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FIS Adaptiv from FIS Global
A front-to-back office risk management solution that provides real-time market risk calculations, limit management, and regulatory compliance. Features include VaR, potential future exposure (PFE), stress testing, and sensitivity analysis across asset classes.
Product analysis by function
Market Risk Systems for Risk Management
Solutions for measuring and managing risks from changes in market prices, interest rates, and volatility.
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Market Data Integration
(7 Yes /7 Known /11 Possible features)
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Real-Time Data Feeds Supports real-time streaming data from exchanges and data providers. |
FIS Adaptiv advertises real-time risk calculations, implying support for real-time streaming data and feeds. | |
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Historical Data Support Ability to access and utilize historical market data for backtesting and model validation. |
FIS Adaptiv includes historical data functionality for VaR, backtesting, and scenario analysis. | |
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Data Cleansing Automatically detects and rectifies anomalies or gaps in imported market data. |
Risk data quality and data cleansing are referenced in product documentation and solution briefs. | |
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Wide Asset Coverage Supports a diverse set of asset classes including equities, fixed income, FX, derivatives, and commodities. |
The product notes 'coverage across asset classes,' which is consistent with wide asset coverage. | |
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Data Latency The delay between data origination and when it is available for risk calculations. |
No information available | |
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Vendor Connectivity Out-of-the-box integration with leading market data vendors. |
Adaptiv has integrations with multiple major market data vendors, such as Bloomberg and Reuters. | |
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Custom Data Sources Ability to import and work with proprietary or bespoke data feeds. |
System allows import of custom, proprietary data formats for modeling and risk calculation. | |
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Data Lineage and Audit Tracks origin and changes of all market data for audit and control purposes. |
Feature sheets reference full data audit trails and lineage for compliance purposes. | |
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Data Refresh Frequency Interval at which the market data is updated. |
No information available | |
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Data Quality Metrics Tracks completeness and consistency metrics for market data. |
. | No information available |
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Support for Multiple Currencies Handles data in various global currencies. |
. | No information available |
Risk Calculation Engine
(11 Yes /11 Known /12 Possible features)
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Value-at-Risk (VaR) Calculation Built-in models for calculating portfolio and asset VaR. |
VaR is a flagship calculation; advertised in product collateral and risk engine details. | |
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Expected Shortfall (ES) Supports calculation of Expected Shortfall for advanced risk analytics. |
Expected Shortfall calculation is included for regulatory compliance (ES/CVaR). | |
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Stress Testing Scenario and historical stress test capabilities. |
Stress testing framework, including scenario, historical, and regulatory stress, is a major feature. | |
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Risk Factor Sensitivities (Greeks) Calculates sensitivities including delta, gamma, vega, rho, and theta. |
The system supports sensitivity calculations including the Greeks. | |
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Revaluation Performance Number of positions/instruments processed per second. |
No information available | |
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Calculation Parallelization Supports distributed or parallel risk computation. |
Parallel/distributed computation is referenced in scalability and performance documentation. | |
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Custom Model Integration Allows for integration of user-developed risk models. |
System offers APIs and SDKs for clients to integrate proprietary/custom risk models. | |
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Monte Carlo Simulation Capability Ability to run large-scale Monte Carlo risk simulations. |
Monte Carlo simulation for portfolio risk is an explicitly promoted feature. | |
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Backtesting Functionality Built-in functionality to backtest risk model performance against actual outcomes. |
Backtesting of risk models (VaR) is documented in solution overviews. | |
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Risk Aggregation Aggregates risk across asset, business line, and geographical hierarchies. |
Adaptiv supports risk aggregation by book, portfolio, legal entity, and group hierarchies. | |
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Correlation Handling Ability to model and utilize asset correlations in risk calculations. |
Product clearly states that it considers and uses asset correlations in risk measurement. | |
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Non-linear Instruments Support Handles exotics and path-dependent instruments (e.g., options, swaps). |
Supports non-linear/exotic derivatives, as seen in feature sheets and case studies. |
User Interface and Reporting
(9 Yes /9 Known /10 Possible features)
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Customizable Dashboards Users can tailor dashboards to display relevant risk metrics. |
UI is customizable; users can tailor dashboards to focus on relevant risk metrics. | |
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Ad-Hoc Reporting Capability for users to build custom queries and reports on demand. |
System provides ad hoc reporting and analytics queries for users. | |
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Scheduled Reporting Supports automated generation and distribution of regular risk reports. |
Scheduled/automated reporting is a standard feature for regulatory and management risk reports. | |
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Data Export Functions Export results to Excel, PDF, CSV, or BI tools. |
Users may export data/reports to Excel, CSV, and other standard formats. | |
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Interactive Visualization Enables dynamic charting and drill-downs into risk data. |
Dashboard and usability guides emphasize interactive visualizations and drill-downs. | |
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Web-Based Access Accessible via browser-based GUI for remote users. |
Browser-based access for remote users is well-supported and noted in product overview. | |
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APIs for Reporting APIs available to pull risk results into external systems. |
REST and SOAP API support for automated reporting and external pulls is present. | |
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Alerting and Notifications Notifies users when risk limits are breached. |
Alerting and notification for limit breaches and risk exceptions are documented product features. | |
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Role-Based Views User roles govern data visibility and interface features. |
Role-based access and views are referenced throughout technical documentation. | |
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Multi-Language Support UI available in multiple languages. |
No information available |
Regulatory Compliance
(8 Yes /8 Known /10 Possible features)
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Basel III/IV Compliance Pre-built modules for regulatory calculation and reporting. |
Pre-built Basel III/IV compliance modules are advertised. | |
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Regulatory Report Generation Automated templates for regulatory submissions (e.g., COREP, FR Y-14). |
Automated regulatory report generation (COREP, etc.) is present. | |
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Audit Logging Logs all access and changes for audit and compliance tracking. |
Audit log and access logging are highlighted for compliance purposes. | |
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Model Governance & Documentation Stores model documentation, approvals, and ongoing validation results. |
Model documentation repository and governance workflow are discussed in solution literature. | |
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Regulatory Change Updates System is updated to reflect changes in major regulations. |
Regulatory change updates (Basel, FRTB, etc.) are released regularly as part of support. | |
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BCBS239 Compliance Supports principles for risk data aggregation and reporting. |
FIS states alignment with BCBS239 in product compliance materials. | |
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Custom Regulatory Templates Configuration of new regulatory report templates as needed. |
No information available | |
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Permissions for Regulator Access Ability to grant regulators direct or read-only system access. |
. | No information available |
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Data Retention Policy Management Tools for enforcing and modifying data retention schedules. |
Data retention controls and policy management available for compliance. | |
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Regulatory Validation Tools Built-in utilities to validate and check reports for regulatory accuracy. |
Regulatory report validation tools are included in the compliance modules. |
Performance & Scalability
(5 Yes /5 Known /10 Possible features)
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Horizontal Scalability Can be scaled out across multiple servers or cloud nodes. |
Adaptiv can be horizontally scaled; cluster/cloud/distributed references in docs. | |
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Concurrent User Support Maximum number of simultaneous users supported without degradation. |
No information available | |
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Throughput Number of risk computations or transactions the system can process per unit time. |
No information available | |
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Fault Tolerance System continues operation despite hardware/software failure. |
System architecture references fault tolerance and continued operation during incidents. | |
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Disaster Recovery Readiness Support for rapid recovery from catastrophic failures. |
Disaster recovery procedures and architecture are highlighted in deployment materials. | |
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Batch Risk Processing Window Time required to process end-of-day or batch risk calculations. |
No information available | |
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Load Balancing Distributes workloads as needed for optimal resource usage. |
Load balancing is highlighted for performance at scale. | |
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Elastic Cloud Scaling Dynamic allocation of cloud resources based on load. |
Elastic scaling is available on cloud deployments to accommodate changing loads. | |
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Peak Data Volume Handling Maximum data volume that can be handled without system outage. |
. | No information available |
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Low Latency User Response Average latency for user queries or dashboard interactions. |
. | No information available |
Security and Access Control
(0 Yes /0 Known /10 Possible features)
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Role-Based Access Control User permissions based on roles and responsibilities. |
. | No information available |
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Multi-Factor Authentication Requires more than one authentication method for access. |
. | No information available |
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Data Encryption In-Transit Encrypts data as it travels across the network. |
. | No information available |
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Data Encryption At Rest Stores data encrypted on disk/database. |
. | No information available |
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Single Sign-On Integration Integration with SSO frameworks (e.g., SAML, OAuth). |
. | No information available |
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Fine-Grained Data Access Granular control over data visibility at user or group level. |
. | No information available |
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Audit Trails Comprehensive logging of user activities and data access. |
. | No information available |
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Regular Security Patching System receives and applies timely security updates. |
. | No information available |
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Penetration Testing Support System is regularly tested for vulnerabilities. |
. | No information available |
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Custom Access Policies Configuration of organization-specific combinations of roles and permissions. |
. | No information available |
Product Coverage
(0 Yes /0 Known /10 Possible features)
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Equities Support for equity shares and equity derivatives. |
. | No information available |
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Fixed Income Supports government, corporate bonds, and fixed income derivatives. |
. | No information available |
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Foreign Exchange (FX) Supports spot, forwards, options, and FX derivatives. |
. | No information available |
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Commodities Handles commodities and their derivatives (options, futures, swaps). |
. | No information available |
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Interest Rate Derivatives Supports swaps, caps/floors, and other IR derivatives. |
. | No information available |
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Credit Derivatives Support for CDS, CDO, CLN, etc. |
. | No information available |
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Structured Products Able to model and risk-manage bespoke structured products. |
. | No information available |
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Exotic Instruments Models complex, path-dependent, or non-standard products. |
. | No information available |
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Securitized Products Covers ABS, MBS, CMOs, and other securitized assets. |
. | No information available |
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ETFs and Index Products Coverage of ETFs, index options/futures, and related instruments. |
. | No information available |
Model Risk Management
(0 Yes /0 Known /10 Possible features)
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Model Inventory Comprehensive register of all models in use and in development. |
. | No information available |
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Model Life Cycle Tracking Tracks model inception, approval, usage, and retirement/disposal. |
. | No information available |
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Validation Workflow Facilitates and enforces the workflow for periodic model validation. |
. | No information available |
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Performance Benchmarking Compares model outputs against benchmarks or alternatives. |
. | No information available |
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Override and Adjustment Logging Logs any manual overrides or judgements applied to model output. |
. | No information available |
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Model Documentation Repository Central storage for all model-related documents. |
. | No information available |
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Automatic Alerting for Model Failures System-generated alerts for model breakdowns, errors, or threshold breaches. |
. | No information available |
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Independent Model Review Support Tools for supporting independent review and challenge. |
. | No information available |
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Version Control for Models Tracks version history of model implementations. |
. | No information available |
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Ongoing Calibration Tools Built-in utilities for recalibrating and tuning model parameters. |
. | No information available |
Integration and Interoperability
(8 Yes /8 Known /10 Possible features)
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Front Office System Integration Connects with core trading and order management systems. |
Integration with trading, order management, and front office systems is standard for Adaptiv. | |
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Back Office System Integration Synchronization with settlement and accounting platforms. |
Back office and accounting system integration are documented setup options. | |
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API Availability REST, SOAP, or other APIs for programmatic integration. |
APIs (REST/SOAP) are provided for system integration. | |
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Batch File Import/Export Automated processing of bulk data through flat files. |
Batch data import/export is frequently referenced in the context of EOD/batch processing. | |
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Real-Time Messaging Support Integration with message buses (Kafka, MQ, etc.) for event-driven processes. |
Integration with messaging buses (Kafka/MQ) is supported in event-driven architectures. | |
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Third-Party Plug-In Support Allows extension of system functionality via plug-ins. |
No information available | |
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RegTech Integration Seamless connection with regulatory technology vendors/platforms. |
. | No information available |
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Data Mapping Tools Graphical interfaces to map and transform data formats. |
GUI-based data mapping and transformation tools are available for integration projects. | |
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Master Data Management Support Integration with MDM solutions for consistent enterprise data. |
MDM integration is referenced in enterprise deployment literature. | |
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Custom Integration Scripting Facilities for scripting bespoke data flows or workflows. |
Supports scripting/custom workflows; confirmed in developer/API documentation. |
Audit, Logging & Traceability
(3 Yes /3 Known /10 Possible features)
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Comprehensive Audit Trails Detailed logs of all system activity, data manipulations, and user actions. |
Audit and traceability features are core for compliance; referenced throughout docs. | |
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Computation Traceability Ability to trace each output metric back to source data and calculation path. |
Traceability of risk calculations back to input/source data is advertised. | |
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Change Management Logging Records configuration and model parameter changes with timestamps. |
. | No information available |
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Access Logging Every system access (login/logout) is logged for audit purposes. |
Access logging for all login/logout events is covered in security documentation. | |
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Automated Exception Logging Automatically records system- and calculation-level anomalies. |
. | No information available |
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Report Generation Logging Tracks who generated each report and when. |
. | No information available |
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Data Change Alerts Proactive alerts if unexpected data changes are detected. |
. | No information available |
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External Audit Support Facilities to export audit logs for external audit review. |
. | No information available |
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Retention Policy Enforcement Automates log and data retention/deletion per policy. |
. | No information available |
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User Comment Logging Capability for users to annotate actions and outputs for later reference. |
. | No information available |
Deployment, Maintenance & Vendor Support
(9 Yes /9 Known /10 Possible features)
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Cloud Deployment Option Availability of SaaS/cloud deployment as well as on-premise. |
Adaptiv cloud deployment (SaaS) is available and widely used. | |
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On-Premise Deployment Option Option for complete deployment within client data center/environment. |
On-premise deployment is available as an option for sensitive clients. | |
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Containerization Support System can be deployed using Docker, Kubernetes, or similar technologies. |
Product can be deployed with Docker/Kubernetes for containerized deployments. | |
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Regular Upgrades/Updates Frequency and ease of system version upgrades. |
. | No information available |
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24/7 Vendor Support Around-the-clock support for incidents and queries. |
24/7 vendor support is referenced in FIS support and SLA documents. | |
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Service Level Agreements (SLAs) Vendor provides measurable performance and uptime guarantees. |
FIS Adaptiv service includes SLAs on uptime and performance. | |
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Dedicated Account Management Assigned client manager for support and escalation. |
Dedicated account management is provided as part of enterprise support. | |
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Training and Knowledge Base Access to user training, manuals, and learning resources. |
Access to extensive training and self-service knowledge base is standard. | |
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Automated Monitoring & Health Checks System self-monitoring and health status reporting. |
Health checks and automated system monitoring are included in solution management modules. | |
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Sandbox/Test Environment Ability to establish parallel non-production environments. |
Test/sandbox environments are provided for migrations and user acceptance testing. |
Market Data Integration
(0 Yes /0 Known /12 Possible features)
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Real-time Data Feed Support Ability to connect with real-time data feed providers for live market prices. |
. | No information available |
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Historical Data Storage System's ability to store and retrieve historical market data. |
. | No information available |
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Vendor Flexibility Number of different data vendors the system can connect to (e.g., Bloomberg, Reuters). |
. | No information available |
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Data Cleansing Tools Tools provided to clean, deduplicate, and correct inconsistent or missing market data. |
. | No information available |
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Frequency of Data Updates How frequently the system updates market data. |
. | No information available |
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Custom Instrument Mapping Ability to map proprietary or custom instruments to market data feeds. |
. | No information available |
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Automated Error Handling System automatically flags and manages data anomalies or failures. |
. | No information available |
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Scalability for Data Volume Capability to handle increasing data volumes without performance loss. |
. | No information available |
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Market Data Audit Logs Ability to log and trace all data changes or feeds for compliance. |
. | No information available |
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Data Encryption In Transit/At Rest Ensures all market data is encrypted for security purposes. |
. | No information available |
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Latency in Data Processing Average system delay in processing and making data available. |
. | No information available |
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Support for Alternative Data Ability to ingest and process non-traditional market data (e.g., satellite, social media). |
. | No information available |
Risk Calculation & Analytics
(0 Yes /0 Known /12 Possible features)
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Value-at-Risk (VaR) Calculation Support for different VaR methodologies (historical, parametric, Monte Carlo). |
. | No information available |
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Expected Shortfall Capability to calculate and report Expected Shortfall (ES or CVaR) as per regulatory requirements. |
. | No information available |
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Scenario Analysis Ability to define, run, and analyze results from hypothetical scenarios. |
. | No information available |
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Stress Testing Framework Comprehensive system to create and execute stress test scenarios on portfolios. |
. | No information available |
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Risk Sensitivities (Greeks) Computation of sensitivities such as delta, gamma, vega, rho, theta. |
. | No information available |
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Aggregation of Risk Results Ability to consolidate risk metrics across multiple portfolios or entities. |
. | No information available |
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Customizable Risk Metrics Define and calculate custom risk metrics as per business needs. |
. | No information available |
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Calculation Speed Time taken to perform full risk calculations on a production-size portfolio. |
. | No information available |
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Multi-Currency Capabilities Handle risk computations across portfolios denominated in different currencies. |
. | No information available |
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Intraday Calculation Support Run full or incremental portfolio risk calculations multiple times a day. |
. | No information available |
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Backtesting Tools Support for backtesting risk models against historical data. |
. | No information available |
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Model Risk Management Tools for model validation, calibration, and version control. |
. | No information available |
Product Coverage
(0 Yes /0 Known /7 Possible features)
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Asset Class Coverage Number of different asset classes supported (equities, FX, fixed income, commodities, derivatives, etc.). |
. | No information available |
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Exotic Derivatives Support Ability to handle complex and bespoke financial instruments. |
. | No information available |
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Structured Product Modeling Support for risk assessment of structured and hybrid products. |
. | No information available |
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Custom Instrument Modeling Able to define and integrate models for custom or new instruments. |
. | No information available |
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Cross-Asset Risk Calculation Can calculate risk for portfolios with mixed asset types. |
. | No information available |
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Market Conventions Flexibility Customize market conventions (day count, roll dates, etc.) for different markets. |
. | No information available |
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Instrument Template Library Library of pre-built templates for standard instruments. |
. | No information available |
Performance and Scalability
(0 Yes /0 Known /8 Possible features)
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Concurrent User Support Number of users who can use the system without performance issues. |
. | No information available |
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Parallel Processing System can distribute risk calculations across multiple CPUs/cores. |
. | No information available |
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Batch Processing Speed Throughput of batch risk calculations. |
. | No information available |
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Horizontal Scalability Ability to add hardware to increase system capacity. |
. | No information available |
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Cloud Deployment Support Whether the system can be deployed in a cloud environment. |
. | No information available |
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Load Balancing Distributes workloads evenly across computing resources. |
. | No information available |
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Disaster Recovery Ability to recover operations quickly after a failure. |
. | No information available |
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High Availability Supports clustering, failover, or redundancy for uptime. |
. | No information available |
User Interface and Usability
(0 Yes /0 Known /8 Possible features)
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Web-based UI Access risk analytics via a browser-based interface. |
. | No information available |
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Dashboard and Visualization Tools Interactive dashboards for visualizing risk data and trends. |
. | No information available |
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Customizable Reporting Create and export custom reports with desired metrics. |
. | No information available |
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Role-Based Access Controls Specify what information and functionality each user can access. |
. | No information available |
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API Access Expose risk outputs and analytics via standard APIs. |
. | No information available |
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Accessibility Compliance UI conforms to accessibility standards (e.g., WCAG). |
. | No information available |
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Real-Time Alerts and Notifications Notify users of breaches, errors, or important risk events instantly. |
. | No information available |
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Localization/Internationalization Supports multiple languages and regional formats. |
. | No information available |
Integration and Interoperability
(0 Yes /0 Known /7 Possible features)
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Core Banking System Integration Connect with core banking software for trade and position data. |
. | No information available |
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Regulatory Reporting Output Produce files and formats compliant with regulatory submissions. |
. | No information available |
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ERP/Accounting Integration Share risk data with enterprise resource planning (ERP) and accounting platforms. |
. | No information available |
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Data Import/Export Flexible import/export of data in multiple standard formats (CSV, XML, JSON, etc.). |
. | No information available |
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Message Bus/Queue Support Can receive and send messages via standard messaging middleware (e.g., Kafka, RabbitMQ). |
. | No information available |
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Third-Party Plug-in Support Platform allows extensions or plug-ins for new analytics. |
. | No information available |
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API Documentation Completeness Degree of coverage and clarity in the product's integration documentation. |
. | No information available |
Security
(0 Yes /0 Known /7 Possible features)
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Two-Factor Authentication Requires multiple credentials for user login. |
. | No information available |
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User Access Logging Tracks who accessed which data and operations. |
. | No information available |
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Data Encryption at Rest Risk data is encrypted while stored. |
. | No information available |
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Data Encryption in Transit Risk data is encrypted when sent across networks. |
. | No information available |
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Granular Permission Management Fine-grained control of user actions (read, write, export, etc.). |
. | No information available |
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Compliance Certification Adheres to security standards like ISO 27001, SOC 2. |
. | No information available |
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Automated Intrusion Detection Monitors for suspicious activity automatically. |
. | No information available |
Regulatory Compliance
(0 Yes /0 Known /6 Possible features)
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Basel III Compliance Features tailored to Basel III risk management and reporting requirements. |
. | No information available |
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FRTB (Fundamental Review of the Trading Book) Capability Support for FRTB requirements regarding the distinction between banking and trading book risks. |
. | No information available |
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Audit Trail Completeness All actions and changes logged for audit purposes. |
. | No information available |
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Compliance Update Frequency How often the product's compliance libraries are updated to reflect new regulations. |
. | No information available |
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Reporting Templates for Regulators Pre-built templates for regulatory risk reporting (e.g., COREP, Dodd-Frank). |
. | No information available |
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Data Retention Policy Configuration Ability to configure how long sensitive data is stored to meet jurisdictional requirements. |
. | No information available |
Data Management & Quality
(0 Yes /0 Known /6 Possible features)
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Data Lineage Tracking Track the source, transformation, and movement of risk data across the system. |
. | No information available |
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Master Data Management Central repository for key reference data (counterparty, instrument, etc.). |
. | No information available |
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Automated Data Quality Checks Predefined and custom rules to verify accuracy and consistency of data. |
. | No information available |
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Data Versioning Ability to roll back to earlier versions of data sets. |
. | No information available |
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User Data Override Logging Tracks manual changes made by users for compliance. |
. | No information available |
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Data Recovery Capabilities Ability to recover and restore data after corruption or loss. |
. | No information available |
Support, Maintenance, and SLAs
(0 Yes /0 Known /5 Possible features)
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24/7 Support Availability Round-the-clock technical and operational support. |
. | No information available |
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Service Level Agreement (SLA) Uptime Guaranteed system availability percentage as per SLA. |
. | No information available |
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Release Frequency Frequency and regularity of maintenance releases and patches. |
. | No information available |
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Online Knowledge Base Self-service documentation, FAQs, and troubleshooting guides. |
. | No information available |
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Upgrade Automation Automated process to apply updates and upgrades. |
. | No information available |
Credit Risk Management Systems for Risk Management
Solutions for assessing counterparty credit risk, setting and monitoring credit limits, and managing collateral requirements for margin accounts and securities lending.
More Credit Risk Management Systems
More Risk Management ...
Counterparty Assessment
(0 Yes /0 Known /10 Possible features)
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Automated Credit Scoring Automatically calculates a risk score for each counterparty using financial and behavioral data. |
. | No information available |
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Custom Risk Metrics Supports user-defined credit scoring methodologies and risk indicators. |
. | No information available |
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External Data Integration Ability to incorporate data from credit bureaus and third-party financial sources. |
. | No information available |
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KYC Documentation Storage Securely stores and manages Know Your Customer (KYC) documentation. |
. | No information available |
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Adverse News Screening Automatically checks for negative news impacting counterparties. |
. | No information available |
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Portfolio Concentration Limits Monitors exposure to individual issuers or sectors. |
. | No information available |
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Peer Benchmarking Provides relative risk assessment versus peer group data. |
. | No information available |
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Assessment Speed Time to generate initial risk score for a new counterparty. |
. | No information available |
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Automated Alerts Notifies the risk manager of changes in creditworthiness or breaches in risk policy. |
. | No information available |
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Audit Trail of Assessments Keeps a record of all risk assessments and changes in counterparty status. |
. | No information available |
Credit Limit Setting
(0 Yes /0 Known /11 Possible features)
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Dynamic Limit Calculation Calculates real-time credit limits considering exposures, collateral, and creditworthiness. |
. | No information available |
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Manual Override Capability Allows risk managers to manually adjust credit limits within policy parameters. |
. | No information available |
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Limit Hierarchies Supports group- and entity-level limit aggregation. |
. | No information available |
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Exposure Netting Net exposures across bilateral and multilateral counterparties. |
. | No information available |
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Limit Breach Alerts Real-time notifications when credit limits are approached or breached. |
. | No information available |
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Proposed vs. Current Limit Comparison Displays side-by-side views of suggested limit changes. |
. | No information available |
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Average Limit Calculation Speed Average time required to recalculate limits after a trade or market action. |
. | No information available |
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Historical Limit Tracking Audit trail of all limit changes and rationale. |
. | No information available |
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Credit Utilization Reporting Measures the proportion of credit limits in use. |
. | No information available |
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Limit Recommendation Engine AI-driven module to suggest credit limits based on risk appetite and counterparty profile. |
. | No information available |
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Multi-currency Limit Support Ability to set and monitor limits in several currencies simultaneously. |
. | No information available |
Exposure Tracking
(0 Yes /0 Known /10 Possible features)
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Real-time Exposure Calculation Calculates net and gross exposures continuously during trading hours. |
. | No information available |
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Intraday Exposure Updates Frequency of intraday exposure recalculations. |
. | No information available |
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Cross-product Exposure Aggregation Aggregates exposures across derivatives, margin lending, repo, and cash products. |
. | No information available |
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Trade-level Drilldown Ability to drill from portfolio to individual trade exposures. |
. | No information available |
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Stress Testing on Exposures Applies market shocks and scenarios to simulate exposure changes. |
. | No information available |
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Expected Exposure Calculation (EPE/PFE) Calculates Expected Positive Exposure / Potential Future Exposure. |
. | No information available |
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Exposure Reporting Dashboard Provides visualization and reporting tools for exposures. |
. | No information available |
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Exposure Aging Analysis Analysis of how long exposures have been held. |
. | No information available |
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Multi-asset Support Tracks exposures across equities, fixed income, FX, and derivatives. |
. | No information available |
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Intraday Peak Exposure Recording Records and reports on peak exposures during the day. |
. | No information available |
Collateral Management
(0 Yes /0 Known /10 Possible features)
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Collateral Valuation Engine Real-time calculation of collateral values and haircuts. |
. | No information available |
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Eligibility Checks Enforces collateral eligibility and concentration limits. |
. | No information available |
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Margin Call Automation Automated calculation and issuance of margin calls. |
. | No information available |
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Optimization Algorithms Suggests optimal allocation of collateral across portfolios/counterparties. |
. | No information available |
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Dispute Management Workflow Tracks and manages margin/collateral disputes. |
. | No information available |
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Substitution Processing Facilitates collateral substitution and tracking. |
. | No information available |
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Multi-asset Collateral Support Supports cash, securities, and non-cash collateral types. |
. | No information available |
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Collateral Coverage Ratio Measures percentage of exposure covered by collateral. |
. | No information available |
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Real-time Collateral Shortfall Alerts Instant notification of insufficient collateral. |
. | No information available |
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End-of-day Margin Call Volume Number of margin calls processed per day. |
. | No information available |
Margin Management
(0 Yes /0 Known /10 Possible features)
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Intraday Margin Calculations Frequency of updating margin requirements within the trading day. |
. | No information available |
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Scenario Margining Margin requirements can be run under stress or ‘what-if’ scenarios. |
. | No information available |
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Portfolio Margining Margin calculation considers risk offsets at the portfolio level. |
. | No information available |
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Real-time Breach Notification Detects and notifies about margin breaches as they occur. |
. | No information available |
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Minimum Margin Enforcement System enforces predefined minimum margin requirements. |
. | No information available |
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Margin Requirement Analytics Visual analytics and reporting for margin set, called, and posted. |
. | No information available |
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Historical Margin Utilization Reporting Tracks margin utilization trends over time. |
. | No information available |
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Automated Liquidation Triggers Auto-initiates asset liquidations if margin calls are not met. |
. | No information available |
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Multi-currency Margin Support Handles margin calculations across multiple currencies. |
. | No information available |
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Client Notification Workflow Automated communications for margin requirements. |
. | No information available |
Risk Analytics & Reporting
(0 Yes /0 Known /10 Possible features)
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Custom Report Builder Enables users to design customized credit risk and exposure reports. |
. | No information available |
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Regulatory Reporting Templates Predefined templates for BASEL, EMIR, and other regulatory regimes. |
. | No information available |
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Trend Analysis Tools Analyze trends in exposure, margin, and limit breaches. |
. | No information available |
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Real-time Dashboard Widgets Allows for live visualization of exposures and limit statuses. |
. | No information available |
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Export to Multiple Formats Supports data export in XLS, PDF, CSV, XML, etc. |
. | No information available |
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Scheduled Report Automation Automatic generation and distribution of risk reports. |
. | No information available |
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Access and Permissions Management Controls report access by user, group, or role. |
. | No information available |
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Drill-down/Drill-through Reporting Interactive exploration from summary to detail in reports. |
. | No information available |
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Exception and Outlier Detection Flags exposures or limit utilizations that deviate from historical norms. |
. | No information available |
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Report Generation Speed Time taken to produce standard risk reports. |
. | No information available |
Integration & Interoperability
(0 Yes /0 Known /10 Possible features)
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API Availability Exposes RESTful and/or SOAP APIs for data exchange. |
. | No information available |
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FIX Protocol Support System supports FIX messages for trading and credit checks. |
. | No information available |
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Plug-ins for Major OMS/EMS Pre-built interfaces to most major Order/Execution Management Systems. |
. | No information available |
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Batch Import/Export Handles large data imports/exports on a scheduled or ad-hoc basis. |
. | No information available |
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Real-time Data Feed Integration Integrates with market data, reference data, and clearing services. |
. | No information available |
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Single Sign-On (SSO) Seamless authentication integration via SSO protocols. |
. | No information available |
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Custom Integration Toolkit Provides tools for building custom connectors or adapters. |
. | No information available |
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Latency of Integration Minimum time delay for real-time data synchronization. |
. | No information available |
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Cloud-native Support Ready for use in public/private/hybrid cloud environments. |
. | No information available |
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Data Transformation Utilities Automated translation/mapping between external and internal data formats. |
. | No information available |
User Experience & Customization
(0 Yes /0 Known /10 Possible features)
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Role-based Dashboards Tailors presentation and data access by user role (risk, sales, operations, etc.). |
. | No information available |
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Self-service Configuration Users can customize workflows, alerts, and reports without IT intervention. |
. | No information available |
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Notification Preferences Users can define how and when to receive alerts (email, in-app, SMS). |
. | No information available |
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Accessibility Features Supports accessibility standards for visually or physically impaired users. |
. | No information available |
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Multi-language Interface System provides UI in multiple languages. |
. | No information available |
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Web and Mobile Access Available via both web browser and mobile applications. |
. | No information available |
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Custom Theme/Branding Allows organizations to apply their own branding and style. |
. | No information available |
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Average Screen Load Time Time to load standard user interface screens. |
. | No information available |
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Help and Training Modules Built-in training and contextual help documentation. |
. | No information available |
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User Feedback Mechanism In-app submission of suggestions, feature requests, or issues. |
. | No information available |
Security & Compliance
(0 Yes /0 Known /10 Possible features)
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Data Encryption Uses strong encryption for data at rest and in transit. |
. | No information available |
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Access Control Robust, configurable permissions down to the field level. |
. | No information available |
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Audit Logging Full logs of user activities and system events. |
. | No information available |
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GDPR/CCPA Compliance System facilitates compliance with privacy regulations. |
. | No information available |
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Secure API Authentication Supports OAUTH2, SAML, or similar protocols. |
. | No information available |
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Penetration Testing Status Whether the product undergoes regular penetration tests. |
. | No information available |
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Segregation of Client Data Prevents access to one client’s data from another client’s users. |
. | No information available |
|
Automated Compliance Checks System runs policy checks on all risk and limit actions. |
. | No information available |
|
Configurable Data Retention Policies Ability to set data archival/scrubbing rules for regulatory retention. |
. | No information available |
|
Incident Response Time Expected time to respond to security/compliance alerts. |
. | No information available |
Monitoring & Alerting
(0 Yes /0 Known /10 Possible features)
|
Real-time Breach Alerts Instant notifications of exceeded credit limits, margin shortfalls, or other key thresholds. |
. | No information available |
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Configurable Alerting Rules Users can define custom alerting logic and thresholds. |
. | No information available |
|
Alert Escalation Workflow Escalates unaddressed alerts to higher-level management. |
. | No information available |
|
Alert Delivery Methods Methods supported (email, SMS, push, system inbox). |
. | No information available |
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Historical Alert Log Full history of triggered alerts and user responses. |
. | No information available |
|
User Acknowledgement Tracking Requirement and tracking of user acknowledgement on critical events. |
. | No information available |
|
Average Alert Delivery Latency Time to deliver and acknowledge alerts. |
. | No information available |
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Automated Remediation Initiates workflow actions (e.g., block trades) when breaches persist. |
. | No information available |
|
24/7 Monitoring Capability Around-the-clock surveillance of critical risk metrics. |
. | No information available |
|
Alert Prioritization Ranking and color-coding of alerts by criticality. |
. | No information available |
Administration & Maintenance
(0 Yes /0 Known /10 Possible features)
|
Bulk User Administration Add, edit, or remove multiple users simultaneously. |
. | No information available |
|
Self-healing Infrastructure Automated system recovery and failover capability. |
. | No information available |
|
Scheduled Maintenance Tools Tools for system updates, backups, and maintenance windows. |
. | No information available |
|
Health Monitoring Dashboard Live view of system health and component status. |
. | No information available |
|
Change Management Logging Full audit of all configuration and maintenance changes. |
. | No information available |
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Automated Uptime Reporting Automated calculation and alerting for system availability. |
. | No information available |
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Average System Downtime Average downtime per month during maintenance or outage. |
. | No information available |
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Automated Backup Scheduling Schedule and execute regular full/system backups. |
. | No information available |
|
Role-based Administration Controls Limits admin function access by role. |
. | No information available |
|
Cloud or On-prem Deployment Option Available for either on-premises or cloud environments. |
. | No information available |
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