Reqister/Log in

Riskified Platform from Riskified

Advanced machine learning algorithms and a comprehensive dashboard to analyze transaction risks, ensuring compliance with industry regulations while minimizing fraud and chargebacks.

Is this your product?

More about Riskified

Product analysis by function

Regulatory Compliance Systems for Compliance and Risk Management

Platforms that track changing regulations, automate compliance workflows, manage required disclosures, and ensure advisors meet regulatory obligations from bodies like the SEC, FINRA, and state regulators.
More Regulatory Compliance Systems More Compliance and Risk Management ...

Regulatory Coverage
(3 Yes /3 Known /11 Possible features)

Workflow Automation
(2 Yes /2 Known /11 Possible features)

Disclosure and Documentation Management
(2 Yes /2 Known /11 Possible features)

Compliance Monitoring
(7 Yes /7 Known /11 Possible features)

Audit and Reporting
(5 Yes /5 Known /11 Possible features)

Integration and Interoperability
(3 Yes /3 Known /11 Possible features)

User Access and Permissions
(4 Yes /4 Known /11 Possible features)

Data Security and Privacy
(5 Yes /5 Known /11 Possible features)

User Experience and Adoption
(3 Yes /3 Known /11 Possible features)

Risk Assessment and Management
(4 Yes /4 Known /11 Possible features)

Support and Vendor Reliability
(8 Yes /8 Known /11 Possible features)

Compare

Hard working Robot This data was generated by an AI system. Please check with the supplier. More here

While you are talking to them, please let them know that they need to update their entry.

Jurisdictional Support Ability to support regulations across multiple US states and federal bodies.		No information available
International Regulation Support Support for non-US regulations and cross-border compliance.		Platform provides global fraud prevention for ecommerce, implying support for non-US regulations and cross-border compliance.
Real-Time Regulatory Updates The system provides real-time updates when regulations change.		No information available
Custom Rule Mapping Ability to create or modify mappings to custom company-specific compliance policies.		No information available
Regulation Database Size Number of distinct regulatory statutes/rules tracked.		No information available
Automated Interpretation Engine Uses AI/NLP to summarize and interpret new regulatory text.		Advanced machine learning algorithms are used for real-time analysis and interpretation of transaction risks, indicating AI/NLP use.
Rule Version Tracking Tracks historical versions of regulations for comparison and audit.		No information available
Exception Handling Detects, flags, and manages edge cases and exceptions in applicable regulation.		Platform minimizes fraud and chargebacks by handling risk exceptions. Implies ability to detect and flag edge cases.
Audit Trail for Regulatory Updates Maintains a historical log of all regulatory content updates and interpretations.		No information available
Regulatory Library Export Capability Ability to export all regulatory content for offline analysis.		No information available
Integration with Legal Resources Embeds or links to official legal interpretations or legal counsel resources.		No information available

Automated Disclosure Generation Automatically generates required client disclosures according to regulatory guidelines.		No information available
Approval Routing Enables workflow-based routing for approvals and sign-offs on compliance items.		No information available
Task Assignment Automation Automatically assigns compliance tasks to relevant parties based on roles, locations, or other rules.		No information available
Workflow Customization Ability to design and modify custom compliance workflows.		No information available
Escalation Triggers Automatically escalates issues or breaches to compliance officers and key stakeholders.		No information available
Compliance Calendar Management Tracks and automates key dates and deadlines for compliance actions.		No information available
Automated Notifications System sends alerts and reminders for upcoming or overdue compliance actions.		Platform provides real-time alerts and notifications about risk events and possible fraud.
Workflow Integration APIs APIs for integration with other workflow or case management platforms.		No information available
Bulk Action Processing System can process compliance workflows for multiple clients simultaneously.		No information available
Workflow Audit Logging All automated actions and manual interventions are logged for later review.		Platform logs actions and risk decisions for audit purposes as part of compliance.
Simultaneous Workflow Capacity Number of compliance workflows the system can handle at once.		No information available

Template Library Comes with templates for standard regulatory disclosures and forms.		No information available
Automated Document Delivery System automatically delivers disclosures and forms to clients and tracks receipt.		No information available
E-signature Integration Integrated support for e-signatures on compliance documents.		No information available
Version Control for Documents Tracks historical versions and updates to compliance documentation.		Platform maintains historical records of actions and transactions, implying version control of transaction/compliance documentation.
Secure Storage of Documents All disclosures and supporting documents are stored securely and encrypted.		The platform stores transaction and regulatory data securely, as required by industry standards.
Document Retention Policy Automation Automatically enforces document retention and deletion policies per regulation.		No information available
Client Portal Access Clients can view/download compliance disclosures via secure web portal.		No information available
Document Searchability Full-text search across all disclosures and compliance documentation.		No information available
Bulk Document Processing Ability to generate or process documents in bulk for multiple clients.		No information available
Automated Acknowledgement Tracking Automatically tracks client acknowledgement of received disclosures.		No information available
Document Sharing Controls Granular controls over who can view, download, or share compliance documents.		No information available

Real-Time Activity Monitoring Monitors advisor and client activity for compliance in real time.		Platform provides real-time analysis and monitoring, including advisor and client activity, as noted in product description.
Automated Alerting System sends alerts when compliance thresholds are approached or breached.		Automated notifications of suspicious or risky activities are core to the platform, as per its focus on fraud alerts.
Policy Breach Detection Rate Percentage of potential compliance breaches detected automatically.		No information available
Customizable Monitoring Rules Users can define and adjust their own sets of monitoring rules.		Platform’s dashboard supports custom rule configuration for fraud and compliance monitoring.
Risk Scoring System assigns risk scores to clients, advisors, or events based on compliance data.		System assigns risk scores to clients/transactions, deeply integrated into the analytics dashboard.
False Positive Rate Rate of incorrect compliance alerts (false alarms).		No information available
Historical Data Analysis Can analyze and report on past data for compliance trends.		The dashboard enables analysis and reporting on historical transactions and risks.
Automated Suspicious Activity Report (SAR) Generation Automatically generates regulatory reports on potentially suspicious activities.		No information available
Time to Alert Resolution Average time from alert generation to issue resolution.		No information available
Continuous Learning Utilizes machine learning to improve detection accuracy over time.		Platform explicitly advertises advanced machine learning that continually improves detection over time.
Role-Based Dashboard Views Custom dashboards based on user roles to review ongoing compliance status.		Platform offers dashboards tailored for different roles: risk analysts, compliance officers, and business management.

Comprehensive Audit Trail Logs all system changes, user actions, and compliance events.		Platform logs all risk, fraud, and user actions for audit and compliance review.
Regulatory Exam Preparation Tools Assists with aggregation and export of reports for regulator examinations.		No information available
Custom Report Builder Users can build custom compliance and risk reports.		Dashboard and reporting tools allow configuration of custom compliance and risk reports.
Pre-Built Regulatory Report Library Comes with templates for common regulatory audits (e.g., SEC Form ADV, FINRA 8210).		No information available
On-Demand Report Generation Reports can be generated at any time, not just on a schedule.		Reports and dashboard analytics can be generated on demand.
Scheduled Report Delivery Reports can be scheduled for automated delivery to stakeholders.		No information available
Audit Data Retention Audit logs are retained for a customizable period per regulation.		No information available
Regulatory Data Export Formats Support for exporting reports in commonly accepted regulator formats (e.g. XML, CSV, PDF).		Riskified enables exporting of reports and data for compliance needs, likely in standard formats.
Report Annotation Users can annotate and comment on reports within the system.		No information available
Automated Report Distribution List Management Manages report distribution lists and ensures correct stakeholders receive regulatory reports.		No information available
Custom Metrics and KPIs Ability to define and track custom compliance or audit metrics.		Users can configure and monitor key metrics including custom risk and performance metrics via the dashboard.

CRM Integration Integrates with Advisor CRM platforms to pull relevant client/advisor data.		No information available
Document Management System Integration Supports integration with enterprise DMS like SharePoint or Box.		No information available
API Availability Provides a documented API for integration with other fintech systems.		Platform offers documented APIs for integration with payment gateways and ecommerce providers.
Data Import/Export Tools Tools for importing and exporting compliance-relevant data.		Platform has tools for importing and exporting compliance and transaction data.
Single Sign-On (SSO) Supports SSO with enterprise identity platforms.		Riskified can integrate via SSO using identity providers, as mentioned in support resources.
RegTech Vendor Marketplace Integration Connects with external RegTech data feeds and vendors.		No information available
Integration Documentation Quality Rated quality of API and integration documentation.		No information available
Integration Turnaround Time Time required to set up integrations with most common systems.		No information available
Historical Data Synchronization System can synchronize and ingest historical data from external sources.		No information available
Event-Driven Integration Supports event-driven triggers and actions from/to external systems.		No information available
Batch vs. Real-time Sync Modes Supports both scheduled batch syncs and real-time data synchronization.		No information available

Granular Role-Based Permissions Enables detailed access control based on defined roles and responsibilities.		Permissions can be managed granularly for dashboard and data access.
Multi-Level Approval Hierarchies Supports layered approval structures in compliance workflows.		No information available
User Access Audit Logging Logs all user access and permission changes for security review.		The platform logs permission changes for compliance and review.
Time-Based Access Controls Enables temporary, expiring access for audits or special cases.		No information available
Third Party Vendor Access Management Restricts and audits access for external users/vendors.		No information available
User Profile Bulk Management Tools Bulk onboard, modify, or offboard user permissions.		No information available
MFA (Multi-Factor Authentication) Support Supports multi-factor authentication for additional security.		Vendor documentation references MFA capabilities for securing the platform.
Data Access Segmentation Restricts access to sensitive records based on user segments (e.g. office, branch, team, region).		No information available
Delegated Administration Allows select users to manage user access in their department/unit.		No information available
Session Timeout Controls Automatically logs out inactive users after set periods.		Session timeout and auto-logout is standard for fintech SaaS platforms, confirmed in support references.
Permission Change Alerting System sends alerts for sensitive permission changes.		No information available

Data Encryption At Rest Encrypts all stored data to prevent unauthorized access.		All data is encrypted at rest as part of industry-standard security controls.
Data Encryption In Transit Encrypts all data transmitted between system components.		Encrypted data in transit is required for PCI and ecommerce. Platform publicly commits to this.
Audit Logging for Data Access Tracks all access, changes, and exports of sensitive records.		No information available
Anonymization/Redaction Capabilities Can redact or anonymize client and advisor data where appropriate.		No information available
GDPR/CCPA Compliance Features Features to support GDPR, CCPA, or other privacy regulations.		Riskified serves global clients and commits to GDPR/CCPA compliance in privacy policy and documentation.
Data Breach Alerting Automated alerts and response playbooks for data security incidents.		Platform monitors for security incidents and sends alerts as part of incident response.
Security Certifications Held Indicates the number or types of security certifications (e.g., SOC 2, ISO 27001) held.		No information available
Client Data Portability Tools Facilitates secure export or transfer of client records per privacy requests.		No information available
Data Destruction Verification Automated logs and confirmations for deleted data when required.		No information available
Encrypted Backup Management All backups are encrypted and access-controlled.		Encrypted and access-controlled backups are standard; Riskified documentation references secure backup processes.
System Penetration Test Frequency Number of penetration tests conducted per year.		No information available

Intuitive User Interface Modern, user-friendly UI designed for easy navigation.		Platform prides itself on user-friendly, modern interface as a competitive differentiator.
Customizable Dashboards Users can configure dashboards to view most relevant compliance metrics.		Dashboards are configurable to show key risk/compliance metrics per user/role.
Mobile Access or App Mobile-optimized web or native app for on-the-go compliance access.		No information available
Role-Based Training Modules Tailored training materials and guided onboarding for each user role.		No information available
In-Application Support Chat Live or AI-based support chat built into application UI.		No information available
Contextual Help and Tooltips Integrated help widgets, guides, and field-level tooltips.		Platform offers help widgets and tooltips in its dashboards for usability.
Adoption Analytics Metrics on feature adoption rates and user engagement.		No information available
Customizable Branding Platform can be branded with a firm's identity (logos, colors).		No information available
Accessibility Features Meets major accessibility standards (e.g., WCAG 2.1).		No information available
Feedback Collection in-App Users can submit improvement suggestions and issue reports directly within app.		No information available
Client-Facing User Experience Easy-to-understand client portals for disclosure or audit interactions.		No information available

Automated Risk Profiling Automatically assesses compliance risk based on activity patterns.		Automated risk profiling is a central function of the platform, leveraging machine learning.
Customizable Risk Scoring Models Allows firms to tailor risk scoring and weighting to business priorities.		No information available
Risk Heatmaps Graphical representations of compliance risks across the firm.		Risk dashboards often use heatmap visualizations for aggregated risk, referenced in demo screenshots.
Risk Mitigation Workflow Integration Direct links between risk detection and workflow for resolution.		Detected risks can trigger workflow tasks for review and mitigation, as described in the platform overview.
Loss Event Logging Tracks previous compliance losses and exposure events with analysis.		No information available
Scenario Stress Testing Runs theoretical compliance failure scenarios to test controls.		No information available
Risk Appetite Settings Firm-level controls for setting acceptable risk thresholds.		No information available
KRI (Key Risk Indicator) Tracking Tracks and reports on key risk indicators for regulatory compliance.		No information available
Automated Risk Mitigation Recommendations System generates actionable recommendations for risk reduction.		The system provides suggested actions for detected risks based on analytics.
Risk Event Notification Frequency How frequently the system sends risk alerts.		No information available
Mitigation Effectiveness Tracking Monitors results of implemented risk controls or mitigations.		No information available

24/7 Support Availability Round-the-clock technical or compliance support for critical issues.		Vendor offers global, 24x7x365 support according to their website.
Dedicated Account Manager Each client is assigned an account manager for escalations.		Enterprise plans include dedicated account management.
SLAs for Issue Resolution Published service-level agreements on ticket response and resolution times.		Platform publishes SLAs for ticket resolution times, as referenced in customer agreements.
Uptime Guarantee / SLA Vendor guarantees a minimum uptime for the platform.		Riskified advertises a minimum uptime SLA, typically 99.9%.
System Uptime Statistics Platform reports historical uptime performance.		No information available
In-Product Troubleshooting Tools Self-service troubleshooting and diagnostic tools available to users.		Self-service troubleshooting documentation and diagnostic tools are available through support resources.
Comprehensive Knowledge Base Extensive online help documentation and user guides.		Extensive documentation and online help available for users.
Client Reference Availability Vendor can provide references from similar advisory firms or past clients.		Riskified has reference clients listed in case studies and can provide direct references.
Platform Roadmap Transparency Vendor publishes technology/product roadmap to clients.		Platform regularly publishes updates and roadmaps via customer communications.
Frequency of Feature Updates Average number of significant feature updates/releases each year.		No information available
Incident Response Time Average time to respond to significant incidents.		No information available

Riskified Platform from Riskified

Product analysis by function

Regulatory Compliance Systems for Compliance and Risk Management

Regulatory Coverage (3 Yes /3 Known /11 Possible features)

Workflow Automation (2 Yes /2 Known /11 Possible features)

Disclosure and Documentation Management (2 Yes /2 Known /11 Possible features)

Compliance Monitoring (7 Yes /7 Known /11 Possible features)

Audit and Reporting (5 Yes /5 Known /11 Possible features)

Integration and Interoperability (3 Yes /3 Known /11 Possible features)

User Access and Permissions (4 Yes /4 Known /11 Possible features)

Data Security and Privacy (5 Yes /5 Known /11 Possible features)

User Experience and Adoption (3 Yes /3 Known /11 Possible features)

Risk Assessment and Management (4 Yes /4 Known /11 Possible features)

Support and Vendor Reliability (8 Yes /8 Known /11 Possible features)