peer-to-peer learning and product feedback. |
. | No information available |
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Dedicated Account Manager Directly assigned account representative for ongoing relationship management. |
. | No information available |
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Transparent Pricing Structure Published, clear pricing tiers, including base and additional features. |
. | No information available |
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Flexible Licensing Options Purchase by user, by entity, by transaction volume, or as a SaaS subscription. |
. | No information available |
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No Hidden Fees All costs are clearly disclosed and predictable. |
. | No information available |
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Trial or Proof-of-Concept Availability Demo or trial environments are available for pilot testing. |
. | No information available |
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Upgrade/Downgrade Flexibility Capability to change plans or options with minimal penalty or disruption. |
. | No information available |
Software for monitoring, forecasting, and optimizing cash positions across accounts and currencies to support investment activities, fund redemptions, and operational needs.
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Multi-Bank Connectivity Ability to connect with and aggregate data from multiple banking institutions. |
. | No information available |
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Custodian Integration Interface for direct data feeds from fund custodians. |
. | No information available |
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Internal System Integration APIs/connectors for integration with fund accounting and portfolio systems. |
. | No information available |
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SWIFT Compatibility Supports SWIFT messaging for secure international fund transfer. |
. | No information available |
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API Availability Availability of APIs for custom and automated integrations. |
. | No information available |
|
File Import/Export Import/export of bank statements or transactions in common formats (CSV, XML, Excel, etc.). |
. | No information available |
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Real-Time Data Sync Capability for retrieving and updating balances/transactions in real time. |
. | No information available |
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Manual Data Entry Options System allows manual override or entry of account data as backup. |
. | No information available |
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Single Sign-On (SSO) Supports single sign-on across connected systems. |
. | No information available |
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Multi-Factor Authentication Support Enhances security when connecting to banking partners. |
. | No information available |
|
Batch Connectivity Supports batch uploads/downloads for statements and transactions. |
. | No information available |
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Automated Data Reconciliation System automatically matches internal and bank records. |
. | No information available |
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Real-Time Balance Display Displays up-to-date cash balances across all accounts. |
. | No information available |
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Multi-Currency Support Monitors balances in multiple global currencies. |
. | No information available |
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Consolidated Cash View Aggregated balance reporting for all linked accounts. |
. | No information available |
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Customizable Dashboards User can configure dashboards for tailored cash insights. |
. | No information available |
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Intraday Balance Tracking Tracks balance changes over the course of the day. |
. | No information available |
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Cash Position by Legal Entity Ability to view and break down cash positions at the entity or fund level. |
. | No information available |
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Historical Cash Position Reporting Access to past cash positions for analysis and comparison. |
. | No information available |
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Alerting for Thresholds System can alert users to high/low balances or overdrafts. |
. | No information available |
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Cash Concentration Reporting Analyzes and reports on the concentration of cash in specific accounts/regions. |
. | No information available |
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Mobile Access Dashboards and cash positions can be securely viewed via mobile devices. |
. | No information available |
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Visualization Tools Supports charting/graphing for cash trends and comparisons. |
. | No information available |
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Number of Supported Currencies How many distinct currencies can be managed in the system. |
. | No information available |
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Automated Cash Forecasting Engine Generates predictions of cash needs and surpluses. |
. | No information available |
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Scenario Modelling Allows users to run what-if analyses across various scenarios. |
. | No information available |
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Incorporation of Market Events Ability to include market or fund triggers into forecasts (e.g., redemptions, capital calls). |
. | No information available |
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Historical Trend Analysis Uses previous cash movements to improve forecast accuracy. |
. | No information available |
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Forecast Horizon Flexibility Number of future days/weeks/months that can be forecasted. |
. | No information available |
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Overdraft/Shortfall Prediction Flags likely shortages in upcoming periods. |
. | No information available |
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Machine Learning Capabilities Uses advanced algorithms for predictive analytics. |
. | No information available |
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Integration with Transaction Calendar Aligns forecasts with scheduled payments or receipts. |
. | No information available |
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Automated Adjustment for FX Movements Adjusts forecasts for expected or simulated currency fluctuations. |
. | No information available |
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Drill-Down Forecasts by Account/Region Ability to forecast at various levels of detail. |
. | No information available |
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Payment Initiation Users can create and send payment instructions from the platform. |
. | No information available |
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Automated Sweeps Automatic movement of cash based on pre-set rules (e.g., cash pooling, zero-balancing). |
. | No information available |
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Bulk Payment Processing Support for executing multiple payments in batches. |
. | No information available |
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Payment Approval Workflows Multi-step approval chains before payments are released. |
. | No information available |
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Outsourced Payment Support Capability for third-party administration or shared services. |
. | No information available |
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Payment Cut-Off Time Awareness System recognizes and manages payments according to bank cut-off times. |
. | No information available |
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Efficient Settlement Speed Average time from initiation to payment settlement. |
. | No information available |
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Confirmation & Status Tracking Real-time status and confirmation of payment execution. |
. | No information available |
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Integration with FX Trading Platforms Can execute FX trades to support multi-currency payments. |
. | No information available |
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Payment Templates Template storage for commonly recurring payment types. |
. | No information available |
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Automated Reconciliation of Transactions Links payments to accounting and automatically reconciles cleared items. |
. | No information available |
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Audit Trails on All Transactions Comprehensive audit trail for every transaction and approval. |
. | No information available |
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Cash Pooling Structures Supports notional or physical cash pooling across accounts/entities. |
. | No information available |
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Automated Idle Cash Identification Identifies surplus balances for redeployment or investment. |
. | No information available |
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Liquidity Buffer Calculations Recommends ideal cash reserves for operational requirements. |
. | No information available |
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Short-Term Investment Integration Facilitates instant investment of idle cash (e.g., in MMFs or short-term deposits). |
. | No information available |
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Liquidity Stress Testing Runs stress scenarios on liquidity positions. |
. | No information available |
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Real-Time Liquidity Dashboard Visual tool for monitoring current liquidity levels. |
. | No information available |
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Customizable Investment Policy Rules Impose rules/limits for liquidity management based on fund mandates. |
. | No information available |
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Automated Fund Transfers Automatically reallocates cash between accounts as needed. |
. | No information available |
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Idle Cash Ratio Measures the proportion of idle to total available cash. |
. | No information available |
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Notifications for Suboptimal Liquidity Alerts if liquidity falls outside target thresholds. |
. | No information available |
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User Access Controls Advanced permission management based on user roles and responsibilities. |
. | No information available |
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Audit Logs Comprehensive logs tracking all system access and transactions. |
. | No information available |
|
Compliance Checklists Built-in or customizable checklists for key regulatory requirements. |
. | No information available |
|
Segregation of Duties Support Prevents conflicting roles and process steps from being assigned to the same user. |
. | No information available |
|
Anti-Money Laundering (AML) Screening Supports AML/KYC checks for counterparty payments. |
. | No information available |
|
Sanctions Screening Automated screening of transactions/beneficiaries against global sanctions lists. |
. | No information available |
|
Regulatory Reporting Automation Generates required reports for regulators with minimal manual intervention. |
. | No information available |
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Risk Limit Alerts Notifies users if exposures approach or breach pre-set limits. |
. | No information available |
|
Change Management Tracking Monitors and logs changes to system configurations and data. |
. | No information available |
|
Audit Trail Report Generation Speed Time required to generate comprehensive audit trail reports. |
. | No information available |
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Compliance Rules Customization Ability to add/modify compliance logic as laws and policies change. |
. | No information available |
|
Standardized Report Library Pre-built reporting templates for common use cases. |
. | No information available |
|
Custom Report Builder Users can create tailored reports from system data. |
. | No information available |
|
On-Demand Export to Excel/PDF Ability to export reports in multiple formats. |
. | No information available |
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Automated Scheduled Reporting Reports generated and distributed per schedule. |
. | No information available |
|
Flexible Date Ranges Allows selection of any reporting period. |
. | No information available |
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Drill-Down/Drill-Through Ability to drill down to transactional details in reports. |
. | No information available |
|
Data Visualization Tools Dashboards and visualizations for trends, outliers, and comparisons. |
. | No information available |
|
Automated Distribution Sends reports to designated recipients automatically. |
. | No information available |
|
Ad-Hoc Query Support Users can define and run custom data queries. |
. | No information available |
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Data Retention Period How long historical reports and data are retained by the system. |
. | No information available |
|
Intuitive User Interface Designed for ease of navigation and understanding. |
. | No information available |
|
Multi-Language Support System available in multiple global languages. |
. | No information available |
|
Role-Based Dashboards Personalized views based on user function or department. |
. | No information available |
|
Advanced Search & Filter Powerful tools to quickly locate transactions or information. |
. | No information available |
|
Context-Sensitive Help User assistance and tooltips available in relevant screens. |
. | No information available |
|
Mobile-Friendly Design Optimized for access via smartphones and tablets. |
. | No information available |
|
Accessibility Standards Compliance Meets accessibility guidelines (e.g., WCAG, ADA). |
. | No information available |
|
Concurrent User Support Number of users who can simultaneously access the system. |
. | No information available |
|
Customizable Notification Preferences Users can control which system alerts and communications they receive. |
. | No information available |
|
Time Zone Awareness Displays times/dates in the user’s local time zone. |
. | No information available |
|
End-to-End Encryption Encrypts data at rest and in transit. |
. | No information available |
|
Multi-Factor Authentication Requires two or more authentication factors for system access. |
. | No information available |
|
Granular Permission Management Detailed control of access to features and data at the user level. |
. | No information available |
|
Data Masking & Redaction Sensitive information is hidden from unauthorized users. |
. | No information available |
|
Security Event Monitoring System logs and monitors for suspicious activities. |
. | No information available |
|
Disaster Recovery & Backup Automated, regular backups and verified recovery plans. |
. | No information available |
|
Security Certifications (e.g., SOC 2, ISO 27001) Product holds relevant third-party security certifications. |
. | No information available |
|
Time to Restore After Failure Average time required to restore the system after an outage. |
. | No information available |
|
Penetration Testing Frequency How often the system is tested for security vulnerabilities. |
. | No information available |
|
Data Residency Options Ability to specify which country/region data is stored in. |
. | No information available |
|
Implementation Timeline Typical time to complete setup and go-live. |
. | No information available |
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Dedicated Account Manager Access to a named support/account specialist. |
. | No information available |
|
24/7 Technical Support Support team is available around the clock. |
. | No information available |
|
Online Knowledge Base Extensive online help and documentation. |
. | No information available |
|
Live User Training Interactive training sessions for user onboarding. |
. | No information available |
|
System Uptime SLA Guaranteed system uptime percentage. |
. | No information available |
|
Customizable Onboarding Plan Tailored onboarding steps for specific fund structures. |
. | No information available |
|
Periodic System Health Reviews Scheduled review and tuning of system performance. |
. | No information available |
|
User Feedback Mechanism Users can submit feedback or system improvement suggestions. |
. | No information available |
|
Integration Support Services Vendor assistance in interfacing with third-party systems. |
. | No information available |
Software for analyzing competitive fee structures, modeling revenue scenarios, and determining optimal pricing strategies for investment products across different distribution channels and client segments.
More Fee Analysis & Modeling Tools
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Multi-source Data Import Ability to import data from spreadsheets, databases, APIs, and third-party data providers. |
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Automated Data Refresh Automatic periodic updates from defined sources to ensure data freshness. |
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Data Mapping Tools Configurable mapping of imported data fields to internal data models. |
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Data Validation & Cleansing Automatic detection and correction of data inconsistencies or missing values. |
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Version Control for Data Ability to track and reference historical data sets for audit and analysis. |
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Bulk Upload Speed Average speed of bulk data import and processing. |
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Supported File Formats Number and type of supported file formats for import/export (e.g., CSV, Excel, XML, JSON). |
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API Integration Out-of-the-box connectors or API support for data exchange. |
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Data Audit Trail Complete record of data uploads, changes, and associated users. |
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Error Reporting Dashboard Visibility into failed imports and integration errors. |
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Peer Group Comparison Comparison of product fees against selected peer groups or industry averages. |
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Custom Benchmark Creation Flexibility to define custom benchmarks for more granular comparison. |
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Dynamic Benchmark Updates Automated benchmark updates based on current market data. |
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Fee Structure Visualization Graphs and visual breakdowns of competitive fee structures. |
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Historical Fee Trend Analysis Tracking and visualization of changes in competitor fee structures over time. |
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Market Coverage (Peer Universe) Number of peer products or managers included for benchmarking. |
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Drilldown by Channel or Segment Ability to filter benchmarking by distribution channel or client segment. |
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Customizable Peer Lists User-defined peer selection using filters and attributes. |
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Fee Type Support Different fee types supported for benchmarking (e.g., management, performance, admin., etc.). |
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Exportable Benchmark Reports Benchmark data, charts, and reports can be exported for sharing or analysis. |
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Scenario Builder Interactive tool to create and compare multiple revenue scenarios with different fee structures and product assumptions. |
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Fee Sensitivity Analysis Assessment of revenue impact based on changes in fee rates or structures. |
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Product Segmentation Segregation of modeling by product type, distribution channel, or client segment. |
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Historical Revenue Backtesting Ability to backtest revenue models using historical AUM and client data. |
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Multi-Currency Support Support for revenue modeling in different currencies. |
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Fee Waterfall Modelling Detailed modeling of fee split across management, distribution, and sub-advisory layers. |
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Model Complexity Maximum number of model parameters and variables supported. |
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Batch Processing Speed Time taken to run large scenario batches or complex revenue models. |
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Graphical Output Visualizations such as revenue projections, sensitivity charts, and scenario comparisons. |
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Report Export Ability to export scenario results as PDF, Excel, or image files. |
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Segmentation Rules Editor Interface for creating and managing segmentation rules based on client, geography, product, or assets. |
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Multi-level Hierarchies Support for nested segmentations (e.g., channel --> geography --> client type). |
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Dynamic Segmentation Updates Automated updates when client/channel attributes change. |
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Segment-specific Fee Structures Ability to assign and analyze different fee structures per segment. |
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Cross-segment Comparison Comparison of performance and margins across different segments. |
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Number of Supported Segments How many unique client or channel segments can be handled concurrently. |
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Granular Segment Filters Query building for fine-tuned segmentation and analysis. |
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Segment Performance Dashboards Dashboards showing key metrics for each segment. |
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Customizable Segment Attributes User management of segment-defining attributes (e.g., client size, geography, product type). |
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Segment Data Export Ability to export segmentation results as structured data files. |
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Automated Pricing Recommendations Algorithmic suggestions based on market position, peer data, and revenue targets. |
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Price Elasticity Modeling Assess impact of fee changes on expected sales or AUM. |
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Fee Structure Complexity Maximum supported fee structure layers (tiered, breakpoints, flat fees, etc.). |
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Integrated Approvals Workflow Approval processes for new or changed fee structures. |
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Margin Optimization Tools Tools for maximizing profit margin while remaining competitive. |
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Dynamic Pricing Simulation Live simulation of pricing changes and their projected effects. |
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Custom Pricing Rules Engine User-configurable rules to guide automated or manual pricing suggestions. |
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What-if Analysis Support for complex scenario planning with side-by-side comparison. |
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Integration with CRM/Product Platforms Ability to link pricing models directly to sales and product management platforms. |
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Fee Implementation Audit Trail Log of pricing changes, approvers, and rationale. |
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Custom Report Builder User-configurable reports combining data from multiple sources and analyses. |
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Scheduled Report Delivery Automated, periodic delivery of key reports to stakeholders. |
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Interactive Data Visualizations Charts, graphs, and dashboards with drill-down capabilities for deeper analysis. |
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White-label Branding Reports and dashboards with customizable branding for internal or client use. |
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Export Formats Supported Range of formats (PDF, Excel, PPT, HTML, etc.) supported for report export. |
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Real-time Reporting Speed Average latency to generate dashboards and ad hoc reports. |
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Mobile-friendly Dashboards Support for accessing reports and dashboards on mobile devices. |
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Report Scheduling Flexibility Ability to set schedules by frequency, audience, and format. |
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Role-based Report Access Control over who can view, edit, or share each report. |
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Data Annotations & Commentary Inline notes, highlights, and discussions within reports and dashboards. |
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Role-based Access Controls Granular permissions for system modules and data sets. |
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Data Encryption Encryption of data at rest and in transit. |
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Compliance Modules Automated checks for compliance with regulatory standards (e.g., MiFID, SEC). |
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Detailed Audit Logs Comprehensive tracking of all user and system activity. |
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Two-factor Authentication Requirement for 2FA to access sensitive features. |
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Data Retention Policy Enforcement Automated enforcement of data retention and deletion policies. |
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Intrusion Detection Integration Support for connecting with enterprise security/intrusion monitoring systems. |
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Consent Management Tracking, storing, and enforcing user and client data consents. |
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Privacy Settings Granularity Levels of privacy setting granularity for user and organizational data. |
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Regular Security Patch Updates Periodic and automated updates for security vulnerabilities. |
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Intuitive Interface Modern, easy-to-navigate interface for all user roles. |
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Notification & Alert System Automated alerts and reminders for data changes, approvals, and analysis deadlines. |
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Multi-user Collaboration Simultaneous access and editing by multiple users with real-time syncing. |
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Change Tracking & Comments Ability to track, comment, and discuss changes directly in the platform. |
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Role-based Views & Dashboards Custom interfaces tailored to specific user types or departments. |
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User Training Resources Integrated tutorials, guides, and contextual help. |
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Accessibility Compliance Conformance with accessibility standards (e.g., WCAG 2.1). |
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Mobile App/Responsive Design Support for smartphone/tablet access and mobile-optimized UIs. |
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Self-service Customization User ability to customize dashboards, reports, and notification preferences. |
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Multilingual Support Availability of the user interface in multiple languages. |
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Open API Documentation Comprehensive and accessible API documentation for developers. |
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Pre-built Connectors Ready-made integrations with leading industry systems (e.g., Salesforce, Bloomberg). |
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Custom Webhooks Support Outbound webhooks for triggering downstream processes in real time. |
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Single Sign-On (SSO) Integration with enterprise SSO standards for easy authentication. |
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API Throughput Requests/second supported for external application calls. |
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Data Export API Support for programmatic export of analytical data. |
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Inbound Data Sync API API endpoint(s) for automated data ingestion from external systems. |
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Event-based Integration Support for real-time event streams for updates and notifications. |
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Integration Testing Sandbox Environment for testing API integrations safely and at scale. |
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Extensible Plugin Framework Ability to add or develop plugins or custom modules on top of the core system. |
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Uptime Guarantee Service Level Agreement percentage for application uptime. |
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Scalable Infrastructure Elastic infrastructure to handle growing users, data, and analysis loads. |
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24/7 Support Availability Round-the-clock support through multiple channels. |
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Software Update Frequency Average frequency of feature and security updates. |
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Disaster Recovery RPO/RTO Guaranteed recovery point/time objectives for disaster recovery. |
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Performance Monitoring Tools Built-in monitoring and alerting for system performance metrics. |
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Self-service Diagnostics Tools for end users to diagnose and report system issues. |
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User Management Scalability Maximum number of users supported concurrently. |
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Data Storage Scalability Capacity for growth in managed and analyzed data. |
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Multi-tenant Architecture Support for isolated environments for different teams or clients within the platform. |
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Applications that track and analyze product performance relative to benchmarks, peer groups, and objectives to support product management decisions and marketing positioning.
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Multi-source Data Integration Ability to pull data from diverse sources (internal systems, third-party vendors, market feeds, etc.). |
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Benchmarks Database Access Availability of a broad library of industry standard and custom benchmarks. |
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Peer Group Data Availability Access to robust peer group datasets for comparative analytics. |
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Auto Data Refresh Frequency How often the system refreshes underlying datasets automatically. |
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Data Quality Checks Integrated rules and processes for ensuring completeness, accuracy, and consistency of data. |
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Historical Data Depth The maximum lookback period for analysis. |
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Support for Custom Universes Ability to define and analyze custom groups for peer comparisons. |
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Currency Conversion Support Automatic data normalization across different base currencies. |
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Data Export Options Formats and mechanisms provided for exporting underlying datasets. |
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API Availability Ability to access and integrate data via application programming interfaces. |
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Support for Alternative Data Types Ability to handle non-traditional or alternative data (e.g., ESG, sentiment). |
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Daily Performance Computation System can calculate and update returns and other metrics daily. |
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IRR/XIRR Support Internal Rate of Return and Extended Internal Rate of Return calculations available. |
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Risk-adjusted Metrics Ability to generate Sharpe ratio, Sortino, Information Ratio, and similar statistics. |
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Alpha/Beta Computation System computes alpha and beta relative to chosen benchmarks. |
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Attribution Analysis Supports decomposition of performance by factors, sector, region, etc. |
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Time-weighted vs. Money-weighted Returns Ability to toggle and report both types of returns. |
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Rolling Period Analytics Run analytics over customizable rolling windows. |
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Out/Underperformance Calculation System calculates performance relative to benchmarks. |
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Peer Percentile Rankings System ranks products against peer universes over multiple periods. |
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Custom Formula Support Users can create and run custom calculation formulas. |
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Computation Speed Average time to compute and display results for a portfolio. |
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Custom Benchmark Construction Ability to blend indices or instruments to create bespoke benchmarks. |
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Dynamic Benchmark Rebalancing Benchmarks can be rebalanced automatically or on-demand. |
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Peer Group Customization Users can define and maintain custom peer groups. |
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Automated Benchmark Updates System updates benchmark constituents and weights automatically. |
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Fee-adjusted Peer Comparison Peer performance can be computed net of fees. |
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Multi-benchmark Analysis System supports comparing products against multiple benchmarks in parallel. |
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Benchmark Data Granularity Frequency of available benchmark data (e.g. daily, monthly, quarterly). |
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Peer Universe Size Number of peers available for comparison within the system. |
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Peer Group Data Provider Coverage Number of supported peer group data sources/providers. |
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Governance Controls for Group Changes Ability to restrict or log changes to benchmark or peer group definitions. |
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Customizable Dashboards Users can design and configure dashboards to highlight relevant analytics. |
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Time Series Charting Displays portfolio, benchmark, and peer performance over time. |
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Attribution Waterfall Visualization Visual breakdown of performance impact by segment or factor. |
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Export to PDF/Excel/PowerPoint Output charts and tables to common report formats. |
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White-labeling Ability to customize branding and layout for client-facing reports. |
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Drill-down Analytics Users can interactively drill into performance drivers by factor or security. |
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Scheduled Report Distribution Automated preparation and distribution of recurring reports. |
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Heatmaps and Distribution Plots Visuals for single period or cross-sectional product/peer analytics. |
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Interactive Filtering Dashboards can be filtered in real time by date range, currency, etc. |
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Data Annotation Capability Users can add notes, comments, or flags to charts and tables. |
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Real-time Visualization Updates Charts and tables refresh live with new data inputs. |
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Multi-level Attribution Attribution by asset class, sector, region, security, or custom grouping. |
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Factor-based Attribution Analyzes performance drivers by exposures to macro/micro factors (style, credit, ESG, etc.). |
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Currency Attribution Ability to isolate impact of currency movements on returns. |
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Excess Return Decomposition Breakdown of out(under)performance by sources. |
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Drill-through to Holding Level Trace attribution results from top-level to individual securities. |
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Maturity/Sector Attribution for FI Attribution modules tailored for fixed income portfolio analytics. |
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Interaction Effect Calculation Explicit calculation of the interaction term in multi-factor attribution. |
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Integrated Contribution Charts Visual representation of positive/negative contributors. |
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Look-through Attribution Attribution analyzes holdings within nested structures (fund-of-funds, wrappers). |
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Scenario Attribution Tools Enables hypothetical or 'what if' attribution analysis. |
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Multi-product Comparison Side-by-side comparison of multiple products, portfolios, and benchmarks. |
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Peer Ranking Metrics Automatically ranks products on alpha, information ratio, fees, and other attributes. |
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Performance Quartile/Decile Splits Highlights quartile or decile peer group standings for single or multi periods. |
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Risk Statistic Comparison Compares stdev, tracking error, downside risk, etc. across products. |
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Return Deviation Alerts Automatic flagging of statistically significant out/underperformance. |
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Peer Group Custom Filters Filter and compare products with custom peer screens (region, strategy, etc.). |
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Comparative Style Mapping Maps products to style or strategy categories for peer relevance. |
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Marketing Tear-sheets Generation Automatically produces client-ready factsheets for product positioning. |
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Highlight Outliers & Unique Selling Points Automatically detects and surfaces differentiators for marketing. |
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ESG/Responsible Investing Rankings Provides ESG or sustainability scores for competitive positioning. |
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Intuitive User Interface Interface is easy to navigate and use for a variety of personas. |
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Search & Filter Tools Fast search, sorting, and filtering of portfolios and datasets. |
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Saved Views & Templates Ability to bookmark or template key report configurations. |
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Multi-user Collaboration Enables team collaboration (comments, shared access, approval workflows). |
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In-app Notifications & Alerts The system can send event-based alerts within the application. |
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Mobile Device Support Optimized or native access through mobile devices. |
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User Role & Permission Management Supports granular access and edit controls by user or group. |
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Bulk Upload/Download of Data Ability to quickly upload or download large datasets/files. |
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Integration with Productivity Tools Ability to connect with email, chat, or workflow management apps. |
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Custom Workflows Ability to configure stepwise processes for analytics reviews, approvals, or marketing. |
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Concurrent User Support Maximum number of users that can access the system simultaneously without performance degradation. |
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Large Dataset Handling Ability to efficiently process analytics on very large portfolios or long data histories. |
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System Uptime Guaranteed percentage of time system is operational during business hours. |
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Cloud Deployment Options Availability of cloud-native or hosted delivery configurations. |
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Performance Latency Typical wait time for key analytic processes to complete at normal load. |
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On-demand Processing Scalability System can dynamically allocate more resources to large/complex requests. |
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Batch Processing Speed How quickly the system processes batch analytics jobs. |
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Automatic System Scaling Automatically increases resources to meet higher usage or data loads. |
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Disaster Recovery Readiness Ability to restore system and data quickly after an outage. |
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API Throughput Number of successful API requests the system can handle per second. |
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Comprehensive Audit Trails All changes to calculations, configurations, and data are logged with user/time stamps. |
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Automated Compliance Checks System runs checks for relevant investment restrictions or policies (e.g., GIPS). |
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Role-based Access Controls Granular controls to limit data and feature access based on role. |
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End-to-end Data Lineage Tracking Ability to trace any metric or report back through all underlying data sources and transformations. |
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Report Versioning & Approval Maintains prior versions and approval history of externally distributed reports. |
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Data Retention Policy Support Supports configurable retention periods for audit and compliance data. |
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Regulator-ready Exports Produces outputs suitable for submission to regulatory bodies. |
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Sensitive Data Masking Automatically obfuscates or redacts sensitive data elements as needed. |
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Integrated Compliance Workflow Workflows guide users through compliance-related analytic processes. |
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Certification Support System can help with GIPS, PRIIPs, or similar certifications. |
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Data Encryption at Rest All datasets encrypted on disk/storage. |
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Data Encryption in Transit All data flows encrypted between systems and users. |
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Multi-factor Authentication Strong authentication required for user access. |
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Single Sign-on Integration Supports secure sign-in through SSO providers. |
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Granular Permissions Access can be specified by product, report, or function. |
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Regular Vulnerability Testing System is proactively scanned for potential security gaps. |
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Data Backup Frequency Frequency at which all analytics and reports are securely backed up. |
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Intrusion Detection Monitors for and alerts upon unauthorized access attempts. |
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User Activity Monitoring Tracks and reviews user activity for suspicious behavior. |
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Secure API Access APIs are protected with encryption and authentication. |
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Custom Report Builder Advanced interface for designing custom reports, layouts, and analytics dashboards. |
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Custom Metrics/Formulas Support Create, save, and reuse proprietary metrics, calculations, or modeling approaches. |
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Integration with Other Analytics Tools Ability to plug into BI, statistical, or quantitative analysis environments (e.g. Tableau, Python, R). |
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Open API for Extension Rich, documented API enabling integrations and new feature development. |
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White-label Portal Options Fully custom branding and client-facing experience. |
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Custom Workflow Automation Ability to automate unique product approval, review, or marketing flows. |
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Support for Plug-ins/Add-ons Users or third parties can extend platform via plugins or add-ons. |
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Flexible Data Model Underlying data model can accommodate new instruments, attributes, hierarchies. |
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Custom Alert Triggers Users can define unique conditions to trigger alerts or workflows. |
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Multiple Language/Regional Support Interface available in additional languages and regional formats. |
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Platforms that help pension fund trustees and fiduciaries track and fulfill their legal obligations, document prudent processes, and manage conflicts of interest in accordance with fiduciary standards.
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Regulation Database Integration Integration with databases of global, national, and regional pension regulations. |
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Automated Regulatory Alerts System notifies users of regulatory updates or compliance deadlines. |
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Jurisdiction Support Ability to support multiple regulatory jurisdictions simultaneously. |
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Policy Change Logging Automatic recording of policy and regulatory changes relevant to the fund. |
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Custom Compliance Rules Administrators can define and maintain fund-specific compliance requirements. |
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Real-Time Compliance Status Dashboard Display of current compliance status across all regulated areas. |
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Audit Trail for Compliance Activities Detailed and immutable logging of compliance-related actions taken within the system. |
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Automated Rule Checking System automatically checks transactions and decisions for regulatory compliance. |
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Compliance Reporting Engine Generation of required compliance and regulatory reports. |
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Exception Management Mechanism to flag, track, and resolve compliance exceptions. |
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Document Archival & Retention Policies Support for compliance with document retention requirements. |
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Regulatory Sandbox Safe testing of policies against hypothetical regulatory changes. |
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Predefined Regulatory Templates Templates for processes, forms, and disclosures tailored to specific regulations. |
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Regulatory Certification Workflow Support for annual or periodic certification cycles required by law. |
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Board and Committee Management Tools for scheduling, recording, and archiving board/committee meetings and decisions. |
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Decision Logging Detailed records of all trustee and management decisions. |
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Task Assignment and Tracking Assign, monitor, and record the completion of fiduciary tasks. |
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Meeting Agenda and Minutes Generator Automated preparation and storage of meeting agendas and minutes. |
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Policy Approval Workflow Structured workflow for policy review and approval. |
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Voting Mechanisms Secure tools for recording votes and resolutions. |
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Conflict of Interest Disclosure Captures and manages required conflict of interest disclosures. |
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Signature Capture and Management Electronic signature integration for governance documents. |
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Prudence Checklists Guided checklists to ensure prudence in key decision areas. |
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Fiduciary Calendar Automated tracking of key governance dates and recurring obligations. |
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Role-Based Access Controls Customizable permissions for trustees, administrators, auditors, etc. |
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Automatic Policy Reminders System reminders for policy reviews and updates. |
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Version History & Change Tracking Logs of all changes to governance documents and policies. |
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Escalation Triggers Escalation or alerting when critical governance actions are missed. |
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Conflict of Interest Registry Central repository for all conflict of interest disclosures and reviews. |
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Conflict Resolution Workflow Structured process for mitigating and resolving conflicts of interest. |
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Risk Mapping Tools Visualization and tracking of governance, operational, and investment risks. |
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Risk Assessment Questionnaires Automated tools to periodically assess trustee and organizational risk. |
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Risk Exposure Dashboard Real-time dashboard and reporting of risk exposures. |
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Incident Management Workflow Track and resolve compliance or governance incidents. |
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Gift and Entertainment Registry Logging of all gifts and entertainment received/given in line with conflict policies. |
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Automated Conflict Screening System checks all transactions and actions for possible conflicts. |
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Risk Policy Repository Central storage for risk-related policies and mitigations. |
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Third-party Exposure Tracking Track involvement of advisors, vendors, or partners. |
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Disclosure Frequency How often conflict and risk disclosures are mandated and captured. |
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Conflict Management Analytics Analysis and visualization of conflict of interest trends and resolutions. |
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Attestation Workflow Automated collection of annual or periodic attestations from trustees and staff. |
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Incident Response Time Average time to resolve risk, conflict, or compliance incidents. |
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Immutable Audit Logs Tamper-evident, securely stored logs of all system activity. |
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Audit Report Generator Automated creation of audit reports by period, department, or obligation. |
. | No information available |
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Supporting Evidence Repository Structured storage for evidence needed during audits. |
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Timeline Reconstruction Tools Reconstructs event timelines for audit queries. |
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Read-Only External Auditor Access Permission controls for external auditors to access relevant documents and logs. |
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Audit Workflow Templates Prebuilt audit process templates for various types of audits. |
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Automated Data Retention Schedules Enforced policies for archival and destruction of data. |
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Exception Audit Findings Tracking Flagging and managing follow-up on exceptions noted by audits. |
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Audit Frequency Tracker Management of audit cycles and recurring requirements. |
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Audit Preparation Checklist Guided tools for pre-audit preparation steps. |
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Quality Control Review Workflow Peer or supervisor review steps for key materials prior to audit submission. |
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Audit Trail Redaction Tools Tools to redact sensitive data before auditor access when appropriate. |
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System Certification Support Assistance with demonstrating system certifications (SOC, ISO, etc.). |
. | No information available |
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Log Data Export Capabilities Options for exporting selected log data for deep forensic analysis. |
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Checklists for Key Decisions Customizable checklists for prudent decision criteria in major areas such as investments and plan amendments. |
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Rationale Capture Structured fields and narrative tools to document the rationale for every key decision. |
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Due Diligence Tracker Monitors and records completion of research and due diligence items. |
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Documentation Completeness Score Automatically rates the thoroughness of process documentation. |
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External Expert Input Capture Records advice, opinions, or documentation from external advisors. |
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Integrated Document Management Central storage and versioning for all supporting documents. |
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Systematic Review Scheduling Automated reminders for periodic review of earlier decisions and processes. |
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Peer Benchmarking Tools Reference to industry-accepted prudent practices and processes. |
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Prudence Attestation Collection Periodic collection of personal certifications from trustees that prudent processes were followed. |
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Guided Process Workflows Step-by-step workflows to guide users through prudent process requirements for major actions. |
. | No information available |
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Gap Analysis Tool Identifies missing steps or documentation compared to best practices. |
. | No information available |
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Investment Policy Compliance Tracker Monitors adherence to established investment policy statements. |
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Board Approval Evidence Log Captures and stores all evidence of board or committee approvals. |
. | No information available |
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Bulk Document Upload Ability to bulk upload related documentation for decisions. |
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Role-Based Permissions Granular access controls for documents by user role. |
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Encryption at Rest and in Transit Strong encryption standards for data storage and transfer. |
. | No information available |
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Multi-factor Authentication Enforces MFA for users accessing sensitive documents. |
. | No information available |
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Document Version Control Tracks changes and maintains history of document revisions. |
. | No information available |
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Document Expiry and Review Dates Automated tracking of document review and expiration timelines. |
. | No information available |
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Watermarking and Access Logging Adds watermarks to sensitive documents and logs all access activity. |
. | No information available |
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Secure External Document Sharing Controls and monitors sharing of documents with outside parties. |
. | No information available |
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Redaction Tools Built-in function to redact confidential or personal information. |
. | No information available |
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Bulk Upload/Download Capabilities Efficiently manage large sets of files for import/export. |
. | No information available |
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Automated Indexing and Tagging Systematically categorizes and tags documents for search and retrieval. |
. | No information available |
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Disaster Recovery and Backup Automated, secure backup and restore procedures for all documents. |
. | No information available |
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Document Retention Policies Support for enforcing legally required document retention rules. |
. | No information available |
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Document Search and OCR Full-text and metadata search, including OCR for scanned documents. |
. | No information available |
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Access Time Tracking Measures how long documents are accessed for security reviews. |
. | No information available |
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Intuitive User Interface Modern, user-friendly design for easy navigation. |
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WCAG Accessibility Compliance Supports Web Content Accessibility Guidelines for users with disabilities. |
. | No information available |
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Multi-language Support Platform available in multiple languages. |
. | No information available |
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Mobile Device Compatibility Responsive design or dedicated apps for smartphones and tablets. |
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Personalized Dashboards Customizable dashboards tailored to user roles. |
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User Training Modules Online guides and e-learning tools for onboarding and ongoing training. |
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Self-Service Help Center Extensive FAQ and ticketing for user support. |
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Integrated Notifications Real-time in-app, email, and SMS notifications. |
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Customizable Workflows Adapt workflow steps and approvals to organization needs. |
. | No information available |
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Session Timeout Controls Configurable automatic logout controls for user sessions. |
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Service Uptime Percentage Average monthly or yearly platform uptime. |
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Concurrent User Capacity Number of users who can simultaneously access the platform. |
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Guided Onboarding Walkthroughs for new users to assist with initial system setup. |
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Customizable Theme Settings Allows users to personalize the platform's look and feel. |
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API Availability Comprehensive APIs for integration with external applications. |
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Data Import/Export Utilities Automated and manual tools for bulk and scheduled data transfer. |
. | No information available |
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Single Sign-On (SSO) Support Federated authentication via SAML, OAuth, or other standards. |
. | No information available |
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Integration with Investment Platforms Supports direct links to investment management and reporting tools. |
. | No information available |
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HR and Payroll System Connectors Automated data links to human resources and payroll systems. |
. | No information available |
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Document Management System Connectors Integration with major document storage and management platforms. |
. | No information available |
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Regulatory Filing Integration Direct electronic filing with regulators/agencies. |
. | No information available |
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Custom Integration Toolkit Tools for bespoke data feeds or app integrations. |
. | No information available |
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Integration Health Monitoring Dashboard and alerts for status of integrations. |
. | No information available |
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Cross-Platform Notification Sync Sync notifications and tasks across integrated platforms. |
. | No information available |
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Integration Onboarding Time Average time to deploy a new integration. |
. | No information available |
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Vendor Marketplace Catalog of pre-integrated third-party apps. |
. | No information available |
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Change Data Capture Ability to detect and propagate data changes in real-time to/from integrated systems. |
. | No information available |
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Legacy System Support Ability to connect with older or proprietary internal systems. |
. | No information available |
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Data Encryption End-to-end encryption for data at rest and in transit. |
. | No information available |
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Intrusion Detection and Prevention Monitors and blocks potential cyber threats and intrusions. |
. | No information available |
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Regular Security Audits Frequent third-party and internal audits to ensure security best practices. |
. | No information available |
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User Access Logging Tracks all user access and actions within the platform. |
. | No information available |
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Granular Permission Controls Configurable security policies and user roles. |
. | No information available |
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Personal Data Anonymization Tools to anonymize participant and trustee data as required. |
. | No information available |
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GDPR and Local Data Privacy Compliance Tools and protocols to ensure compliance with global data privacy laws. |
. | No information available |
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Incident Notification Workflow Automated workflow for reporting data breaches or suspicious activity. |
. | No information available |
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Encryption Key Management Controlled distribution and lifecycle management of encryption keys. |
. | No information available |
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IP Whitelisting/Blacklisting Limiting platform access by IP address. |
. | No information available |
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DDoS Protection Defense against distributed denial-of-service attacks. |
. | No information available |
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Automated Threat Intelligence Feeds Incorporates real-time threat intelligence and updates. |
. | No information available |
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Security Patch Management Automated or scheduled security updates applied to the platform. |
. | No information available |
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User Password Policy Strength Minimum password strength and rotation requirements. |
. | No information available |
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Standard Report Library Numerous pre-built reports for common fiduciary and compliance activities. |
. | No information available |
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Ad-Hoc Report Builder Flexible tools to create customized reports. |
. | No information available |
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KPI Dashboard Dashboard of key performance and risk indicators. |
. | No information available |
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Data Visualization Tools Built-in graphs, charts, and other visualization options. |
. | No information available |
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Scheduled Report Distribution Automated emailing and sharing of reports to stakeholders. |
. | No information available |
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Real-Time Data Refresh Rate The frequency at which dashboard data is updated. |
. | No information available |
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Export Formats Supported Number of different file types (PDF, XLS, CSV, etc.) for exports. |
. | No information available |
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Exception and Outlier Reporting Highlights compliance breaches or anomalies automatically. |
. | No information available |
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Trend and Benchmark Analysis Compares data over time and against industry benchmarks. |
. | No information available |
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Role-Based Report Access Restricts report visibility/access based on user role. |
. | No information available |
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Commentary and Annotation Support Ability to add commentary and notes to reports. |
. | No information available |
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Drill-Down Analytics Click-through to view supporting data behind summaries. |
. | No information available |
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Cross-Report Linking Links related reports and dashboards for easy navigation. |
. | No information available |
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Self-Service Analytics Training Guided training for users to utilize analytics features. |
. | No information available |
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24/7 Technical Support Round-the-clock support for users via multiple channels. |
. | No information available |
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Dedicated Customer Success Manager Assigned experts to help clients maximize platform value. |
. | No information available |
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Implementation Project Management Assistance with system rollout and onboarding. |
. | No information available |
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Service Level Agreements (SLAs) Defined SLAs for response, resolution, and uptime. |
. | No information available |
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User Community and Forums Peer-to-peer support and knowledge sharing. |
. | No information available |
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Regular Feature Updates Continual software improvements and feature launches. |
. | No information available |
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Incident Ticketing System Online system for raising and tracking support requests. |
. | No information available |
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Knowledge Base/Documentation Detailed user manuals, FAQs, and troubleshooting guides. |
. | No information available |
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Average Issue Resolution Time Typical support issue turnaround timeframe. |
. | No information available |
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Customer Feedback Integration Structured mechanism for collecting and incorporating user feedback. |
. | No information available |
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Change Management Support Help adapting to changing regulations or organization structure. |
. | No information available |
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Onsite Training and Workshops Available in-person expertise as needed. |
. | No information available |
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Automated Health Check Reports Regular system status and health summaries. |
. | No information available |
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Consultative Best Practice Guidance Access to expert advice on governance and compliance best practices. |
. | No information available |
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