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Corporate Actions Solution from S&P Capital IQ

A corporate actions processing platform that combines validated data with a workflow and response management system. The solution offers automated announcement capture, notification, election, and processing. It includes a library of corporate actions data covering over 3 million securities from 170+ countries.

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Product analysis by function

Corporate Actions Processing Systems for Fund Operations

Solutions that manage the identification, notification, decision-making, and processing of corporate events such as dividends, stock splits, mergers, and rights issues that affect securities held in portfolios.
More Corporate Actions Processing Systems More Fund Operations ...

Event Identification & Capture
(0 Yes /0 Known /15 Possible features)

Event Notification & Communication
(0 Yes /0 Known /15 Possible features)

Event Entitlement Calculation
(0 Yes /0 Known /15 Possible features)

Decision Management & Elections
(0 Yes /0 Known /15 Possible features)

Processing & Settlement
(0 Yes /0 Known /15 Possible features)

Exception Management & Controls
(0 Yes /0 Known /15 Possible features)

Integration & Interoperability
(0 Yes /0 Known /15 Possible features)

User Interface & Usability
(0 Yes /0 Known /15 Possible features)

Security & Compliance
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

Scalability & Performance
(0 Yes /0 Known /15 Possible features)

Vendor Support & Service Levels
(0 Yes /0 Known /15 Possible features)

Corporate Actions Processing Systems for Operations

Specialized software handling dividends, stock splits, mergers, rights issues, and other corporate events affecting securities holdings.
More Corporate Actions Processing Systems More Operations ...

Corporate Actions Coverage
(0 Yes /0 Known /10 Possible features)

Automation & Workflow
(0 Yes /0 Known /10 Possible features)

Data Integration
(0 Yes /0 Known /10 Possible features)

Client Notification and Elections
(0 Yes /0 Known /10 Possible features)

Entitlements & Position Management
(0 Yes /0 Known /10 Possible features)

Settlement and Posting
(0 Yes /0 Known /10 Possible features)

Controls & Compliance
(0 Yes /0 Known /10 Possible features)

Reporting & Analytics
(0 Yes /0 Known /10 Possible features)

Security & Infrastructure
(0 Yes /0 Known /10 Possible features)

Performance, Usability & Support
(0 Yes /0 Known /10 Possible features)

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Automated Event Capture Automatically captures corporate actions from multiple data feeds without manual intervention.		No information available
Multiple Data Source Integration Integrates seamlessly with various custodians, vendors, and exchanges for comprehensive event coverage.		No information available
Event De-duplication Automatically identifies and eliminates duplicate event entries from multiple sources.		No information available
Manual Event Entry Allows for manual entry of events that may not be available from automated feeds.		No information available
Event Validation Engine Validates event information for consistency and completeness on input.		No information available
Event Capture Latency Time taken for the system to capture and register a new event after it is published by a source.		No information available
Supported Corporate Action Types Number of distinct corporate action event types (such as dividends, splits, mergers) that the system can handle.		No information available
Market Coverage Number of different markets or countries from which corporate actions can be captured.		No information available
End-to-End Audit Trail Maintains a record of all changes and interactions with identified events.		No information available
Event Severity Classification Ability to automatically classify events by risk or importance.		No information available
Historical Event Database Maintains a searchable database of past corporate actions for reference.		No information available
Coverage Updates Frequency Frequency of checking and updating new events from data sources.		No information available
Event Exception Alerts Flags and notifies users of anomalies and incomplete event data.		No information available
Data Feed Standard Support Supports industry standards for importing events (e.g., ISO 15022/20022, SWIFT).		No information available
Bulk Event Upload Allows bulk/event file uploads and batch processing.		No information available

Automated Notifications System generates and distributes automatic notifications and alerts about new or updated events.		No information available
Customizable Notification Templates Allows creation and management of custom notification formats for different recipients.		No information available
Multi-Channel Delivery Supports email, SMS, portal, and API-based notification methods.		No information available
Notification Tracking & Acknowledgement Tracks when notifications are delivered, read, and acknowledged by recipients.		No information available
Recipient Grouping Allows notifications to be sent to pre-defined recipient groups (e.g., portfolio managers, operations, clients).		No information available
Decision Response Deadline Alerts Notifies stakeholders of approaching event election deadlines.		No information available
Notification Audit Trail Keeps a record of all notified messages and responses.		No information available
Event Dashboard User interface/dashboard showing notification status for all events.		No information available
Mass Notification Capability System can handle large-scale notification distribution.		No information available
Real-Time Push Notifications Immediate notification of stakeholders as soon as events are received.		No information available
Language Localization Support Support for multi-language notification templates.		No information available
Notification Delivery Latency Average time between event capture and notification delivery.		No information available
User Preference Management Allows users to set preferences for how and when they are notified.		No information available
Secure Messaging Notifications use secure and/or encrypted channels.		No information available
Escalation Management Notifies supervisors or alternate contacts if deadlines are missed or critical events are ignored.		No information available

Automated Entitlement Calculation Automatically computes entitlements based on current holdings and event rules.		No information available
Multi-Currency Support Handles entitlements in different currencies as per event specifications.		No information available
Tax Withholding Calculation Calculates applicable tax withholdings according to investor and event parameters.		No information available
Fractional Entitlement Handling Processes and tracks fractional shares, cash-in-lieu, or rounding properly.		No information available
Backdated Holding Support Supports calculation based on historical holdings in case of ex-date corrections.		No information available
Position Reconciliation Engine Reconciles calculated entitlements with external custodian/administrator reports.		No information available
Custom Rule Configurability Ability to configure and override rules for event calculation as needed.		No information available
Real-Time Calculation Speed Time taken to calculate entitlements for an entire portfolio of positions.		No information available
Bulk Entitlement Processing Handles bulk calculations for multiple accounts, funds, or portfolios simultaneously.		No information available
Error Checking & Alerts Flags and alerts on calculation errors or discrepancies.		No information available
Multiple Holding Levels Handles corporate action processing at beneficial owner, nominee, or aggregated fund level.		No information available
Audit Trail on Calculations Maintains a record of all calculations and any manual overrides.		No information available
Linked Transaction Handling Processes events that are linked or dependent on other transactions (e.g., conditional offers).		No information available
Comprehensive Reporting Generates comprehensive entitlement and exception reports.		No information available
Eligibility Cut-Off Monitoring Tracks eligibility dates and ensures correct positions are applied.		No information available

Online Election Capture Web-based or portal interface for stakeholders to submit responses/elections.		No information available
Bulk Election Upload Supports batch uploading of instructions for multiple events/accounts.		No information available
Validation of User Elections Validates received elections for correctness, completeness, and eligibility.		No information available
Automated Default Processing Automatically applies default options if no response is received by cutoff.		No information available
Exception Handling Workflow Provides workflow for handling and escalating exceptions or errors in elections.		No information available
Permission-Based Access Restricts who can view or submit elections using role-based access controls.		No information available
Audit & Confirmation Receipts Issues digital confirmation receipts to users upon successful election submission.		No information available
Election Deadline Countdown Live countdowns on system and alerts as deadline approaches for decisions.		No information available
Bulk Decision Processing Speed Time required to process a large batch of election uploads (e.g., 1,000 elections).		No information available
Rule-Based Validations Allows for rule-based checks of submitted elections (e.g., eligibility, max/min choices).		No information available
Flexible Option Configuration Supports varied event options and custom instruction formats.		No information available
Real-Time Decision Status Dashboard Shows live status of all received and pending elections.		No information available
Multi-Level Approval Workflow Supports multi-step approval of elections before final submission.		No information available
Secure Data Capture Ensures election data are encrypted and securely stored.		No information available
Instruction Amendment/Revocation Allows stakeholders to amend or revoke previously made instructions before deadline.		No information available

Automated Processing to Custodians Sends instructions and settlements automatically to custodians, transfer agents, or market.		No information available
SWIFT Messaging Support Generates and receives standard SWIFT messages for event processing.		No information available
Settlement Status Tracking Tracks and displays real-time settlement progress and confirmation.		No information available
Position Adjustment Automation Automatically adjusts holdings and records asset movements in the portfolio system.		No information available
Partial Settlement Handling Handles partial receipts of cash/shares and updates records accordingly.		No information available
End-to-End STP Rate Percentage of corporate actions processed straight-through without manual intervention.		No information available
Exception Queue Workflow Provides a workflow for resolving settlement exceptions and fails.		No information available
Corporate Action Posting Latency Time elapsed from effective date to asset/cash posting in books.		No information available
Multi-Asset Class Handling Processes events for equities, bonds, funds, and other asset types.		No information available
CA Entitlement Posting Rules Configurable rules for when and how entitlements are posted to portfolios.		No information available
Parallel Event Processing Supports simultaneous processing of multiple concurrent events.		No information available
Integration with Accounting Systems Automatically posts and reconciles events to the fund's accounting/bookkeeping platforms.		No information available
Manual Override of Processing Permits users to manually override or intervene in the settlement process if needed.		No information available
Automatic Follow-Up Actions Schedules and triggers follow-up actions (e.g., cash proceeds, tax forms) on completion.		No information available
Settlement Confirmation Reporting Generates downloadable reports on settlement status, including failures and passes.		No information available

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Financial Technology Year

Corporate Actions Solution from S&P Capital IQ

Product analysis by function

Corporate Actions Processing Systems for Fund Operations

Event Identification & Capture
(0 Yes /0 Known /15 Possible features)

Event Notification & Communication
(0 Yes /0 Known /15 Possible features)

Event Entitlement Calculation
(0 Yes /0 Known /15 Possible features)

Decision Management & Elections
(0 Yes /0 Known /15 Possible features)

Processing & Settlement
(0 Yes /0 Known /15 Possible features)

Exception Management & Controls
(0 Yes /0 Known /15 Possible features)

Integration & Interoperability
(0 Yes /0 Known /15 Possible features)

User Interface & Usability
(0 Yes /0 Known /15 Possible features)

Security & Compliance
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

Scalability & Performance
(0 Yes /0 Known /15 Possible features)

Vendor Support & Service Levels
(0 Yes /0 Known /15 Possible features)

Corporate Actions Processing Systems for Operations

Corporate Actions Coverage
(0 Yes /0 Known /10 Possible features)

Automation & Workflow
(0 Yes /0 Known /10 Possible features)

Data Integration
(0 Yes /0 Known /10 Possible features)

Client Notification and Elections
(0 Yes /0 Known /10 Possible features)

Entitlements & Position Management
(0 Yes /0 Known /10 Possible features)

Settlement and Posting
(0 Yes /0 Known /10 Possible features)

Controls & Compliance
(0 Yes /0 Known /10 Possible features)

Reporting & Analytics
(0 Yes /0 Known /10 Possible features)

Security & Infrastructure
(0 Yes /0 Known /10 Possible features)

Performance, Usability & Support
(0 Yes /0 Known /10 Possible features)

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Real-Time Exception Detection Monitors workflow and flags exceptions instantly for resolution.		No information available
Automated Exception Routing Automatically assigns exceptions to relevant team members for action.		No information available
Exception Resolution Tracking Logs all actions taken to resolve exceptions and escalations.		No information available
Custom Exception Rule Engine User-configurable rules to define and detect non-standard exceptions.		No information available
Exception Reporting Frequency How often exception reports are generated/updated.		No information available
Exception Escalation Matrix Built-in escalation procedures based on issue type or severity.		No information available
Root Cause Analysis Tool Facilitates root cause analysis for repeated or critical breaks.		No information available
Exception Queue Dashboard Visual dashboard for all open/closed exceptions sorted by event, account, or criticality.		No information available
Error Resolution Time Tracking Records average time taken to resolve exceptions.		No information available
Integration with Issue Tracker Integrates with corporate or IT issue management platforms (e.g., Jira, ServiceNow).		No information available
User Action Audit Captures and tracks all user actions relating to exception management.		No information available
Notification on Unresolved Exceptions Sends alerts/escalations if exceptions remain unresolved past SLAs.		No information available
Exception History Archive Maintains historical archive of all exception cases for audit and training.		No information available
Configurable Severity Levels Allows severity/priority to be set for different exception types.		No information available
Reporting on Recurring Issues Systematically tracks and reports on recurring/long-term exception trends.		No information available

API Availability Offers robust REST/SOAP APIs for data import, export, and integration with third-party systems.		No information available
Standards-Based Messaging Uses ISO, FIX, SWIFT, or similar open standards for interoperability.		No information available
Data Export Capabilities Exports data/reports in common formats (Excel, CSV, XML, PDF).		No information available
Plug-and-Play Interface Provides connectors or plugins for popular fund accounting, OMS, and custody systems.		No information available
Batch Data Transfer Speed Typical time to complete data batch upload/download, e.g., for 100MB.		No information available
Real-Time Data Sync Supports bi-directional real-time syncing with other platforms.		No information available
Custom Integration Toolkit Includes SDKs or tools for building custom integrations.		No information available
Legacy System Compatibility Supports integration with legacy/internal systems.		No information available
File-Based Interface Allows uploads/downloads of standard files for data transfer.		No information available
Middleware Support Compatible with middleware/ESB solutions for data routing and orchestration.		No information available
Cloud Platform APIs Offers integration with major cloud vendors (AWS, Azure, GCP) APIs.		No information available
Integration Certification Certified integrations with major custodians, service providers, and vendors.		No information available
Event-Driven Integration Triggers custom workflows or external processes as events occur.		No information available
SFTP/FTPS Support Supports secure file transfer protocols for automated data movement.		No information available
User-Friendly Configuration Allows business users to set up integrations without extensive IT support.		No information available

Role-Based Dashboards Provides tailored dashboards for different user roles (ops, PMs, clients, risk).		No information available
Advanced Event Search & Filter Advanced search, filter, and drill-down options on events and activity.		No information available
Customizable Layouts Users can rearrange, hide, and personalize layout elements.		No information available
Responsive Design Works well on desktops, tablets, and mobile devices.		No information available
Bulk Action Support Allows users to perform actions on multiple items simultaneously.		No information available
Multi-Language UI Interface available in multiple languages.		No information available
Accessibility Features Supports screen readers, high contrast modes, and keyboard navigation.		No information available
Contextual Help & Tooltips Inline help, tooltips, and guides throughout the workflow.		No information available
User Notifications Center Central hub for all user notifications, alerts, and messages.		No information available
Workflow Visualization Graphical representation or timelines of event life cycle and user actions.		No information available
Settings Personalization Users can set preferences for notifications, layouts, and views.		No information available
Favorites/Bookmarking Enables users to bookmark events or screens for easy access.		No information available
Action Shortcuts Quick links or keyboard shortcuts for frequently used actions.		No information available
Mobile App Availability Dedicated mobile app for on-the-go updates and approvals.		No information available
Performance and Load Time Average interface load time for typical dashboard/logins.		No information available

Multi-Factor Authentication (MFA) Supports MFA for all user logins.		No information available
Role-Based Access Controls (RBAC) Restricts access based on user role and need-to-know basis.		No information available
Data Encryption At Rest Stores all sensitive data in encrypted form in the database.		No information available
Data Encryption In Transit Ensures all data transfer over networks is encrypted (TLS/SSL).		No information available
Comprehensive User Audit Logs Tracks all user actions in an immutable audit log.		No information available
Regulatory Compliance Certification Certified for relevant regulations (e.g., SOC2, GDPR, CASS, SEC).		No information available
Sensitive Data Masking Masks or redacts sensitive data in logs, reports, and UIs.		No information available
Automated Data Retention Policies Implements configurable data retention and disposal routines.		No information available
Access Review & Certification Supports periodic access review and recertification campaigns.		No information available
Penetration Testing Frequency Frequency of penetration/vulnerability testing performed by the provider.		No information available
Incident Response Procedures Documented and tested procedures for managing security incidents and breaches.		No information available
Field-Level Permissions Granularity of access controls at data/field level.		No information available
Automated Compliance Reporting Produces automated compliance reports for auditors/regulators.		No information available
Data Loss Prevention Policies Built-in mechanisms to prevent accidental or malicious data leaks.		No information available
Single Sign-On (SSO) Integration Integrates with enterprise SSO solutions (SAML, OAuth, etc.).		No information available

Standard Report Library Pre-built reports covering all main workflows/events.		No information available
Custom Report Builder Users can design and run custom reports on events, processing, and exceptions.		No information available
Scheduled Report Generation Allows scheduling and automated delivery of reports.		No information available
Real-Time Report Refresh Rate Time between data updates/refresh in real-time dashboards.		No information available
Downloadable Report Formats Exports reports in Excel, PDF, XML, or other standardized formats.		No information available
Event Trend Analytics Analytics on event frequency, type trends, and impact.		No information available
Exception Analytics Tracks and visualizes exception types, sources, and resolution rates.		No information available
Audit Trail Reporting Generates detailed audit trails for selected events, users, or periods.		No information available
KPI Dashboards Visualizes KPIs such as STP rates, election completion rates, and error rates.		No information available
Configurable Data Retention Report data retention period can be customized.		No information available
Data Visualization Tools Includes graphs, charts, and dashboards for quick insight.		No information available
User Activity Reporting Shows metrics and analytics on user/system activity.		No information available
Automated Exception Reports Systematically generates reports on unresolved or high-severity exceptions.		No information available
Cross-System Reporting Combines data from this system with other finance or fund data sources.		No information available
Custom Dashboards per User Allows each user to build and save custom reporting dashboards.		No information available

Concurrent User Capacity Maximum number of users supported simultaneously with no performance drop.		No information available
Transaction Throughput Number of corporate actions/events processed per minute.		No information available
System Uptime Percentage of time the system is available and operational.		No information available
Dynamic Resource Scaling Automatic scale-up/scale-down of resources based on transaction volumes.		No information available
Batch Processing Speed Average time to process standard event batches (e.g., 1,000 events).		No information available
Disaster Recovery RPO Recovery Point Objective in case of system failure.		No information available
Disaster Recovery RTO Recovery Time Objective for restoration of services.		No information available
Data Archival Performance Speed at which old records can be archived or restored.		No information available
Peak Load Testing Certification Evidence of load testing at peak usage scenarios.		No information available
Multi-Region Hosting Supports deployment in multiple geographic data centers.		No information available
Performance Monitoring Tools Built-in dashboards for real-time monitoring of system health and performance.		No information available
Latency Reporting System maintains stats on latency in key workflows (event creation, processing, etc.).		No information available
Asynchronous Processing Support Workloads can be processed asynchronously (not blocking user tasks).		No information available
Zero-Downtime Upgrades Can apply patches/upgrades without user downtime.		No information available
Data Compression Efficiency Compression ratio achieved when archiving or transferring data.		No information available

24x7 Customer Support Availability Customer support is available 24 hours, 7 days a week.		No information available
Dedicated Account Manager A single point of contact for all support and relationship needs.		No information available
Service Level Agreements (SLAs) Clearly defined system and support uptime, resolution, and escalation timelines.		No information available
Online Knowledge Base Access to searchable documentation and how-to guides.		No information available
Client Support Ticketing System Allows logging, tracking, and managing support tickets online.		No information available
System Health Monitoring Proactive monitoring of client instances and notification of issues.		No information available
Client Onboarding Support Offerings for initial setup, training, migration, and go-live.		No information available
Change Request Turnaround Time Typical SLA for implementing small client change requests.		No information available
User Community/Forum Active user community or forum for sharing knowledge and tips.		No information available
Regular Product Updates Frequency of system updates and feature releases.		No information available
Training & Certification Programs Availability of formal training, documentation, and certification for users.		No information available
Multi-Timezone Support Support teams cover multiple time zones for global operations.		No information available
Disaster Recovery Assistance Hands-on vendor support in DR/BCP scenarios.		No information available
Custom Development Services Availability of custom enhancement/build services from vendor.		No information available
Annual Client Satisfaction Survey Regular feedback and satisfaction surveys of client base.		No information available

Supported Event Types Number of distinct corporate action event types (e.g., dividends, stock splits, mergers) the system can process.		No information available
Multi-market Support Ability to process corporate actions across multiple geographical markets and exchanges.		No information available
Custom Event Handling Ability to create and process custom or non-standard corporate actions.		No information available
Tax Withholding Calculation Supports automated calculation of withholding taxes for various event types.		No information available
Multi-currency Support Handles events and transactions in multiple currencies with FX conversion.		No information available
Linked Event Processing Ability to identify, group, and process linked or sequential events (e.g., dividend and split on same security).		No information available
Multi-ISIN/Identifier Recognition Supports processing securities with multiple identifiers (ISIN, CUSIP, SEDOL, etc.).		No information available
DRIP (Dividend Reinvestment Plan) Support Processes client choices for automatic dividend reinvestment.		No information available
Historical Event Processing Ability to process and adjust past corporate actions or apply restatements retroactively.		No information available
Fractional Share Management Handles creation, allocation, and payout of fractional shares resulting from corporate actions.		No information available

End-to-End Automation Corporate actions processed without manual intervention under normal conditions.		No information available
Workflow Customization Ability to customize workflow stages and task sequencing.		No information available
Exception Management Automated identification and assignment of exceptions or breaks requiring manual review.		No information available
Straight Through Processing Rate Percentage of actions processed without manual touch.		No information available
Bulk Processing Support Enables batch processing of multiple corporate actions events.		No information available
Configurable Alerting Ability to set thresholds, notifications, or escalation rules for key workflow stages.		No information available
Assignment Rules Work items can be routed to specific roles, users, or teams automatically.		No information available
Audit Logging of Manual Overrides Detailed, time-stamped records kept for all manual interventions.		No information available
User Dashboards Role-based dashboards tracking pending, completed, or exception tasks.		No information available
Service-Level Tracking Monitor processing against defined SLAs (e.g., response or completion times).		No information available

Inbound Integration (Data Vendors) Connectors for ingesting data from major vendors (e.g., DTCC, Bloomberg, SIX, Euroclear).		No information available
Inbound Format Support Range of supported data formats (e.g., ISO 15022, ISO 20022, Excel, XML, CSV, SWIFT).		No information available
API Availability RESTful or SOAP APIs for data integration and system interoperability.		No information available
Outbound Integration Interfaces for outbound messaging to downstream systems (e.g., settlement, finance, reporting).		No information available
Real-Time Data Feed Support Near real-time corporate actions event updates and notifications.		No information available
Data Validation Rules Automated validation and enrichment of incoming data for accuracy and completeness.		No information available
Master Data Integration Reconciliation and synchronization with internal security, client, and position master data.		No information available
Custom Mapping Tools User-configurable mapping and transformation between data sources/targets.		No information available
Duplicate Event Detection Identifies and flags duplicate or conflicting corporate action notifications.		No information available
Audit Trail for Data Changes Comprehensive logging of all inbound/outbound data changes and corrections.		No information available

Client Notification Engine Automates notification to clients regarding upcoming events (e.g., proxy, rights issues, tender offers).		No information available
Configurable Templates Customizable notifications, election instructions, and event summaries.		No information available
Multichannel Notification Supports email, web portal, SMS, push, and secure messaging.		No information available
Digital Client Elections Online interface for clients to submit voluntary action instructions.		No information available
Instruction Aggregation Aggregates client responses and generates summary instructions for market submission.		No information available
Election Deadline Management Automatically calculates and enforces client response dates and reminders.		No information available
Instruction Validation Real-time checking for valid elections based on position and eligibility.		No information available
Late Instruction Handling Defines protocols and warnings for late or amended client responses.		No information available
Document Storage Stores and archives submitted instructions, supporting documents, or consents.		No information available
Response Tracking Dashboard Live monitoring of response rate, missing instructions, and pending follow-up.		No information available

Position Snapshotting Automatic capture of client holdings at record date/time for entitlement calculation.		No information available
Multi-Level Pro-Rata Allocation Distributes proceeds based on specified rules (e.g., priority, rounding, pro-rata at multiple entity levels).		No information available
Multiple Account Types Handles entitlements for different account types (retail, institutional, omnibus, nominee).		No information available
Cash and Stock Proceeds Processing Automated calculation of both cash and securities outcomes for all clients.		No information available
Fractional Share Rounding Rules Configurable parameters for managing fractions (e.g., cash-in-lieu, carryforward).		No information available
Residual and Adjustment Handling Ability to track, adjust, and process residual balances from corporate actions.		No information available
Eligibility Verification Checks if clients/accounts are eligible for specific events or options.		No information available
Restatement Support Recomputes entitlements if official event details are restated post-processing.		No information available
Audit Reports Creates detailed logs and audit reports of all entitlement calculations.		No information available
Bulk Adjustment Capabilities Easily process corrections or adjustments affecting multiple clients/accounts.		No information available

Automated Settlement Instructions Auto-generation of settlement entries for both cash and stock movements.		No information available
SWIFT/ISO Settlement Messaging Creates, sends, and consumes standardized settlement messages (e.g., MT564, ISO 20022).		No information available
Real-Time Posting Immediate posting of entitlements and movements to client and firm accounts.		No information available
Settlement Status Tracking Monitors status of cash/securities movement and highlights unsettled items.		No information available
Partial/Failed Settlement Handling Supports handling, reprocessing, and investigation of failed or partial settlements.		No information available
Auto Reconciliation Automated reconciliation of bookings with custodians, CSDs, or sub-ledgers.		No information available
Manual Overrides Users can manually adjust bookings or settlements with tracked authorization.		No information available
Multi-Stage Settlement Workflow Configurable steps from preliminary to final settlement.		No information available
Audit Trail for Settlement Changes Detailed logging of all settlement amendments or reversals.		No information available
Settlement Confirmation Notifications Sends confirmations to clients or counterparties upon completion.		No information available

Four-Eyes Authorization Dual authorization required for sensitive operations (e.g., major booking amendments).		No information available
Configurable Maker-Checker Custom rules for checker review and approval for designated workflows.		No information available
Regulatory Reporting Automation of required regulatory submissions (e.g., to FCA, SEC).		No information available
Compliance Rules Engine Allows rules to define exceptions, embargoed securities, or other regulatory constraints.		No information available
Access Control & Segregation of Duties Granular role-based access management and audit for all user actions.		No information available
Incident Logging Tracks and escalates processing exceptions, breaks, or compliance issues.		No information available
SOX/ITGC Audit Features System features facilitating Sarbanes-Oxley audits: logging, review, attestation.		No information available
Data Retention Policies Configurable rules for archival and deletion per regulatory requirements.		No information available
Pre-processing Validation Checks completeness and compliance of events before processing.		No information available
Error Handling & Exception Reporting Customizable handling and escalation for compliance or business rule violations.		No information available

Standard Report Library Pre-built suite of reports (pending events, posted entitlements, breaks, etc.).		No information available
Custom Report Builder User-driven custom report definition with parameterized queries.		No information available
Real-Time Metrics Dashboard Live dashboards presenting current event processing and workflow status.		No information available
Exception Reporting Reports on all process failures, breaks, or reconciliation mismatches.		No information available
Audit Trail Exports Exports of historical activity logs and changes for regulatory review.		No information available
Automated Scheduled Reporting Configurable scheduled generation and distribution of key reports.		No information available
Ad Hoc Query Tools Advanced tools for users to build and run ad hoc data queries.		No information available
Export to Excel/CSV/PDF Support export of data and reports in common formats.		No information available
Data Visualization Inbuilt charts, graphs, or visualizations of key trends and volume statistics.		No information available
Role-Based Report Access Access to reports and dashboards based on user permissions.		No information available

Encryption In Transit & At Rest Data is encrypted both when stored and in transit between systems/users.		No information available
Single Sign-On (SSO) Integrates with enterprise identity and authentication providers.		No information available
Multi-Factor Authentication (MFA) Supports strong user authentication mechanisms.		No information available
Penetration Testing Certification Subject to regular external security testing and certification.		No information available
Data Masking & Redaction Sensitive data masked in user interfaces and exports where appropriate.		No information available
Change Management Logging Tracks all configuration, patching, and upgrade activity with audit logs.		No information available
Disaster Recovery Capabilities Supporting failover, backup, and recovery in case of technical outages.		No information available
Uptime Guarantee Service-level agreement on system uptime.		No information available
Hosting Model (Cloud/On-Premise/Hybrid) System available for deployment in various infrastructure models.		No information available
Scalability Ability to scale for peak loads or volume growth.		No information available

Average Event Processing Time Typical time taken for an event from ingestion to completion.		No information available
Concurrent User Support Maximum number of active users supported simultaneously.		No information available
Intuitive User Interface Ergonomic, easy-to-navigate, modern graphical user interface.		No information available
Help Desk & Vendor Support 24/7 help desk and direct vendor escalation channels.		No information available
User Documentation & Training Comprehensive user manuals, release notes, and system training provided.		No information available
Configurable User Profiles Users can set preferences and personalize dashboard views.		No information available
Localization & Language Support Multi-language user interface and notifications.		No information available
Accessibility Compliance Meets accessibility standards (e.g., WCAG 2.1, Section 508).		No information available
Continuous System Monitoring Automated health checks and capacity alerts.		No information available
Release & Upgrade Management Clear release scheduling, user notification of enhancements/fixes, and rollback capabilities.		No information available

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Financial Technology Year

Corporate Actions Solution from S&P Capital IQ

Product analysis by function

Corporate Actions Processing Systems for Fund Operations

Event Identification & Capture (0 Yes /0 Known /15 Possible features)

Event Notification & Communication (0 Yes /0 Known /15 Possible features)

Event Entitlement Calculation (0 Yes /0 Known /15 Possible features)

Decision Management & Elections (0 Yes /0 Known /15 Possible features)

Processing & Settlement (0 Yes /0 Known /15 Possible features)

Exception Management & Controls (0 Yes /0 Known /15 Possible features)

Integration & Interoperability (0 Yes /0 Known /15 Possible features)

User Interface & Usability (0 Yes /0 Known /15 Possible features)

Security & Compliance (0 Yes /0 Known /15 Possible features)

Reporting & Analytics (0 Yes /0 Known /15 Possible features)

Scalability & Performance (0 Yes /0 Known /15 Possible features)

Vendor Support & Service Levels (0 Yes /0 Known /15 Possible features)

Corporate Actions Processing Systems for Operations

Corporate Actions Coverage (0 Yes /0 Known /10 Possible features)

Automation & Workflow (0 Yes /0 Known /10 Possible features)

Data Integration (0 Yes /0 Known /10 Possible features)

Client Notification and Elections (0 Yes /0 Known /10 Possible features)

Entitlements & Position Management (0 Yes /0 Known /10 Possible features)

Settlement and Posting (0 Yes /0 Known /10 Possible features)

Controls & Compliance (0 Yes /0 Known /10 Possible features)

Reporting & Analytics (0 Yes /0 Known /10 Possible features)

Security & Infrastructure (0 Yes /0 Known /10 Possible features)

Performance, Usability & Support (0 Yes /0 Known /10 Possible features)

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Event Identification & Capture
(0 Yes /0 Known /15 Possible features)

Event Notification & Communication
(0 Yes /0 Known /15 Possible features)

Event Entitlement Calculation
(0 Yes /0 Known /15 Possible features)

Decision Management & Elections
(0 Yes /0 Known /15 Possible features)

Processing & Settlement
(0 Yes /0 Known /15 Possible features)

Exception Management & Controls
(0 Yes /0 Known /15 Possible features)

Integration & Interoperability
(0 Yes /0 Known /15 Possible features)

User Interface & Usability
(0 Yes /0 Known /15 Possible features)

Security & Compliance
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

Scalability & Performance
(0 Yes /0 Known /15 Possible features)

Vendor Support & Service Levels
(0 Yes /0 Known /15 Possible features)

Corporate Actions Coverage
(0 Yes /0 Known /10 Possible features)

Automation & Workflow
(0 Yes /0 Known /10 Possible features)

Data Integration
(0 Yes /0 Known /10 Possible features)

Client Notification and Elections
(0 Yes /0 Known /10 Possible features)

Entitlements & Position Management
(0 Yes /0 Known /10 Possible features)

Settlement and Posting
(0 Yes /0 Known /10 Possible features)

Controls & Compliance
(0 Yes /0 Known /10 Possible features)

Reporting & Analytics
(0 Yes /0 Known /10 Possible features)

Security & Infrastructure
(0 Yes /0 Known /10 Possible features)

Performance, Usability & Support
(0 Yes /0 Known /10 Possible features)