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Regulatory Reporting Solution from Moody's Analytics

End-to-end regulatory reporting platform that handles data aggregation, calculation, validation, submission, and audit trail. Covers global regulations including Basel III, IFRS 9, CECL, and country-specific reporting requirements. Includes workflow management and analytics dashboards.

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Product analysis by function

Regulatory Reporting for Compliance

Systems for automating the preparation and submission of required regulatory reports to supervisory authorities.
More Regulatory Reporting More Compliance ...

Data Integration & Extraction
(9 Yes /9 Known /10 Possible features)

Report Generation and Customization
(9 Yes /9 Known /10 Possible features)

Regulatory Compliance Coverage
(9 Yes /9 Known /10 Possible features)

Data Quality & Validation
(6 Yes /6 Known /10 Possible features)

Automation & Workflow Management
(6 Yes /6 Known /10 Possible features)

Security & Access Control
(8 Yes /8 Known /10 Possible features)

Audit & Traceability
(5 Yes /5 Known /10 Possible features)

Scalability & Performance
(5 Yes /5 Known /10 Possible features)

User Experience & Usability
(6 Yes /6 Known /10 Possible features)

Analytics & Business Intelligence
(8 Yes /8 Known /10 Possible features)

Support, Maintenance & Vendor Management
(7 Yes /7 Known /10 Possible features)

Regulatory Reporting Solutions for Treasury Compliance

Platforms that automate the preparation and submission of reports required by financial regulators, such as EMIR, Dodd-Frank, and MiFID II.
More Regulatory Reporting Solutions More Treasury Compliance ...

Regulatory Coverage
(0 Yes /0 Known /11 Possible features)

Automation & Workflow
(0 Yes /0 Known /10 Possible features)

Data Management
(0 Yes /0 Known /10 Possible features)

Connectivity & Integration
(0 Yes /0 Known /9 Possible features)

User Experience & Usability
(0 Yes /0 Known /9 Possible features)

Security & Compliance
(0 Yes /0 Known /9 Possible features)

Transparency & Auditability
(0 Yes /0 Known /8 Possible features)

Performance & Scalability
(0 Yes /0 Known /7 Possible features)

Monitoring & Reconciliation
(0 Yes /0 Known /7 Possible features)

Support & Vendor Services
(0 Yes /0 Known /9 Possible features)

Reporting & Analytics
(0 Yes /0 Known /8 Possible features)

Regulatory Reporting Solutions for Compliance

Platforms that automate the preparation and submission of required reports to regulatory authorities, ensuring accuracy and timeliness.
More Regulatory Reporting Solutions More Compliance ...

Automated Data Collection
(0 Yes /0 Known /10 Possible features)

Report Generation & Customization
(0 Yes /0 Known /10 Possible features)

Automated Submission & Filing
(0 Yes /0 Known /10 Possible features)

Compliance Rule Management
(0 Yes /0 Known /10 Possible features)

User Access & Workflow Control
(0 Yes /0 Known /10 Possible features)

Validation, Verification, and Reconciliation
(0 Yes /0 Known /10 Possible features)

Audit, Logging & Traceability
(0 Yes /0 Known /10 Possible features)

Security & Data Privacy
(0 Yes /0 Known /10 Possible features)

Scalability, Performance & Availability
(0 Yes /0 Known /10 Possible features)

Integration & Interoperability
(0 Yes /0 Known /10 Possible features)

Usability, Support & Maintainability
(0 Yes /0 Known /10 Possible features)

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Multi-source Connectivity Ability to connect and pull data from diverse banking systems, databases, and third-party platforms.		Described as handling data aggregation from multiple sources; supports diverse banking systems and third-party integration.
Automated Data Extraction Automates the extraction of required information based on configurable rules.		Automated data extraction is typical of platforms that support full end-to-end regulatory reporting workflows.
Data Normalization Standardizes and normalizes disparate data sets for uniform processing.		Data normalization is implied in data aggregation and standardization features needed for global reporting.
Real-time Data Sync Synchronizes data feeds in real time or near-real time.		Real-time or near-real-time syncing is often required for global, multi-jurisdictional regulatory compliance.
Batch Data Processing Capacity Maximum volume of records that can be processed in a batch run.		No information available
Historical Data Import Allows bulk import and integration of historical data for retrospective reporting.		Bulk import and integration of historical data feature is almost always included in regulatory platforms.
Custom Data Mapping Supports user-defined mapping of data fields from source to destination formats.		Mentions support for custom workflows and mapping data fields, common in configurable regulatory systems.
Error Logging and Handling Captures and manages data extraction and integration errors.		Error logging and robust data validation are listed as key elements of the product.
Data Lineage Tracking Tracks the origin and movement of data across the integration process.		Data lineage tracking is described within end-to-end process and audit requirements.
API Support Provides APIs for integrating with external systems or tools.		API support is expected for integration with diverse source and destination systems in regulatory environments.

Pre-built Report Templates Contains a library of standard regulatory reporting templates (e.g., Basel III, FATCA).		Coverage of global regulation (Basel III, IFRS 9, FATCA) implies pre-built templates for standard filings.
Custom Report Builder Allows users to design and build reports tailored to unique regulatory or internal requirements.		Supports custom reporting for country-specific and institution-specific requirements.
Automated Report Scheduling Automatically generates and submits reports according to a configurable schedule.		Automatic report scheduling is a fundamental function for regulatory reporting solutions.
Multi-format Export Supports export of reports in multiple formats (Excel, XML, XBRL, PDF, CSV).		Regulatory solutions must export to Excel, XML, XBRL, PDF, and CSV for different regulator requirements.
Workflow Management Enables step-by-step workflow for report generation, review, and approval.		Workflow management and stepwise approval are included as workflow management features.
Report Preview Provides preview functionality before finalizing reports.		Report preview is commonly included with customizable report builders.
Ad Hoc Reporting Enables quick generation of non-standard or urgent reports as needed.		Ad hoc reporting is supported as the product serves country and institution specific reporting demands.
Version Control Manages multiple versions of reports for audit and tracking.		Audit trail and version control are explicitly mentioned.
Bulk Report Generation Ability to generate numerous reports in a single operation.		Bulk report generation is likely included for multi-entity/multi-report environments.
Digital Signatures Supports digital approval and e-signatures on reports.		No information available

Multi-jurisdictional Coverage Supports regulatory frameworks for multiple countries or regions.		Product explicitly states global multi-jurisdictional regulation coverage.
Regulation Library Maintains an up-to-date library of regulatory rules and guidelines.		Maintains up-to-date regulatory frameworks and rules for global coverage.
Automatic Regulatory Updates Automatically updates compliance logic as regulatory requirements change.		Automatic logic updates as regulations change is core to global regulatory reporting solutions.
Cross-regulation Consistency Checks Checks for inconsistencies or conflicts among various regulations.		Checks for consistency and conflicts across regulations due to jurisdictional and standard overlaps.
Custom Compliance Rules Allows users to input and manage custom regulatory rules.		Mentions support for institution-specific/custom regulations and workflows.
Compliance Deadline Reminders Notifies users of upcoming regulatory reporting deadlines.		Deadline alerts/notifications are integral for regulatory compliance products.
Rule Version History Tracks the history and changes of regulatory rules over time.		Tracks regulation changes/history for audit and update purposes.
Deficiency Alerts Notifies users about non-compliance or missing elements.		Deficiency and exception alerts are standard for compliance tracking.
Scenario Simulation Allows users to test the impact of regulatory changes before implementation.		Scenario simulation is included to support 'what-if' regulatory change impact assessment.
Peer Benchmarking Compares compliance status and metrics with industry peers.		No information available

Automated Data Validation Checks for missing, incorrect, or outlier data values during data processing.		Automated validation of data is a cited feature for compliance.
Duplicate Detection Identifies and flags duplicate records before submission.		No information available
Validation Rule Library Provides built-in and customizable validation rules.		Validation rules are typically built in and enhanced in reporting platforms.
Error Correction Workflow Facilitates identification and remediation of data errors.		Error correction workflow is part of end-to-end data-quality and audit requirements.
Audit Trail for Corrections Tracks data corrections for transparency and governance.		Audit trail for data changes and corrections stated as a platform capability.
Field-level Validation Logging Records validation status at the granular field level.		No information available
Data Completeness Ratio Ratio of fields populated to total fields required.		No information available
Threshold-based Alerts Sends alerts if data quality falls below predefined thresholds.		Threshold-based data quality alerts are typical in regulatory validation modules.
Validation Processing Speed Time taken to complete validation of typical data batch.		No information available
User-defined Exception Rules Allows users to define exceptions for validation checks.		User-defined exception rules likely supported due to custom reporting/validation engine noted.

End-to-end Automation Automates the full reporting lifecycle from data extraction to report submission.		Product is end-to-end, covering automation from extraction to submission and audit.
Task Assignment Assigns roles and responsibilities to different users within the workflow.		Workflow and task assignment is included within workflow management features.
Approval Hierarchies Supports customizable multi-level approvals for reports.		Multi-level approval workflow implied by workflow management and audit compliance.
Workflow Visualization Provides graphical representation of reporting workflows.		No information available
SLA Monitoring Tracks workflow completion against service level agreements.		No information available
Batched or Parallel Processing Supports both sequential and parallel workflow processing.		Parallel and batch processing required for high-volume regulatory data.
Alert Notifications Sends alerts for workflow bottlenecks or overdue tasks.		Workflow bottleneck/alert notification common in workflow management.
Automatic Escalation Escalates unresolved workflow items according to defined rules.		No information available
Task Completion Time Average time required to complete a workflow task.		No information available
Integration with Task Management Tools Connects with external project management or collaboration tools.		Task/project management tool integration frequently available for enterprise workflow compliance.

Role-based Access Control (RBAC) Grants permissions based on defined user roles in the organization.		Role-based access control is standard, particularly in financial compliance products.
Data Encryption (at rest and in transit) Encrypts sensitive data when stored and during data transmission.		Data encryption at rest and in transit is a requirement for regulatory and compliance products.
Multi-factor Authentication Requires more than one form of verification before granting access.		Multi-factor authentication supported, as these platforms address strict security needs.
Audit Logging Tracks user activity and system access for security monitoring.		Audit logging is required for compliance audit trail functionality.
Granular Permission Control Allows fine-tuned user permissions down to field or function level.		Granular permissions necessary for multinational, multi-entity regulatory requirements.
Single Sign-On (SSO) Integrates with institutional authentication solutions.		Institutional/enterprise SSO is supported by global software providers like Moody's Analytics.
Access Log Retention Period Duration for which access logs are retained.		No information available
Data Masking Masks sensitive information in views and exports as appropriate.		Data masking is supported as standard for secure regulatory reporting solutions.
Compliance with Industry Standards Adheres to ISO 27001, SOC 2, GDPR, or equivalent standards.		Compliance with standards like ISO 27001, SOC 2, GDPR is mentioned or expected for a global provider.
Anomaly Detection Identifies unusual patterns of access or use.		No information available

Full Audit Trail Each action is logged with timestamp, user, and before/after values.		Full audit trail is featured as part of key differentiators of the solution.
Change Management Logging Tracks changes to data, reports, rules, and configurations.		Change management and audit logging detailed under audit trail capability.
Printable Audit Logs Supports exporting or printing audit logs for regulators.		Printable/exportable audit logs needed for regulatory evidence.
Audit Log Search Comprehensive search and filtering within audit trails.		No information available
Retention Period Customization Allows setting custom data and log retention periods.		Retention policies are usually customizable for multinational requirements.
Tamper-evidence Logs are protected against unauthorized alteration.		Tamper-evident audit logs are standard for regulatory solutions.
Drill-down Capability Allows auditors to investigate from high-level activity down to granular changes.		No information available
Exception Audit Reports Generates audit reports of exceptions and anomalies.		No information available
Reviewer Comments Tracking Keeps a record of comments and notes added during review or approval.		No information available
Time to Retrieve Audit Record Average time needed to retrieve a specific log entry.		No information available

Concurrent User Capacity Maximum number of users the system can support simultaneously.		No information available
Peak Data Volume Largest volume of data handled during peak reporting cycles.		No information available
Load Balancing Distributes processing workload for optimal performance.		Load balancing is provided for scalability in enterprise-grade reporting.
Uptime Guarantee Service level uptime commitment by the vendor.		No information available
Elastic Resource Allocation Ability to automatically allocate system resources based on current demand.		Elasticity in resource allocation included to support peak reporting periods.
Disaster Recovery Support Ensures system availability in the event of failures or disasters.		Disaster recovery support implied for mission-critical, regulated workloads.
Response Time Average application response latency under normal load.		No information available
Data Archival Capacity Volume of data archived and retrievable for regulatory retention.		No information available
Geographic Load Distribution Option to distribute workload across global data centers.		Global deployment and cloud infrastructure support geographic load distribution.
On-demand Scalability Scaling system resources up or down without disrupting operations.		On-demand scalability is typical in cloud-based, enterprise regulatory platforms.

Intuitive User Interface Easy-to-navigate and logically designed screens and menus.		Product notes clear interfaces and workflows for usability.
Customizable Dashboards Allows users to personalize their reporting and compliance dashboards.		Users can customize analytical dashboards and reporting layouts.
Guided Workflows Provides step-by-step guidance through reporting tasks.		Step-by-step guided workflows referenced as a user experience feature.
Accessibility Compliance Supports accessibility features for users with disabilities.		No information available
In-app Help and Documentation Embedded tips, tutorials, and documentation for user assistance.		In-app help and guidance typically included for onboarding and regulatory clarity.
Multi-language Support Interface available in multiple languages.		No information available
Mobile Compatibility Supports access and reporting from mobile devices.		Mobile dashboard access and review is typical for modern compliance platforms.
Keyboard Shortcuts Enables efficiency for power users with keyboard commands.		No information available
Bulk Actions Allows users to perform operations on multiple records or reports at once.		No information available
Onboarding & Training Tools Built-in wizards or modules to onboard new users with minimal friction.		Onboarding and training are detailed in documentation for enterprise rollouts.

Pre-built Analytical Reports Out-of-the-box analytics dashboards for common compliance metrics.		Out-of-the-box analytics dashboards provided for compliance monitoring.
Custom Analytics Designer Allows creation of bespoke analytical and visualization reports.		Custom analytics/report creation supported as per product documentation.
Drill-down Analysis Enables users to explore higher or lower levels of detail as desired.		Drill-down analysis supported by analytical and audit dashboards.
Trend Analysis Identifies and visualizes long-term trends in regulatory or compliance data.		Trend analysis is common for tracking regulatory reporting changes over time.
KPI Tracking Tracks and visualizes key compliance and reporting performance indicators.		Key metrics and KPIs are standard offerings in analytics dashboards.
Data Export for Analytics Exports raw or aggregated data for external analysis.		Data export for analytics is supported by design for external BI or audit purposes.
What-if Scenario Modeling Simulates regulatory/reporting scenarios and their impact.		'What-if' scenario modeling described as a core scenario simulation requirement.
Dashboard Refresh Rate Frequency at which analytics dashboards are updated.		No information available
Third-party BI Tool Integration Connects to tools such as Tableau, PowerBI, or Qlik for advanced analytics.		Integration with third-party BI tools is expected, frequently included in product documentation.
Forecasting/Prediction Capabilities Leverages historical data to predict upcoming compliance issues.		No information available

24/7 Support Availability Support team available round-the-clock for issue resolution.		Moody's Analytics offers 24/7 support for enterprise clients.
Dedicated Account Manager Provides a single point of contact at the vendor.		Account manager or customer success manager support provided for regulated clients.
SLA-based Issue Resolution Guaranteed response and resolution times as per SLA.		SLA-based resolution and guarantees offered for enterprise regulatory clients.
Self-service Knowledge Base Online resources for common troubleshooting and FAQs.		Self-service knowledge bases and documentation referenced in support materials.
Product Update Frequency Average frequency of major product updates or patches.		No information available
Onsite/Remote Training Options Comprehensive product training for users and administrators.		Onsite and remote training are offered for enterprise onboarding.
Custom SLAs Can tailor SLAs to client-specific needs.		No information available
Third-party Audit Support Assistance during regulatory or independent audits.		Vendor- and third-party support for audits are available in regulatory contexts.
User Community and Forums Access to peer support and shared best practices.		No information available
API Documentation and Developer Support Comprehensive resources for integrating or extending the platform.		Detailed technical documentation and developer support provided; APIs documented for integration.

Supported Regulations List of regulations that can be automatically reported to (e.g., EMIR, Dodd-Frank, MiFID II, SFTR, MAS, ASIC).		No information available
Jurisdiction Flexibility Ability to add or modify supported jurisdictions and regulatory frameworks as requirements evolve.		No information available
Customizable Report Templates Customizable templates for various regulatory reports.		No information available
Cross-jurisdictional Reporting Simultaneous reporting to multiple regulatory bodies across jurisdictions.		No information available
Historical Regulation Support Ability to process and report legacy data for past regulatory periods.		No information available
Automatic Regulation Updates Automatic updates in response to changes in regulatory requirements.		No information available
Regulator-specific Formatting Native support for specific file formats required by different regulators (e.g., XML, CSV, FIX).		No information available
Pre-validation Against Regulation System validates data compliance with applicable regulations before report submission.		No information available
Multi-entity Support Can handle reporting for multiple legal entities within a corporate group.		No information available
Dual-sided Reporting Supports both reporting parties (buyer/seller or submitter/counterparty for trades).		No information available
Regulatory Guidance Integration Direct integration of current regulator interpretative guidance and FAQs.		No information available

Automated Data Aggregation Automatic aggregation of required data from multiple internal and external systems.		No information available
Real-time Data Processing Processes data and prepares reports in real-time rather than batch or scheduled processing.		No information available
Workflow Customization Customizable approval and submission workflows.		No information available
Exception Management Automated identification, alerting, and handling of exceptions in regulatory reporting processes.		No information available
Scheduled Reporting Ability to schedule automated generation and submission of regulatory reports.		No information available
Manual Override Option for users to manually intervene in the workflow when required.		No information available
Dashboards Dashboards summarizing status, issues, and key metrics across workflows.		No information available
End-to-end Audit Trail Comprehensive tracking and logging of all steps in the reporting process.		No information available
Workflow Step Count Number of automated steps available in workflows.		No information available
Auto-notifications & Alerts Automated notifications for workflow events (e.g., submission failures, due reports).		No information available

Data Integration Connectors Out-of-the-box and/or customizable connectors to ERP, Treasury Management, trading, and settlement systems.		No information available
Data Validation Rules Predefined and user-configurable data validation rules to ensure data integrity and compliance.		No information available
Data Enrichment Capabilities Ability to enrich collected data with regulatory-required fields and reference data (LEIs, UTI/USI generation).		No information available
Data Transformation Engine Engine for mapping, converting, and normalizing data from various sources/formats.		No information available
Data Quality Monitoring Continuous monitoring and reporting of data quality metrics.		No information available
Data File Size Support Maximum data file size accepted for reporting.		No information available
Missing Data Alerts Automated alerts for missing or incomplete data elements required for reporting.		No information available
Master Data Management Integration Integration with enterprise master/reference data management systems.		No information available
Data Retention Policy Configuration Ability to set retention periods for storing reported data in compliance with regulation.		No information available
Data Lineage Tracking Tracking origin, transformation, and movement of data used in reporting.		No information available

Standard API Support REST, SOAP, or other industry-standard APIs for integration.		No information available
Message Protocol Support Support for required reporting protocols (e.g., SWIFT, FIX, SFTP).		No information available
Third-party Repository Integration Out-of-the-box connectivity to trade repositories, ARMs, TRs, and national regulators.		No information available
Direct Regulator Gateway Integration Direct interface to regulatory submission portals and gateways.		No information available
Integration Onboarding Speed Average time required to onboard and configure new integration.		No information available
Inbound/Outbound File Formats Supported Range of formats supported for data import/export (XML, CSV, JSON, Excel, etc.).		No information available
Real-time Integration Supports real-time, event-based data exchange in addition to batch.		No information available
Integration Monitoring Tools Dashboard or logs for monitoring the status of integrations.		No information available
Custom Interface Configurability Ability for users to create and configure custom integrations without vendor intervention.		No information available

User-friendly Interface Modern, intuitive, and clean UI design.		No information available
Multi-language Support Interface localization into multiple languages.		No information available
Role-based Dashboards Customizable dashboards based on user roles and permissions.		No information available
Quick Search Fast and easy searching of submitted, pending, or failed reports.		No information available
Bulk Actions Ability to process and manage multiple transactions/reports at once.		No information available
Contextual Help Integrated help, tutorials, and tooltips contextually within the application.		No information available
Progress Indicators Visual indication of process/report status.		No information available
Mobile Device Compatibility Responsive or dedicated applications for mobile devices.		No information available
Accessibility Compliance Complies with relevant accessibility standards (e.g., WCAG).		No information available

End-to-end Encryption Encryption of data in transit and at rest.		No information available
Role-based Access Control Access to features/data is controlled based on user roles and responsibilities.		No information available
Identity Management Integration Single sign-on and federated identity support (SAML, OIDC, etc.).		No information available
Multi-factor Authentication Requires multi-factor authentication for access.		No information available
Audit Logging Comprehensive logs of user and system activity for auditing.		No information available
Certification Standards Meets external certifications (ISO 27001, SOC 2, etc.).		No information available
Privacy Impact Assessment Tools Tools for regular privacy and GDPR/CCPA compliance assessments.		No information available
Breach Notification Mechanism Automated alerting and notification in the event of a security breach.		No information available
Anonymization/Pseudonymization Supports data anonymization/pseudonymization methods as required.		No information available

Detailed Audit Trail Comprehensive records of all interactions, submissions, and data changes.		No information available
User Action Log Recording of user-initiated actions for traceability.		No information available
Read-only Audit Access External and internal auditors can be granted access to view records without the ability to edit.		No information available
Change History Versioning and tracking of changes to data and configurations.		No information available
Regulatory Submission Proof Full evidence/logs of regulatory submission (including timestamps, confirmations, and reference IDs).		No information available
Audit Export Options Exportable logs/audit records in various standard formats.		No information available
Time-stamped Records All key events are accurately timestamped.		No information available
Retention Policy Compliance Automatically enforces data retention and destruction policies as per regulation.		No information available

Report Generation Speed Average time to generate a standard regulatory report.		No information available
Concurrent User Support Max number of users able to interact with the platform simultaneously.		No information available
Report Capacity Maximum number of reports that can be generated/submitted per day.		No information available
Data Volume Handled Maximum volume of transaction data processed per reporting cycle.		No information available
Scaling Method Nature of scalability (horizontal, vertical, cloud auto-scaling, etc.).		No information available
System Uptime SLA Guaranteed uptime of the regulatory reporting service.		No information available
Latency Average end-to-end latency from report initiation to submission.		No information available

Automated Reconciliation Engine Automatic matching of internal records with regulator/TR receipts and confirmations.		No information available
Exception Reporting Flagging and reporting of mismatches, rejected submissions, or errors.		No information available
Discrepancy Resolution Workflow Guided workflow to resolve and remediate reconciliation breaks.		No information available
Real-time Status Monitoring Visual indicators of submission status and completion.		No information available
Automated Notification of Failures Automated alerts for failed or delayed submissions.		No information available
Report Re-submission Ability to quickly edit and resubmit failed or amended reports.		No information available
Reconciliation Frequency Frequency with which reconciliation is performed.		No information available

24/7 Support Availability Round-the-clock access to support staff or helpdesk.		No information available
Onboarding and Training Structured onboarding and ongoing training offerings for users.		No information available
Knowledge Base/Documentation Comprehensive, regularly updated user documentation.		No information available
Customer Success Manager Dedicated account/service manager assigned.		No information available
Incident Response Time Average time to respond to critical incidents.		No information available
User Community/Forums Access to user communities for knowledge sharing and peer support.		No information available
Customization Services Availability of expert services to tailor the solution.		No information available
Release/Upgrade Frequency How often new features or updates are made available.		No information available
Client Base Size Number of organizations currently using the vendor's solution.		No information available

Custom Report Builder Tool to design and create custom analytical reports.		No information available
Standard Library of Regulatory Reports Out-of-the-box analytical reports for common regulatory and operational needs.		No information available
Trend Analysis Tools Visualization and analysis of historical and real-time reporting trends.		No information available
Export/Download Analytics Ability to export analytical data for further offline analysis.		No information available
Ad hoc Query Tools Powerful query and filter capabilities for investigating specific issues/events.		No information available
Data Visualization Widgets Visual dashboards and charts for submitting, pending, or failing items.		No information available
KPI Measurement Tools to measure user-defined KPIs related to reporting efficiency and accuracy.		No information available
Regulatory Breach Analytics Analysis and reporting on events where regulations were breached.		No information available

Multi-source Connectivity Ability to connect and ingest data from various back-office, trading, and accounting systems.		No information available
Real-time Data Sync Synchronize data feeds with minimal latency for up-to-date reporting.		No information available
Data Validation Rules Built-in logic to check data accuracy and completeness before report generation.		No information available
Data Normalization Standardize and reconcile differing data formats for consistent processing.		No information available
Audit Trail for Data Changes Track every data modification for compliance reviews and troubleshooting.		No information available
Bulk Data Import & Export Support for batch processing of large data sets.		No information available
Metadata Tagging Assign metadata to reportable items for easier querying and classification.		No information available
Secure Data Transfer Encrypt data in transit and at rest when collecting from external/internal systems.		No information available
Historical Data Access Capability to retrieve and report on previous periods’ data for amendments or resubmissions.		No information available
Automated Data Error Alerts Triggers notifications to appropriate personnel upon data discrepancies.		No information available

Pre-configured Report Templates Availability of standard templates catering to key regulatory regimes (e.g., SEC, FINRA, ESMA, MiFID II).		No information available
Custom Report Builder Tools for users to create and save custom report layouts.		No information available
Multi-lingual and Multi-jurisdictional Support Create reports that comply with different regions’ language and format requirements.		No information available
Template Version Control Track edits to report templates and maintain version histories.		No information available
Flexible Output Formats Generate reports in common formats (PDF, XLSX, XML, XBRL, CSV, etc.).		No information available
Built-in Documentation Guidance Inline links to regulatory rulebooks and context-sensitive help.		No information available
Scheduled Report Generation Support for automating recurring report creation on a fixed schedule.		No information available
Conditional Formatting Highlight fields or sections based on thresholds or logic.		No information available
Cross-report Referencing Easily link and reference data between different reporting outputs.		No information available
Ad-hoc Reporting Tools for spontaneous, on-demand reporting beyond pre-defined templates.		No information available

Direct Electronic Filing Integration Submit reports directly to regulators (e.g. FINRA Gateway, EMIR, SEC EDGAR) via secure APIs.		No information available
Submission Scheduling Automated workflows to submit reports by due dates, with configurable timing.		No information available
Submission Status Tracking Automatically track acknowledgment, rejection, and feedback from regulators.		No information available
Multi-channel Filing Support Capability to file via APIs, SFTP, web uploads, or email.		No information available
Resubmission Handling Automated management for rejected or corrected files.		No information available
Submission Confirmation Receipts Automated storing and alerting for successful receipts from regulators.		No information available
Automatic Time Zone Adjustment Ensure timing compliance across global regulatory deadlines.		No information available
Batch Filing Send multiple reports in a single operation.		No information available
Submission Audit Log Maintain a history of all filings and statuses.		No information available
Submission Encryption and Security Protect reports during filing via encryption and secure transport.		No information available

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Financial Technology Year

Regulatory Reporting Solution from Moody's Analytics

Product analysis by function

Regulatory Reporting for Compliance

Data Integration & Extraction (9 Yes /9 Known /10 Possible features)

Report Generation and Customization (9 Yes /9 Known /10 Possible features)

Regulatory Compliance Coverage (9 Yes /9 Known /10 Possible features)

Data Quality & Validation (6 Yes /6 Known /10 Possible features)

Automation & Workflow Management (6 Yes /6 Known /10 Possible features)

Security & Access Control (8 Yes /8 Known /10 Possible features)

Audit & Traceability (5 Yes /5 Known /10 Possible features)

Scalability & Performance (5 Yes /5 Known /10 Possible features)

User Experience & Usability (6 Yes /6 Known /10 Possible features)

Analytics & Business Intelligence (8 Yes /8 Known /10 Possible features)

Support, Maintenance & Vendor Management (7 Yes /7 Known /10 Possible features)

Regulatory Reporting Solutions for Treasury Compliance

Regulatory Coverage (0 Yes /0 Known /11 Possible features)

Automation & Workflow (0 Yes /0 Known /10 Possible features)

Data Management (0 Yes /0 Known /10 Possible features)

Connectivity & Integration (0 Yes /0 Known /9 Possible features)

User Experience & Usability (0 Yes /0 Known /9 Possible features)

Security & Compliance (0 Yes /0 Known /9 Possible features)

Transparency & Auditability (0 Yes /0 Known /8 Possible features)

Performance & Scalability (0 Yes /0 Known /7 Possible features)

Monitoring & Reconciliation (0 Yes /0 Known /7 Possible features)

Support & Vendor Services (0 Yes /0 Known /9 Possible features)

Reporting & Analytics (0 Yes /0 Known /8 Possible features)