Broadridge Regulatory Reporting Solutions for Treasury from Broadridge Financial Solutions

Automates global and local regulatory reporting, EMIR, MiFIR, SFTR and more, with comprehensive data validation, exception management, and audit-ready reporting for treasury operations.

Is this your product?

More about Broadridge Financial Solutions

Product analysis by function

Regulatory Reporting Solutions for Treasury Compliance

Platforms that automate the preparation and submission of reports required by financial regulators, such as EMIR, Dodd-Frank, and MiFID II.
More Regulatory Reporting Solutions More Treasury Compliance ...

Regulatory Coverage
(0 Yes /0 Known /11 Possible features)

Automation & Workflow
(0 Yes /0 Known /10 Possible features)

Data Management
(0 Yes /0 Known /10 Possible features)

Connectivity & Integration
(0 Yes /0 Known /9 Possible features)

User Experience & Usability
(0 Yes /0 Known /9 Possible features)

Security & Compliance
(0 Yes /0 Known /9 Possible features)

Transparency & Auditability
(0 Yes /0 Known /8 Possible features)

Performance & Scalability
(0 Yes /0 Known /7 Possible features)

Monitoring & Reconciliation
(0 Yes /0 Known /7 Possible features)

Support & Vendor Services
(0 Yes /0 Known /9 Possible features)

Reporting & Analytics
(0 Yes /0 Known /8 Possible features)

Compare

Hard working Robot This data was generated by an AI system. Please check with the supplier. More here

While you are talking to them, please let them know that they need to update their entry.

Supported Regulations List of regulations that can be automatically reported to (e.g., EMIR, Dodd-Frank, MiFID II, SFTR, MAS, ASIC).		No information available
Jurisdiction Flexibility Ability to add or modify supported jurisdictions and regulatory frameworks as requirements evolve.		No information available
Customizable Report Templates Customizable templates for various regulatory reports.		No information available
Cross-jurisdictional Reporting Simultaneous reporting to multiple regulatory bodies across jurisdictions.		No information available
Historical Regulation Support Ability to process and report legacy data for past regulatory periods.		No information available
Automatic Regulation Updates Automatic updates in response to changes in regulatory requirements.		No information available
Regulator-specific Formatting Native support for specific file formats required by different regulators (e.g., XML, CSV, FIX).		No information available
Pre-validation Against Regulation System validates data compliance with applicable regulations before report submission.		No information available
Multi-entity Support Can handle reporting for multiple legal entities within a corporate group.		No information available
Dual-sided Reporting Supports both reporting parties (buyer/seller or submitter/counterparty for trades).		No information available
Regulatory Guidance Integration Direct integration of current regulator interpretative guidance and FAQs.		No information available

Automated Data Aggregation Automatic aggregation of required data from multiple internal and external systems.		No information available
Real-time Data Processing Processes data and prepares reports in real-time rather than batch or scheduled processing.		No information available
Workflow Customization Customizable approval and submission workflows.		No information available
Exception Management Automated identification, alerting, and handling of exceptions in regulatory reporting processes.		No information available
Scheduled Reporting Ability to schedule automated generation and submission of regulatory reports.		No information available
Manual Override Option for users to manually intervene in the workflow when required.		No information available
Dashboards Dashboards summarizing status, issues, and key metrics across workflows.		No information available
End-to-end Audit Trail Comprehensive tracking and logging of all steps in the reporting process.		No information available
Workflow Step Count Number of automated steps available in workflows.		No information available
Auto-notifications & Alerts Automated notifications for workflow events (e.g., submission failures, due reports).		No information available

Data Integration Connectors Out-of-the-box and/or customizable connectors to ERP, Treasury Management, trading, and settlement systems.		No information available
Data Validation Rules Predefined and user-configurable data validation rules to ensure data integrity and compliance.		No information available
Data Enrichment Capabilities Ability to enrich collected data with regulatory-required fields and reference data (LEIs, UTI/USI generation).		No information available
Data Transformation Engine Engine for mapping, converting, and normalizing data from various sources/formats.		No information available
Data Quality Monitoring Continuous monitoring and reporting of data quality metrics.		No information available
Data File Size Support Maximum data file size accepted for reporting.		No information available
Missing Data Alerts Automated alerts for missing or incomplete data elements required for reporting.		No information available
Master Data Management Integration Integration with enterprise master/reference data management systems.		No information available
Data Retention Policy Configuration Ability to set retention periods for storing reported data in compliance with regulation.		No information available
Data Lineage Tracking Tracking origin, transformation, and movement of data used in reporting.		No information available

Standard API Support REST, SOAP, or other industry-standard APIs for integration.		No information available
Message Protocol Support Support for required reporting protocols (e.g., SWIFT, FIX, SFTP).		No information available
Third-party Repository Integration Out-of-the-box connectivity to trade repositories, ARMs, TRs, and national regulators.		No information available
Direct Regulator Gateway Integration Direct interface to regulatory submission portals and gateways.		No information available
Integration Onboarding Speed Average time required to onboard and configure new integration.		No information available
Inbound/Outbound File Formats Supported Range of formats supported for data import/export (XML, CSV, JSON, Excel, etc.).		No information available
Real-time Integration Supports real-time, event-based data exchange in addition to batch.		No information available
Integration Monitoring Tools Dashboard or logs for monitoring the status of integrations.		No information available
Custom Interface Configurability Ability for users to create and configure custom integrations without vendor intervention.		No information available

User-friendly Interface Modern, intuitive, and clean UI design.		No information available
Multi-language Support Interface localization into multiple languages.		No information available
Role-based Dashboards Customizable dashboards based on user roles and permissions.		No information available
Quick Search Fast and easy searching of submitted, pending, or failed reports.		No information available
Bulk Actions Ability to process and manage multiple transactions/reports at once.		No information available
Contextual Help Integrated help, tutorials, and tooltips contextually within the application.		No information available
Progress Indicators Visual indication of process/report status.		No information available
Mobile Device Compatibility Responsive or dedicated applications for mobile devices.		No information available
Accessibility Compliance Complies with relevant accessibility standards (e.g., WCAG).		No information available

End-to-end Encryption Encryption of data in transit and at rest.		No information available
Role-based Access Control Access to features/data is controlled based on user roles and responsibilities.		No information available
Identity Management Integration Single sign-on and federated identity support (SAML, OIDC, etc.).		No information available
Multi-factor Authentication Requires multi-factor authentication for access.		No information available
Audit Logging Comprehensive logs of user and system activity for auditing.		No information available
Certification Standards Meets external certifications (ISO 27001, SOC 2, etc.).		No information available
Privacy Impact Assessment Tools Tools for regular privacy and GDPR/CCPA compliance assessments.		No information available
Breach Notification Mechanism Automated alerting and notification in the event of a security breach.		No information available
Anonymization/Pseudonymization Supports data anonymization/pseudonymization methods as required.		No information available

Detailed Audit Trail Comprehensive records of all interactions, submissions, and data changes.		No information available
User Action Log Recording of user-initiated actions for traceability.		No information available
Read-only Audit Access External and internal auditors can be granted access to view records without the ability to edit.		No information available
Change History Versioning and tracking of changes to data and configurations.		No information available
Regulatory Submission Proof Full evidence/logs of regulatory submission (including timestamps, confirmations, and reference IDs).		No information available
Audit Export Options Exportable logs/audit records in various standard formats.		No information available
Time-stamped Records All key events are accurately timestamped.		No information available
Retention Policy Compliance Automatically enforces data retention and destruction policies as per regulation.		No information available

Report Generation Speed Average time to generate a standard regulatory report.		No information available
Concurrent User Support Max number of users able to interact with the platform simultaneously.		No information available
Report Capacity Maximum number of reports that can be generated/submitted per day.		No information available
Data Volume Handled Maximum volume of transaction data processed per reporting cycle.		No information available
Scaling Method Nature of scalability (horizontal, vertical, cloud auto-scaling, etc.).		No information available
System Uptime SLA Guaranteed uptime of the regulatory reporting service.		No information available
Latency Average end-to-end latency from report initiation to submission.		No information available

Automated Reconciliation Engine Automatic matching of internal records with regulator/TR receipts and confirmations.		No information available
Exception Reporting Flagging and reporting of mismatches, rejected submissions, or errors.		No information available
Discrepancy Resolution Workflow Guided workflow to resolve and remediate reconciliation breaks.		No information available
Real-time Status Monitoring Visual indicators of submission status and completion.		No information available
Automated Notification of Failures Automated alerts for failed or delayed submissions.		No information available
Report Re-submission Ability to quickly edit and resubmit failed or amended reports.		No information available
Reconciliation Frequency Frequency with which reconciliation is performed.		No information available

24/7 Support Availability Round-the-clock access to support staff or helpdesk.		No information available
Onboarding and Training Structured onboarding and ongoing training offerings for users.		No information available
Knowledge Base/Documentation Comprehensive, regularly updated user documentation.		No information available
Customer Success Manager Dedicated account/service manager assigned.		No information available
Incident Response Time Average time to respond to critical incidents.		No information available
User Community/Forums Access to user communities for knowledge sharing and peer support.		No information available
Customization Services Availability of expert services to tailor the solution.		No information available
Release/Upgrade Frequency How often new features or updates are made available.		No information available
Client Base Size Number of organizations currently using the vendor's solution.		No information available

Custom Report Builder Tool to design and create custom analytical reports.		No information available
Standard Library of Regulatory Reports Out-of-the-box analytical reports for common regulatory and operational needs.		No information available
Trend Analysis Tools Visualization and analysis of historical and real-time reporting trends.		No information available
Export/Download Analytics Ability to export analytical data for further offline analysis.		No information available
Ad hoc Query Tools Powerful query and filter capabilities for investigating specific issues/events.		No information available
Data Visualization Widgets Visual dashboards and charts for submitting, pending, or failing items.		No information available
KPI Measurement Tools to measure user-defined KPIs related to reporting efficiency and accuracy.		No information available
Regulatory Breach Analytics Analysis and reporting on events where regulations were breached.		No information available

Broadridge Regulatory Reporting Solutions for Treasury from Broadridge Financial Solutions

Product analysis by function

Regulatory Reporting Solutions for Treasury Compliance

Regulatory Coverage (0 Yes /0 Known /11 Possible features)

Automation & Workflow (0 Yes /0 Known /10 Possible features)

Data Management (0 Yes /0 Known /10 Possible features)

Connectivity & Integration (0 Yes /0 Known /9 Possible features)

User Experience & Usability (0 Yes /0 Known /9 Possible features)

Security & Compliance (0 Yes /0 Known /9 Possible features)

Transparency & Auditability (0 Yes /0 Known /8 Possible features)

Performance & Scalability (0 Yes /0 Known /7 Possible features)

Monitoring & Reconciliation (0 Yes /0 Known /7 Possible features)

Support & Vendor Services (0 Yes /0 Known /9 Possible features)

Reporting & Analytics (0 Yes /0 Known /8 Possible features)