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Thomson Reuters Regulatory Intelligence (TRRI) from Thomson Reuters

Provides comprehensive regulatory content, tracking of regulatory changes, horizon scanning, automated alerts, compliance calendars, and practical tools for compliance professionals in banking and financial services.

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Product analysis by function

Compliance Management for Compliance

Platforms for managing the overall compliance program, including policy management, training, and regulatory change management.
More Compliance Management More Compliance ...

Regulatory Compliance Monitoring
(6 Yes /6 Known /10 Possible features)

KYC & Customer Due Diligence
(0 Yes /0 Known /11 Possible features)

Anti-Money Laundering (AML)
(0 Yes /0 Known /11 Possible features)

Audit & Reporting
(6 Yes /6 Known /10 Possible features)

Workflow Automation
(0 Yes /0 Known /10 Possible features)

User Access & Security
(0 Yes /0 Known /10 Possible features)

Data Management & Quality
(0 Yes /0 Known /10 Possible features)

Integration & Interoperability
(0 Yes /0 Known /10 Possible features)

User Experience & Accessibility
(0 Yes /0 Known /10 Possible features)

Training & Knowledge Management
(0 Yes /0 Known /10 Possible features)

Continuous Improvement & Risk Management
(2 Yes /2 Known /10 Possible features)

Regulatory Compliance Management Systems for Compliance and Legal

Platforms that track regulatory requirements, monitor changes in insurance laws, and manage compliance activities across multiple jurisdictions and business units.
More Regulatory Compliance Management Systems More Compliance and Legal ...

Regulatory Coverage
(0 Yes /0 Known /15 Possible features)

Workflow Management
(0 Yes /0 Known /15 Possible features)

Change Monitoring
(0 Yes /0 Known /15 Possible features)

Policy & Procedures Management
(0 Yes /0 Known /15 Possible features)

Audit Management
(0 Yes /0 Known /15 Possible features)

Risk Assessment
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

User Management & Security
(0 Yes /0 Known /15 Possible features)

Integration & Interoperability
(0 Yes /0 Known /15 Possible features)

Training & Certification Management
(0 Yes /0 Known /15 Possible features)

Case & Incident Management
(0 Yes /0 Known /15 Possible features)

Support & Usability
(0 Yes /0 Known /15 Possible features)

Governance Management Platforms for Compliance and Governance

Software that supports board and committee management, policy administration, and governance workflows. These platforms maintain governance documents, manage meeting schedules, and track decision implementation.
More Governance Management Platforms More Compliance and Governance ...

Board & Committee Management
(0 Yes /0 Known /15 Possible features)

Policy & Document Management
(0 Yes /0 Known /15 Possible features)

Governance Workflow Automation
(0 Yes /0 Known /15 Possible features)

Compliance & Regulatory Management
(0 Yes /0 Known /15 Possible features)

Decision & Action Tracking
(0 Yes /0 Known /15 Possible features)

User & Access Management
(0 Yes /0 Known /15 Possible features)

Audit & Evidence Management
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

Integration & Interoperability
(0 Yes /0 Known /15 Possible features)

Security & Data Protection
(0 Yes /0 Known /15 Possible features)

Usability & Support
(0 Yes /0 Known /15 Possible features)

Compare

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Automated Regulatory Updates The software automatically identifies and updates users about new or changing regulatory requirements.		TRRI advertises automated regulatory horizon scanning and alerts, indicating automated identification and communication of regulatory updates.
Jurisdictional Coverage The number of jurisdictions or geographies the compliance system supports for regulatory monitoring.		No information available
Rule Engine Customization Ability to customize business rules based on specific regulatory requirements for different regions or product lines.		No information available
Real-time Alerting The system provides real-time alerts on compliance breaches or critical regulatory changes.		Website and datasheets reference real-time regulatory alerts, confirming real-time alerting.
Regulation Repository Includes a central library of all relevant regulations and historical changes.		TRRI offers a regulation repository and change tracking as a core feature.
Audit Logs for Regulation Changes Tracks all updates or changes made to regulatory rules within the software.		Audit trails for regulation changes are documented as part of TRRI's compliance evidence toolkit.
API Integration with Regulatory Bodies Ability to integrate directly with regulatory authority APIs for automated updates.		No information available
Granularity of Compliance Checks Level of detail at which compliance checks can be performed.		No information available
Threshold-based Triggers Set specific thresholds that trigger compliance workflows or alerts.		Threshold-based regulatory triggers and alerts are referenced in TRRI product literature.
Historical Compliance Data Analysis Analyze historical compliance monitoring data for trends or recurring issues.		Historical regulatory change tracking and analytics are promoted in TRRI's compliance platform.

Identity Verification Tools Automated checks to verify customer identification documents and biographical data.		No information available
Sanctions List Screening Screen customers against local and global sanctions and watchlists.		No information available
Politically Exposed Persons Database Integration Checks customer status against PEP databases.		No information available
Customer Risk Scoring Automatically assigns a risk score to customers based on KYC data.		No information available
CDD Workflow Automation Automates collection, verification, approval and periodic review of CDD documents.		No information available
Remediation Task Management System for tracking and managing KYC/CDD remediation tasks.		No information available
Document Expiry Alerts Notifies users of expiring KYC/CND documentation.		No information available
Batch Processing Capabilities Number of simultaneous KYC/CDD checks that can be processed.		No information available
Dynamic Questionnaire Generation Generates tailored questionnaires for enhanced due diligence cases.		No information available
Ongoing Monitoring and Screening Continuous monitoring of customers for risk changes after onboarding.		No information available
Data Retention Controls Ability to configure and automate data retention policies for KYC records.		No information available

Transaction Monitoring Engine Tool that scans transactions for suspicious patterns and generates alerts.		No information available
Rule-based Scenario Builder Create and customize AML scenarios and rules for detection.		No information available
AML Case Management Tracks investigation and disposition of flagged AML cases.		No information available
Automated SAR (Suspicious Activity Report) Generation Automatically generates SARs for submission to regulators.		No information available
False Positive Reduction Tools Algorithms or features that help reduce unnecessary AML alerts.		No information available
Real-time Screening Speed The average time it takes to screen and process AML checks on transactions.		No information available
Integration with Payment Gateways Allows AML engine to monitor all transaction types by integrating with payment and core banking systems.		No information available
Peer Group Analysis Analyzes behavior compared to similar entities to detect anomalies.		No information available
Behavioural Analytics Uses AI or statistical models to detect unusual customer activity.		No information available
Multi-currency & Cross-border Transaction Detection Supports AML checks for international and multi-currency transactions.		No information available
Audit Trail of AML Actions Maintains an auditable log of all AML decisions and actions taken.		No information available

Automated Audit Trails Captures comprehensive logs of all user and system activity.		Automated audit trails for system and user actions are promoted as part of the auditability of the platform.
Customizable Report Generation Users can define and generate compliance reports tailored to specific regulatory or management needs.		Customizable report generation is marketed as a TRRI feature for compliance teams.
On-demand Data Export Export of data for reporting or further analysis in multiple formats (CSV, PDF, etc.).		Download and export of data (e.g., to XLS, PDF) is a standard feature.
Scheduled Reports Ability to schedule regular reports for compliance review.		TRRI enables scheduled, automated compliance reports as referenced on its site.
Automated Regulatory Filings Direct transmission of required reports to regulators via electronic means.		No information available
Report Customization Limits Maximum number of custom report templates users can define.		No information available
Data Retention Period Configuration Defines the configurable period for which audit log data is retained.		No information available
Exception Reporting Automatically highlights areas of concern or compliance failure in standard reports.		Exception reporting is discussed as part of automated risk and compliance reporting.
Interactive Dashboards Provides visuals and metrics on compliance status in real-time.		Interactive dashboards are listed on the TRRI product page for real-time compliance status.
Audit Evidence Attachments Ability to attach supporting documentation to audit actions within the tool.		No information available

Custom Approval Flows Ability to design custom multi-stage approval workflows for compliance-related actions.		No information available
Task Assignment Automation System automatically assigns tasks to the appropriate personnel based on business rules.		No information available
Automated Remediation Actions Automates corrective actions for non-compliance or task failures.		No information available
Escalation Management Rules and mechanisms for escalating unresolved or overdue compliance actions.		No information available
Notification Engine Automated sending of alerts and reminders via email, SMS, or in-app messages.		No information available
Workflow Templates Library Pre-built templates for common compliance workflows.		No information available
SLAs for Compliance Tasks Ability to define Service Level Agreements for completion of compliance actions.		No information available
Parallel Processing Capabilities Number of workflow tasks that can be handled simultaneously.		No information available
Auditability of Workflow Changes Tracks and records all changes made to workflow structures.		No information available
Workflow Version Control Maintains a history of workflow iterations and allows rollbacks.		No information available

Role-based Access Controls Only authorized users can access sensitive compliance functions.		No information available
Multi-factor Authentication Requires users to provide multiple credentials for added security.		No information available
Granular Permission Management Define fine-tuned permissions at the user or group level.		No information available
Single Sign-On Integration Supports authentication with enterprise SSO providers.		No information available
Session Timeout Settings Control the time of inactivity before automatic logout.		No information available
User Authentication Logs Activity logs tracking all login attempts and access times.		No information available
Security Certification Compliance System adheres to security standards such as ISO 27001 or SOC 2.		No information available
Encryption of Data at Rest and in Transit All sensitive data is encrypted both in storage and during transmission.		No information available
User De-Provisioning Automation Automatically removes access for users who no longer require it.		No information available
Access Request Workflow Automated requests and approvals for elevated access to compliance modules.		No information available

Centralized Data Repository All compliance-related data is housed in a unified location.		No information available
Data Validation Rules Business rules that verify input and output data accuracy.		No information available
Automated Data Cleansing Automatic identification and correction of incomplete, inaccurate, or irrelevant data.		No information available
Data Lineage Tracking Tracks the origin of compliance data through its lifecycle.		No information available
Data Quality Score Measure of completeness and accuracy across data sets.		No information available
Duplicate Data Detection System flags redundant or duplicate records.		No information available
Automated Backups Regular, automated data backups for disaster recovery.		No information available
Data Encryption Applies industry-standard encryption to protect all data.		No information available
Data Masking for Sensitive Fields Hides sensitive information from unauthorized users.		No information available
Data Export/Import Capabilities Allows bulk movement of compliance data into and out of the platform.		No information available

Core Banking System Integration Connects compliance tools directly to core banking platforms.		No information available
Open APIs Provides public and/or private APIs for third-party integration.		No information available
Third-party Data Feeds Supports integration of external data sources (e.g., credit bureaus, sanctions databases).		No information available
Plug-in Architecture Supports adding external modules for expanded functionality.		No information available
Event Notification Webhooks System can send real-time notifications to external systems.		No information available
Bulk Data Synchronization Speed Maximum rate at which large data volumes can be synched.		No information available
Interbank Network Compatibility Supports compliance functionalities across multiple banking platforms/networks.		No information available
Document Management System Integration Links with DMS for seamless access to compliance documentation.		No information available
Email System Integration Ability to communicate compliance alerts and notifications via email systems.		No information available
Legacy System Compatibility Supports interoperation with older banking systems.		No information available

Intuitive User Interface Designed for ease of use and fast task completion.		No information available
Multi-language Support Platform supports multiple languages for global teams.		No information available
Accessibility Compliance Adheres to accessibility standards such as WCAG for users with disabilities.		No information available
Role-based Dashboards Custom views for different user roles within the compliance process.		No information available
Mobile Access System accessible via smartphones and tablets.		No information available
User Onboarding Tutorials Integrated help and tutorial features for training new users.		No information available
Task Completion Metrics Average time taken by users to complete standard compliance tasks.		No information available
Customizable Homepages Ability for users to set personalized dashboards or landing pages.		No information available
Search and Filter Tools Advanced search and filter functions to locate compliance records and tasks.		No information available
In-app Support/Chat Built-in channel for user support or live chat.		No information available

Integrated Policy Library Central repository for compliance policies and procedures.		No information available
Automated Training Reminders Notifies users when required training is due.		No information available
E-learning Module Integration System supports in-app or linked e-learning for compliance training.		No information available
Training Completion Tracking Tracks which users have completed mandatory training.		No information available
Certification Records Management Stores and manages certifications or proof of completion for compliance training.		No information available
Policy Version Control Tracks updates and maintains historical versions of compliance documents.		No information available
Knowledge Base Search Advanced search functionality for the knowledge repository.		No information available
Quiz/Assessment Tools Integrated tools for testing user understanding of compliance topics.		No information available
Multi-media Content Support Supports multiple formats (text, video, audio) for training content.		No information available
Feedback Collection from Training Enables users to provide feedback on training quality.		No information available

Compliance Risk Assessment Tools Enables assessment of compliance risk at entity, product, or process levels.		No information available
Automated Gap Analysis Automatically identifies gaps in existing compliance controls.		No information available
Corrective and Preventive Action (CAPA) Tracking Tracks completion and effectiveness of corrective actions.		No information available
Compliance Calendar Central calendar for deadlines related to regulatory filings or policy reviews.		TRRI includes a compliance calendar for regulatory deadlines and review dates.
Incident Management Logs and manages remediation of compliance incidents.		Incident logging and management is referenced in product documentation as a remediation and audit support feature.
Heatmap Generation Visualizes areas of compliance risk across entities or processes.		No information available
Automated Remediation Recommendations Provides suggestions for closing compliance gaps.		No information available
Continuous Control Testing Frequency The number of control tests the system can run automatically on a periodic basis.		No information available
Key Risk Indicator (KRI) Monitoring Monitors leading indicators for early warning of compliance risks.		No information available
Management Review Dashboard Special review dashboards for compliance managers or auditors.		No information available

Jurisdictional Coverage The number of distinct regulatory jurisdictions supported by the system.		No information available
Legal Topic Coverage The breadth of insurance-related statutes and regulations tracked.		No information available
Multi-Language Support Ability to operate and present content in multiple languages.		No information available
Regulation Mapping Capability to map regulations to business units and operational processes.		No information available
Template Library Availability of compliance documents, checklists, and templates.		No information available
Custom Regulation Input Ability for users to manually add or customize regulatory requirements.		No information available
Version Control Tracks historical and current versions of regulations.		No information available
Change Management Alerts Automated notifications when laws or regulations change.		No information available
Audit Trail of Changes System records all changes to regulatory mappings and user documents.		No information available
Centralized Repository Single storage location for all legal and compliance content.		No information available
Regulatory Calendar Displays global compliance deadlines and key dates.		No information available
Impact Analysis Tools Analyzes how new regulations will affect current practices.		No information available
Regulator Contact Information Database of regulatory agency contacts and correspondence logs.		No information available
Automated Regulatory Updates System delivers automated, curated updates of relevant rule changes.		No information available
Supersedence Hierarchy Handling Manages overlapping or superseding regulations by hierarchy.		No information available

Task Assignment Ability to assign compliance tasks to users or teams.		No information available
Automated Escalations System automatically escalates overdue or uncompleted tasks.		No information available
Approval Workflows Customizable multi-level approval chains for documentation and sign-off.		No information available
Task Progress Tracking Tracks percentage of task completion and progress over time.		No information available
Action Item Tracking Detailed tracking of individual actions taken for compliance.		No information available
Automated Reminders Reminds users of upcoming or overdue compliance tasks.		No information available
Delegation Support Tasks can be delegated and tracked when moved between users.		No information available
Custom Workflow Builder Users can configure and customize compliance workflows.		No information available
Bulk Task Operations Supports batch creation, editing, and closure of multiple tasks.		No information available
Audit Log for Workflow Events Comprehensive logs of all workflow steps and user actions.		No information available
Time-to-Resolution Average time to complete and close compliance-related tasks.		No information available
Calendar Integration Syncs compliance events with external calendars (e.g., Outlook, Google).		No information available
Parallel Task Management Support for managing tasks that must be completed concurrently.		No information available
Notifications Customization Users can customize the type and timing of notification alerts.		No information available
Task Recurrence Scheduling Ability to set up recurring tasks for ongoing compliance obligations.		No information available

Regulatory News Feed Aggregates and displays regulatory news from multiple sources.		No information available
Customizable Alert Triggers Ability to set specific keywords, jurisdictions, or topics for change alerts.		No information available
Real-Time Update Frequency Frequency at which system retrieves new regulatory updates.		No information available
Source Verification Authenticates regulatory sources and official government channels.		No information available
Historical Change Logs Access to a history of all tracked regulatory changes.		No information available
Impact Rating of Changes Assigns potential risk rating or impact score to each regulatory change.		No information available
Automated Regulatory Text Summaries Provides summaries of legal changes for quick consumption.		No information available
API Availability for Change Data Programmatic access to change data via API.		No information available
Regulatory Update Timeline Visualization Graphical visualization of regulatory changes over time.		No information available
Multi-Channel Alerts Alerts can be delivered via email, SMS, in-app, or other channels.		No information available
Role-Based Alerting Different users receive alerts relevant to their function or department.		No information available
Alert Granularity Level of specificity in setting alert preferences (e.g., state, topic, date).		No information available
News Archive Search Full-text search of all past regulatory news items.		No information available
Customizable Dashboard Widgets Users can create widgets to track specific jurisdictions or topics in real time.		No information available
Bulk Export of Change Data Export lists of regulatory changes for offline analysis.		No information available

Policy Document Repository Centralized storage for all internal compliance-related documents.		No information available
Document Version Control Manages multiple versions and histories of policies and procedures.		No information available
Automated Policy Review Reminders Notifies owners of required annual or periodic reviews.		No information available
E-Signature Integration Allows digital sign-off on policy documents.		No information available
Access Controls Manages user permissions for viewing/editing policies.		No information available
Obsolescence Tracking Alerts if a policy is outdated or no longer in use.		No information available
Policy Distribution Tracking Confirms that end users have received/read new policies.		No information available
Template Policy Documents Provides templates for standard compliance policies.		No information available
Collaborative Editing Allows multiple users to co-edit documents in real time.		No information available
Full-Text Policy Search Allows quick searching within all stored policy documents.		No information available
Change Commenting Allows users to add comments or rationale for document changes.		No information available
Retention Policy Automation Automates retention and destruction of old policy documents.		No information available
Approval Routing Routes documents through required levels of review and approval.		No information available
Policy Reading Quizzing System can verify comprehension (e.g., quizzes after policy updates).		No information available
Export/Print Ready Formatting Exports policy documents in common formats for printing/distribution.		No information available

Audit Scheduling Tool for scheduling internal and external compliance audits.		No information available
Pre-built Audit Templates Standardized templates for frequently conducted audits.		No information available
Risk-Based Audit Planning Prioritizes audits based on assessed risk.		No information available
Audit Checklist Library Built-in checklists for different compliance categories.		No information available
Real-Time Audit Status Tracking Visual indicators of audit progress.		No information available
Evidence Attachment Allows attachment of supporting documents/evidence to audit steps.		No information available
Findings and Recommendations Logging Documents and tracks audit findings and recommended actions.		No information available
Audit Report Generation Automates the creation of formal audit reports.		No information available
Corrective Action Tracking Monitors the implementation of audit recommendations.		No information available
Management Sign-Off Requires sign-off from responsible stakeholders for audit closure.		No information available
Audit Trail Integrity Protects records from post-audit modification.		No information available
Recurring Audit Scheduling Automates scheduling of cyclical or periodic audits.		No information available
Role-Based Audit Assignment Assigns audits based on role, department, or location.		No information available
Custom Audit Workflows Permits creation of custom workflows tailored to company requirements.		No information available
Audit History Lookup Search and retrieve completed audits and outcomes.		No information available

Automated Risk Scoring Calculates risk scores for processes, entities, or regulations.		No information available
Customizable Risk Criteria Allows organizations to define their own risk factors and weights.		No information available
Real-Time Risk Dashboard Visual display of risk levels across the organization.		No information available
Risk Heatmaps Graphical representation of risk exposure.		No information available
Risk Mitigation Planning Links risk findings to action plans.		No information available
Scenario Analysis Simulates potential regulatory/operational risk scenarios.		No information available
Historical Risk Trends Tracks how risk scores or exposures change over time.		No information available
Risk Data Import/Export Supports import and export of risk data for further analysis.		No information available
Risk Ownership Assignment Assigns risk responsibility to business units or individuals.		No information available
Regulatory Requirement Linking Links risks directly to regulatory obligations.		No information available
Automated Risk Alerts Notifies stakeholders when a risk score exceeds a threshold.		No information available
Third-Party Risk Integration Assesses risks arising from vendors or other third parties.		No information available
Bulk Risk Record Management Supports bulk creation, updating, and closure of risk records.		No information available
Risk Control Testing Allows recurring control tests to validate mitigations.		No information available
Risk Disclosure Reporting Generates reports for internal/external risk disclosure.		No information available

Pre-Built Compliance Reports Extensive library of standard compliance reports.		No information available
Custom Report Builder Users can design their own reports from system data.		No information available
Scheduled Report Delivery Automates report generation and email delivery.		No information available
Interactive Data Visualization Charts and dashboards for regulatory, risk, and audit data.		No information available
Export Formats Supports exporting reports to PDF, Excel, CSV, etc.		No information available
Ad Hoc Queries Allows users to quickly query compliance data.		No information available
KPI Tracking Tracks and displays key performance metrics for compliance.		No information available
Drill-Down Analytics Users can click into report elements for further detail.		No information available
Automated Dashboard Refresh Dashboards automatically update with new data.		No information available
Access-Controlled Reports Restricts sensitive reports to authorized users.		No information available
Data Source Integration Pulls data from ERPs, claims systems, HR, etc., for reporting.		No information available
Mobile Report Access Enables access/viewing of reports via mobile devices.		No information available
Historical Reporting Ability to generate comparative reports for previous periods.		No information available
Exception Reporting Highlights instances of non-compliance or overdue tasks.		No information available
Scheduled KPI Alerts Notifies when KPIs breach thresholds.		No information available

Role-Based Access Control (RBAC) Assigns permissions based on user role.		No information available
Single Sign-On (SSO) Integration Supports SSO with enterprise identity providers.		No information available
Multi-Factor Authentication Requires multiple authentication factors for login.		No information available
User Activity Logging Records all actions by users within the system.		No information available
Granular Permission Settings Fine-grained access controls for features/data.		No information available
User Provisioning Automation Automated onboarding/offboarding of users.		No information available
IP Whitelisting/Blacklisting Restricts access to specified IP ranges.		No information available
Encryption at Rest and Transit All data is encrypted both at rest and during transfer.		No information available
Data Privacy Compliance Certifications Compliance with GDPR, CCPA, and other privacy standards.		No information available
Session Timeout Controls Automatically logs users out after inactivity.		No information available
User Account Audit Logs Historical auditing of user account access/changes.		No information available
Password Policy Customization Configurable password complexity and expiration rules.		No information available
Bulk User Management Create, update, or remove users in bulk.		No information available
User Self-Service Portal Allows users to reset passwords and manage profiles.		No information available
Audit Readiness Reports Prepares security documentation for IT audits.		No information available

API Access Well-documented APIs for programmatic access and integration.		No information available
Pre-Built Connectors Native connectors for popular ERPs, HR, claims, and policy admin systems.		No information available
Custom Integration Support Professional services/support available for custom integrations.		No information available
Data Import/Export Tools Facilitates bulk data movement into and out of the platform.		No information available
Third-Party Content Feeds Ingests regulatory content from trusted third-party providers.		No information available
Webhooks Triggers outbound events to external systems.		No information available
Custom Field Mapping Maps data fields between platforms for seamless integration.		No information available
Integration Health Dashboards Monitors success/failure of connections and data transfers.		No information available
Scheduled Synchronization Automatically syncs data between systems on a fixed schedule.		No information available
Single Data Entry Eliminates duplicate data entry by synchronizing records.		No information available
External Authentication Integration Integrates with external identity providers for authentication.		No information available
Legacy System Compatibility Supports integration with older or non-standardized systems.		No information available
Document Management System (DMS) Integration Connects with existing DMS tools for document storage and retrieval.		No information available
Custom Notification Channels Integrates with Slack, Teams, SMS gateways, etc.		No information available
Mobile Device Integration Enables access, alerts, or workflows via mobile applications.		No information available

Training Content Hosting Ability to upload, manage, and deliver compliance learning material.		No information available
Automated Training Reminders Notifies users of upcoming or overdue training requirements.		No information available
Certification Tracking Tracks user certifications and their expiry/renewal dates.		No information available
Course Completion Reporting Reports on completion rates and outstanding assignments.		No information available
Learning Path Customization Configurable training 'journeys' tailored to user roles.		No information available
External LMS Integration Integrates with external learning management systems.		No information available
Training Quiz/Test Builder Built-in tools to create quizzes or knowledge checks.		No information available
Multimedia Lesson Support Supports video, interactive, and document-based lessons.		No information available
Regulatory Requirement Linking Links training to tracked laws/regulations.		No information available
Bulk Training Assignment Easily assign training to large user groups.		No information available
Mobile Training Delivery Users can access training via mobile devices.		No information available
Remedial Training Assignment Assigns additional training to users failing quizzes.		No information available
Training History Export Exports historical records of all completed training.		No information available
Role/Function Based Training Matrix Matrix that defines what training is required for each user role/function.		No information available
Automated Compliance Certification Generation Issues certificates of completion for compliance purposes.		No information available

Case Capture Portal Allows users to submit new compliance incidents or concerns.		No information available
Anonymous Reporting Permits confidential or anonymous case reporting.		No information available
Intake Categorization Automatically classifies cases by type (e.g., regulatory, ethics, fraud).		No information available
Case Workflow Automation Automates assignment and escalation of new cases.		No information available
Case Status Tracking Tracks status of every active case (open, under review, closed, etc.).		No information available
Case Priority Tagging Enables tagging and prioritization of urgent matters.		No information available
Case Attachments Upload supporting documentation and evidence.		No information available
Case Notes & History Maintains detailed logs of all case-related actions and updates.		No information available
Automated Case Notifications Notifies stakeholders of case updates or required actions.		No information available
Investigator Assignment Assigns cases to specific investigators or teams.		No information available
Resolution Time Tracking Tracks the time taken to close cases.		No information available
Linked Cases/Incidents Ability to link related incidents for trend analysis.		No information available
Integration with Whistleblower Hotline Connects with external hotlines for case intake.		No information available
Case Closure Documentation Requires closure notes and documentation for audit purposes.		No information available
Data Redaction Tools Supports redaction of sensitive information in case files.		No information available

User Onboarding Wizard Step-by-step system setup and training for new users.		No information available
In-App Guided Help Real-time, context-sensitive guides embedded in the software.		No information available
24/7 Customer Support Support team available around the clock.		No information available
Detailed User Manuals Comprehensive written guides for all features.		No information available
Contextual Tooltips Short explanatory texts on features/functions.		No information available
Live Chat Support Immediate help via chat within the application.		No information available
Knowledge Base/FAQ Searchable online resource library and FAQ.		No information available
Dedicated Account Manager Named support resource for enterprise clients.		No information available
Product Updates Notifications Alerts to new features, bug fixes, or changes in the system.		No information available
Accessible UI/UX Design Features and layouts that comply with accessibility standards.		No information available
Mobile Responsive Design Optimized for easy use on all screen sizes and devices.		No information available
Custom Branding Support Permits interface branding/logos for each organization.		No information available
User Feedback Channels Allows collection of user suggestions and error reports.		No information available
Self-Service Configuration Admin users can configure most settings without vendor assistance.		No information available
System Performance Uptime Guaranteed average uptime over a period (e.g., 99.9%).		No information available

Meeting Scheduling Ability to coordinate and schedule meetings with automated calendar invitations.		No information available
Digital Agendas Support for creating, distributing, and amending meeting agendas electronically.		No information available
Secure Minutes Capture Tool to record, store, and distribute meeting minutes in a secure, permission-controlled environment.		No information available
Attendance Tracking System for recording and reporting on attendee participation in meetings.		No information available
Voting & Resolutions Digital tools for facilitating, recording, and storing votes and resolutions.		No information available
Conflict of Interest Declarations Automated process for members to declare and manage conflicts of interest.		No information available
Board Pack Distribution Secure delivery of meeting materials and board packs to members.		No information available
Role-Based Access Customizable access controls for different committee and board member roles.		No information available
Integration with Calendar Systems Ability to sync with external calendaring solutions (e.g., Outlook, Google Calendar).		No information available
Automated Reminders & Notifications Automated emails or alerts for pending tasks, upcoming meetings, or policy reviews.		No information available
Task Assignment & Follow-up Assign tasks to board/committee members and automate follow-up reminders.		No information available
Meeting Recording Audio or video recording of meetings with secure access.		No information available
Remote Participation Tools Support for secure video conferencing and virtual meeting participation.		No information available
Document Annotation Board members can annotate and share notes directly on meeting documents.		No information available
Member Directory Centralized directory of all board and committee members, including terms and roles.		No information available

Centralized Document Repository Single, secure storage location for all governance and policy documents.		No information available
Document Version Control Track changes, maintain prior versions, and manage approvals for documents.		No information available
Searchable Document Index Advanced search capabilities across document types and content.		No information available
Document Expiry & Review Dates Automated tracking and notification of policy expiration and scheduled reviews.		No information available
Role-Based Document Access Access controlled via roles and permissions, supporting confidentiality.		No information available
Policy Workflow Automation Automate drafting, approval, and publishing workflows for governance documents.		No information available
E-signature Integration Ability for stakeholders to electronically sign documents securely.		No information available
Document Acknowledgment Tracking Track which members have read and acknowledged receipt of documents.		No information available
External Document Sharing Secure sharing features for documents with external advisors or regulators.		No information available
Document Encryption In-transit and at-rest encryption for all stored documents.		No information available
Activity Audit Trails Record activity, changes, and access events for all documents.		No information available
Template Management Pre-defined templates for common policy and governance documents.		No information available
Multi-format Document Support Support for popular document formats (PDF, Word, XLS, etc.).		No information available
Document Retention Scheduling Automated purging and archiving based on retention policies.		No information available
Contract & Legal Document Management Specialized workflow and security for managing contracts and sensitive legal documents.		No information available

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Financial Technology Year

Thomson Reuters Regulatory Intelligence (TRRI) from Thomson Reuters

Product analysis by function

Compliance Management for Compliance

Regulatory Compliance Monitoring (6 Yes /6 Known /10 Possible features)

KYC & Customer Due Diligence (0 Yes /0 Known /11 Possible features)

Anti-Money Laundering (AML) (0 Yes /0 Known /11 Possible features)

Audit & Reporting (6 Yes /6 Known /10 Possible features)

Workflow Automation (0 Yes /0 Known /10 Possible features)

User Access & Security (0 Yes /0 Known /10 Possible features)

Data Management & Quality (0 Yes /0 Known /10 Possible features)

Integration & Interoperability (0 Yes /0 Known /10 Possible features)

User Experience & Accessibility (0 Yes /0 Known /10 Possible features)

Training & Knowledge Management (0 Yes /0 Known /10 Possible features)

Continuous Improvement & Risk Management (2 Yes /2 Known /10 Possible features)

Regulatory Compliance Management Systems for Compliance and Legal

Regulatory Coverage (0 Yes /0 Known /15 Possible features)

Workflow Management (0 Yes /0 Known /15 Possible features)

Change Monitoring (0 Yes /0 Known /15 Possible features)

Policy & Procedures Management (0 Yes /0 Known /15 Possible features)

Audit Management (0 Yes /0 Known /15 Possible features)

Risk Assessment (0 Yes /0 Known /15 Possible features)

Reporting & Analytics (0 Yes /0 Known /15 Possible features)

User Management & Security (0 Yes /0 Known /15 Possible features)

Integration & Interoperability (0 Yes /0 Known /15 Possible features)

Training & Certification Management (0 Yes /0 Known /15 Possible features)

Case & Incident Management (0 Yes /0 Known /15 Possible features)

Support & Usability (0 Yes /0 Known /15 Possible features)

Governance Management Platforms for Compliance and Governance

Board & Committee Management (0 Yes /0 Known /15 Possible features)

Policy & Document Management (0 Yes /0 Known /15 Possible features)

Governance Workflow Automation (0 Yes /0 Known /15 Possible features)

Compliance & Regulatory Management (0 Yes /0 Known /15 Possible features)

Decision & Action Tracking (0 Yes /0 Known /15 Possible features)

User & Access Management (0 Yes /0 Known /15 Possible features)

Audit & Evidence Management (0 Yes /0 Known /15 Possible features)

Reporting & Analytics (0 Yes /0 Known /15 Possible features)

Integration & Interoperability (0 Yes /0 Known /15 Possible features)

Security & Data Protection (0 Yes /0 Known /15 Possible features)

Usability & Support (0 Yes /0 Known /15 Possible features)

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Regulatory Compliance Monitoring
(6 Yes /6 Known /10 Possible features)

KYC & Customer Due Diligence
(0 Yes /0 Known /11 Possible features)

Anti-Money Laundering (AML)
(0 Yes /0 Known /11 Possible features)

Audit & Reporting
(6 Yes /6 Known /10 Possible features)

Workflow Automation
(0 Yes /0 Known /10 Possible features)

User Access & Security
(0 Yes /0 Known /10 Possible features)

Data Management & Quality
(0 Yes /0 Known /10 Possible features)

Integration & Interoperability
(0 Yes /0 Known /10 Possible features)

User Experience & Accessibility
(0 Yes /0 Known /10 Possible features)

Training & Knowledge Management
(0 Yes /0 Known /10 Possible features)

Continuous Improvement & Risk Management
(2 Yes /2 Known /10 Possible features)

Regulatory Coverage
(0 Yes /0 Known /15 Possible features)

Workflow Management
(0 Yes /0 Known /15 Possible features)

Change Monitoring
(0 Yes /0 Known /15 Possible features)

Policy & Procedures Management
(0 Yes /0 Known /15 Possible features)

Audit Management
(0 Yes /0 Known /15 Possible features)

Risk Assessment
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

User Management & Security
(0 Yes /0 Known /15 Possible features)

Integration & Interoperability
(0 Yes /0 Known /15 Possible features)

Training & Certification Management
(0 Yes /0 Known /15 Possible features)

Case & Incident Management
(0 Yes /0 Known /15 Possible features)

Support & Usability
(0 Yes /0 Known /15 Possible features)

Board & Committee Management
(0 Yes /0 Known /15 Possible features)

Policy & Document Management
(0 Yes /0 Known /15 Possible features)

Governance Workflow Automation
(0 Yes /0 Known /15 Possible features)

Compliance & Regulatory Management
(0 Yes /0 Known /15 Possible features)

Decision & Action Tracking
(0 Yes /0 Known /15 Possible features)

User & Access Management
(0 Yes /0 Known /15 Possible features)

Audit & Evidence Management
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

Integration & Interoperability
(0 Yes /0 Known /15 Possible features)

Security & Data Protection
(0 Yes /0 Known /15 Possible features)

Usability & Support
(0 Yes /0 Known /15 Possible features)

Workflow Builder Intuitive tool to design and visualize governance workflows.		No information available
Approval Routing Automated routing of documents and requests for required approvals.		No information available
Dynamic Assignment Rules-based task assignment to roles or individuals based on process steps.		No information available
Deadline Management Automated deadline tracking and escalation notifications.		No information available
Escalation Paths Configurable escalation for non-completed actions or exceptions.		No information available
Progress Tracking Dashboards Dashboards for viewing workflow and project status in real-time.		No information available
Automated Alerts & Reminders Notifications for tasks, deadlines, and required approvals.		No information available
Audit Trail of Workflow Steps Complete record of each workflow action and participant.		No information available
Conditional Logic Support for complex routing and conditional steps within governance workflows.		No information available
Integration with External Tools Connect governance workflows with external email, calendar, and communication tools.		No information available
Customizable Forms Ability to design forms for governance processes (e.g., requests, declarations).		No information available
Process Analytics Reporting on workflow bottlenecks, efficiency, and compliance.		No information available
Automated Document Generation Auto-generate documents from workflow actions and data entries.		No information available
Signature Workflow Integration Automate collection of required e-signatures as part of workflow steps.		No information available
Workflow Templates Pre-built templates for common governance and compliance processes.		No information available

Regulatory Calendar System to track filing deadlines and regulatory obligations.		No information available
Customizable Compliance Checklists Checklists tailored to specific industry requirements and regulations.		No information available
Automated Compliance Monitoring Continuous monitoring of compliance with built-in alerts for non-compliance.		No information available
Regulatory Reporting Tools for generating and submitting reports to regulators.		No information available
Rule & Policy Mapping Link regulations and policies to related internal processes and controls.		No information available
Regulatory Change Notifications Alerts for relevant changes in laws, standards, or regulations.		No information available
Automated Evidence Collection Automatically gather records necessary for demonstrating compliance.		No information available
Compliance Attestation Tracking Track and report on user attestation to key policies or regulatory requirements.		No information available
Risk Register Integration Connect compliance issues to an organizational risk register.		No information available
Compliance Analytics Analytics to identify compliance trends, gaps, and risks.		No information available
Policy Exception Management Workflow for documenting, approving, and tracking policy exceptions.		No information available
Audit Trail of Compliance Activities Detailed auditing of all compliance-related actions and changes.		No information available
Third-party Compliance Management Extend compliance monitoring and reporting to key vendors and service providers.		No information available
User Certifications and Training Tracking Record staff certifications and required compliance training completions.		No information available
Cross-jurisdictional Compliance Support Manage and track requirements across multiple applicable jurisdictions.		No information available

Decision Register Central log of all formal decisions made by boards and committees.		No information available
Automated Action Item Creation Create and assign action items directly from meeting minutes or resolutions.		No information available
Action Item Status Tracking Monitor the completion and status of governance-related action items.		No information available
Accountability Assignment Assign responsibility and deadlines for follow-up actions.		No information available
Completion Notification Automated notifications when assigned tasks are completed or overdue.		No information available
Evidence Attachment Attach evidence items (documents, links, notes) to decision and action records.		No information available
Overdue Actions Dashboard Overview of outstanding or overdue actions by board, committee, or member.		No information available
Linking Decisions to Policies Map decisions to relevant documents or policies for traceability.		No information available
Recurring Actions Scheduling Schedule and automate recurring governance actions and reminders.		No information available
Dependency Tracking Manage dependencies between multiple action items or decisions.		No information available
Export/Reporting Export lists or reports of decisions and actions for audits or reviews.		No information available
Comment and Discussion Threads Embedded discussion capability for decision and action items.		No information available
Task Re-assignment Ability to reassign actions in case of absence or role changes.		No information available
Escalation for Stalled Actions Automated escalation of uncompleted actions to designated leaders.		No information available
Action Closure Evidence Logging Log remarks or upload proof of action closure before marking tasks complete.		No information available

Single Sign-On (SSO) Support Integration with SSO providers for streamlined, secure login.		No information available
Multi-Factor Authentication (MFA) Support for MFA to enhance security of user accounts.		No information available
User Provisioning and De-provisioning Automated onboarding and offboarding of users based on roles.		No information available
Role-Based Access Controls Granular permissions management based on organizational and governance roles.		No information available
Delegated User Administration Allow designated personnel to manage users in subgroups or committees.		No information available
User Activity Monitoring Audit and log user activity within the platform.		No information available
Group and Committee Memberships Easily manage group affiliations and role memberships.		No information available
Guest/External User Access Secure, time-limited platform access for external advisors, auditors, or consultants.		No information available
Custom Password Policies Enforce organizational password complexity and rotation requirements.		No information available
Account Lockout Policies Security measures for failed login attempts and account lockouts.		No information available
Bulk User Management Support for bulk upload or changes to user permissions and accounts.		No information available
Access Request and Approval Workflow Automate and document the approval process for user access changes.		No information available
Session Timeout Configuration Adjustable limits for user session activity and automatic logoff.		No information available
User Directory Synchronization Integration with enterprise directory systems (e.g., Active Directory, LDAP).		No information available
User Access Review Reporting Generate reports for periodic access reviews and audits.		No information available

Audit Trail Logging Comprehensive logs of all actions, changes, and access events throughout the platform.		No information available
Evidence Repository Central, secure storage for audit evidence (documents, communications, files, etc.).		No information available
Audit Query Support Rapid response to audit requests with filtered document and record search.		No information available
Audit-ready Reports Pre-built report templates for common audit requirements.		No information available
Data Export Capabilities Ability to securely export audit logs and supporting documentation.		No information available
Tamper-evident Logging Ensure audit logs cannot be altered without detection.		No information available
Point-in-Time Snapshots Store system state/archive at specific dates for evidence and historical reference.		No information available
Exception Documentation Document reasons for and approval of exceptions to standard processes.		No information available
Link Evidence to Decisions Direct association of evidence files with meeting items, decisions, policies, or actions.		No information available
Access-controlled Evidence Sharing Secure, permission-based access for internal or external auditors.		No information available
Retention Management Automated application of retention policies to audit evidence and logs.		No information available
Evidence Version Control Track changes or additions to audit evidence over time.		No information available
Audit Issue Tracking Track and manage audit findings, recommendations, and remedial actions.		No information available
Cross-linking to Policies Link audit evidence and findings directly to governing policy documents.		No information available
Audit Engagement History Log of all past audit events, responses, and outcomes for reference.		No information available

Custom Report Builder Design, save, and schedule custom reports from governance and compliance data.		No information available
Dashboards Configurable, real-time dashboards for monitoring key governance metrics.		No information available
Automated Scheduled Reports Auto-generate and distribute reports on a regular schedule.		No information available
Export to Multiple Formats Download reports in PDF, Excel, CSV, or other useful formats.		No information available
Data Visualization Charts, graphs, and visual aids for performance and compliance trends.		No information available
Report Access Controls Restrict access to sensitive reports based on user roles and permissions.		No information available
Drill-through Analytics Navigate from summary dashboards to detailed report data.		No information available
Filter and Search Capabilities Advanced filter and search on report data.		No information available
Automated KPI Monitoring Continuous monitoring of key performance indicators with alerts for threshold breaches.		No information available
Audit and Compliance Reporting Pre-built templates for regulatory, audit, or compliance reporting.		No information available
Historical Data Analysis Compare current and past governance/compliance performance data.		No information available
Integration with BI Tools Connect platform data to external business intelligence tools.		No information available
Scheduled Distribution Lists Auto-email scheduled reports to distribution groups or individuals.		No information available
Interactive Data Exploration Users can interact with report visualizations in the browser.		No information available
Maturity & Benchmarking Reports Compare governance maturity or compliance benchmarks against peers.		No information available

API Availability Availability of well-documented APIs for exchanging data with other systems.		No information available
Single Sign-On Integration Seamless login integration with enterprise authentication solutions.		No information available
Data Import/Export Bulk import/export of data to/from external platforms and legacy systems.		No information available
Integration with Cloud Storage Connect platform to cloud storage services (e.g., SharePoint, Dropbox, Google Drive).		No information available
Email System Integration Bi-directional communication with corporate email systems.		No information available
Calendar Integration Sync platform events with individual or shared calendars in real time.		No information available
Directory Service Integration Synchronize user accounts and groups with enterprise identity systems.		No information available
Workflow & Automation Tool Integration Integrate with external workflow automation (e.g., Zapier, Power Automate).		No information available
Regulatory Filing System Connectivity Automate data submissions to regulatory portals.		No information available
Mobile App Synchronization Real-time sync and notifications between desktop and mobile applications.		No information available
Data Export Frequency The maximum number of data exports possible per day.		No information available
Supported Integration Endpoints Number of external systems/platforms that can be connected simultaneously.		No information available
Webhook Support Real-time external event notification via webhooks.		No information available
Custom Integration Toolkit Resources for custom integration development (SDKs, sandboxes).		No information available
Audit Logging of Data Transfers Audit trail for all data exchanged with external systems.		No information available

Data Encryption In Transit Encryption standards applied to data during transmission.		No information available
Data Encryption At Rest Encryption of all stored data in databases and backups.		No information available
Granular Access Permissions Fine-grained access control for sensitive content.		No information available
Data Residency Options Choice of data storage location to comply with national regulations.		No information available
Penetration Testing Regular independent security testing and vulnerability scanning.		No information available
Compliance Certifications Certifications such as ISO 27001, SOC 2, or similar.		No information available
Secure Mobile Access Data protection for mobile users and devices.		No information available
Disaster Recovery & Backups Automated backup and recovery policies for all data.		No information available
Incident Response Procedures Documented and tested plan for managing security incidents.		No information available
Real-time Threat Monitoring Continuous monitoring and alerting for security events.		No information available
Customer Security Portal A portal for customers to review security operations and documents.		No information available
Privacy by Design Features Design/inclusion of controls to comply with privacy regulations (GDPR, CCPA, etc).		No information available
Secure File Transfer Methods for securely transferring files to and from the platform.		No information available
Time to Restore from Backup Maximum platform recovery time from backup in case of disruption.		No information available
Physical Security Controls Safeguards for physical data centers (access control, environmental monitoring, etc).		No information available

Intuitive User Interface User-optimized design supporting quick learning and efficient task completion.		No information available
Role-based Dashboards Different dashboards tailored to user roles (trustees, managers, admins, etc).		No information available
Responsive Design Platform adapts to any device (desktop, tablet, mobile).		No information available
Accessible Design (ADA, WCAG) Accessibility and compatibility for users with disabilities.		No information available
Customizable Workflows Users can tailor governance workflows to their organizational needs.		No information available
In-app Help and Tutorials Built-in user guides, tooltips, and access to help resources.		No information available
Live Chat Support Real-time assistance from support staff.		No information available
Email and Ticketing Support Support available via email or online ticket submission.		No information available
Phone Support Hours The number of hours per day phone support is available.		No information available
Dedicated Account Manager Access to a named support/contact person for enterprise accounts.		No information available
Onboarding & Training Services Structured programs for training new users and facilitating rollout.		No information available
Self-service Knowledge Base Users can search and find solutions to common issues.		No information available
Multi-lingual Support Ability to use the platform in multiple languages.		No information available
User Communities or Forums Access to peer support through online communities.		No information available
User Feedback Mechanism In-platform tools for submitting ideas and improvement suggestions.		No information available