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Bloomberg Trade Surveillance from Bloomberg

Offers comprehensive monitoring of market abuse and compliance using advanced analytics and dashboards, helping firms meet regulatory requirements effectively.

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Product analysis by function

Trade Surveillance Systems for Compliance

Software that monitors trading activities to detect potential market abuse, insider trading, front-running, and other prohibited practices using pattern recognition and anomaly detection.
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Core Surveillance Capabilities
(0 Yes /0 Known /14 Possible features)

Market Abuse Detection
(0 Yes /0 Known /10 Possible features)

Data Integration and Coverage
(0 Yes /0 Known /9 Possible features)

Alert Management and Investigation Tools
(0 Yes /0 Known /10 Possible features)

Reporting and Analytics
(0 Yes /0 Known /9 Possible features)

Scalability and Performance
(0 Yes /0 Known /8 Possible features)

Compliance Coverage and Regulatory Support
(0 Yes /0 Known /6 Possible features)

User Access, Roles, and Security
(0 Yes /0 Known /7 Possible features)

Configurability and Extensibility
(0 Yes /0 Known /5 Possible features)

Machine Learning & Advanced Analytics
(0 Yes /0 Known /6 Possible features)

Support, Training, and Vendor Services
(0 Yes /0 Known /6 Possible features)

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Real-time Monitoring The system's ability to analyze and flag suspicious trades as they happen.		No information available
Post-trade Analysis Ability to conduct surveillance on completed trades for historical pattern detection.		No information available
Pattern Recognition Automated identification of market abuse patterns such as layering, spoofing, or wash trades.		No information available
Anomaly Detection Statistical or AI-driven alerting on behaviors that deviate from historical norms.		No information available
Alert Generation Automated creation of notifications for compliance team review on flagged activities.		No information available
Custom Rule Creation Ability for users to define, implement, and adjust surveillance rules.		No information available
Rule Library Pre-built rules for fast deployment and coverage of common compliance scenarios.		No information available
Case Management Tools for documenting, tracking, and managing compliance investigations.		No information available
False Positive Reduction Mechanisms to reduce erroneous or unnecessary alerts.		No information available
Alert Prioritization System to rank the importance and urgency of alerts based on risk.		No information available
Investigation Workflow Structured process for alert review, analysis, escalation, and resolution.		No information available
Audit Trail Comprehensive logging of user actions, rule changes, and investigations for compliance.		No information available
Real-time Data Ingest Rate The maximum number of trades or messages processed per second in real-time monitoring.		No information available
Historical Data Retention Period Time duration for which trade data is maintained for surveillance and investigations.		No information available

Insider Trading Detection Ability to recognize trading activity that may be based on non-public, material information.		No information available
Front-running Detection Identification of personnel trading ahead of client or firm orders.		No information available
Spoofing/Layering Detection Detection of placing orders with intention to cancel to manipulate market appearance.		No information available
Wash Trading Detection Flagging of trades where the same party is buyer and seller.		No information available
Marking the Close Detection Flagging trades aimed at influencing closing prices.		No information available
Churning Detection Detection of excessive trading to generate commissions or fees.		No information available
Quote Stuffing Detection Identifies high volumes of order submission and cancellation to clog market data.		No information available
Reference Price Manipulation Detects attempts to distort benchmarks or reference prices.		No information available
Cross-market Manipulation Coverage Ability to correlate and detect abuse across multiple venues or asset classes.		No information available
Customizable Scenario Parameters Ability to fine-tune abuse scenarios based on firm or regulator needs.		No information available

Multi-Asset Class Support Support for equities, fixed income, options, futures, FX, crypto, etc.		No information available
Exchange Connectivity Direct feeds from major exchanges and trading venues supported.		No information available
Brokerage/OMS Integration Supports data ingestion from order management & execution systems.		No information available
Data Normalization Transforms different source data into a consistent format for analysis.		No information available
Reference Data Enrichment Enrichment of trade data with client, instrument, & market metadata.		No information available
Real-time Data Feed Support Can process and surveil incoming real-time order, execution, and market data.		No information available
Historical Data Import Bulk ingestion of legacy data for backtesting and lookback reviews.		No information available
Third-party Data Integration Ability to integrate with data from third-party vendors and regulators.		No information available
APIs for Data In/Out Public or private APIs for custom integrations to ingest/extract data.		No information available

Alert Dashboard Centralized view of current and historical alerts with filtering and sorting.		No information available
Workflow Automation Automates assignment, tracking, and management of surveillance cases.		No information available
Investigation Notes Secure and timestamped note-taking for audits and reviews.		No information available
Attachment Handling Upload and attach evidence or documents to cases or alerts.		No information available
Audit Log Immutable record of all user and system actions related to cases.		No information available
Alert Escalation Workflow for raising the severity or assigning cases to higher authority.		No information available
Disposition Tracking Track final outcomes (dismissal, SAR filing, etc.) for audit purposes.		No information available
Bulk Alert Management Tools for actioning or closing batches of alerts efficiently.		No information available
Case Re-open Functionality Allows re-examination of closed cases if new information arises.		No information available
Integration with Email/Communication Platforms Send notifications, reminders, or extract communications as part of surveillance.		No information available

Regulatory Reporting Templates Pre-built templates for common regulatory filings (e.g., SAR, STOR, MROS).		No information available
Custom Report Builder Allows users to generate custom reports using extensive data filters and pivots.		No information available
Scheduled Reporting Ability to automatically generate and distribute reports according to a schedule.		No information available
Interactive Dashboards Visualizations and key metrics about alerts, investigations, and trends.		No information available
Data Export Capability Export raw data or reports in CSV, Excel, PDF, or other formats.		No information available
Historical Trend Analysis Tools for identifying trends and changes in trading or alert patterns.		No information available
Management Information Reports KPI and MI tools for compliance and operations management.		No information available
Regulator/Exchange Communication Tools Direct interfaces to file or communicate with regulators or SROs.		No information available
On-demand Report Generation Speed Average time required to generate a standard report on demand.		No information available

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Financial Technology Year

Bloomberg Trade Surveillance from Bloomberg

Product analysis by function

Trade Surveillance Systems for Compliance

Core Surveillance Capabilities
(0 Yes /0 Known /14 Possible features)

Market Abuse Detection
(0 Yes /0 Known /10 Possible features)

Data Integration and Coverage
(0 Yes /0 Known /9 Possible features)

Alert Management and Investigation Tools
(0 Yes /0 Known /10 Possible features)

Reporting and Analytics
(0 Yes /0 Known /9 Possible features)

Scalability and Performance
(0 Yes /0 Known /8 Possible features)

Compliance Coverage and Regulatory Support
(0 Yes /0 Known /6 Possible features)

User Access, Roles, and Security
(0 Yes /0 Known /7 Possible features)

Configurability and Extensibility
(0 Yes /0 Known /5 Possible features)

Machine Learning & Advanced Analytics
(0 Yes /0 Known /6 Possible features)

Support, Training, and Vendor Services
(0 Yes /0 Known /6 Possible features)

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Maximum Concurrent Users Number of users who can access and use the system simultaneously.		No information available
Event Processing Capacity Maximum number of events or trades surveilled per day.		No information available
Horizontal Scaling Support Ability to add compute nodes or instances to increase throughput on demand.		No information available
Average Alert Processing Latency Typical time taken to process and output an alert for a suspicious trade.		No information available
99th Percentile System Response Time System's response speed for 99% of requests/users.		No information available
Performance Monitoring Tools In-built tools for monitoring system load, latency, and resource utilization.		No information available
High Availability (HA) Architecture Implementation of redundancy, failover, and downtime minimization.		No information available
Disaster Recovery Support Features ensuring system operation through major failures with rapid recovery.		No information available

Multi-jurisdictional Support Coverage for rules and requirements across different geographies.		No information available
Regulation-specific Scenarios Pre-built rules and workflows for MiFID II, Dodd-Frank, MAR, FINRA, etc.		No information available
Automated Regulatory Updates System is updated automatically as new regulatory guidance emerges.		No information available
Audit Readiness Built-in features to simplify preparing for and supporting regulatory audits.		No information available
Trade Reconstruction Ability to visually and forensically reconstruct order/trade lifecycles for regulators.		No information available
Evidence Packaging Collate and export all relevant materials for a particular investigation or filing.		No information available

Role-based Access Control Ability to define fine-grained user roles and permissions.		No information available
Single Sign-on (SSO) Support Integrates with existing enterprise identity management and authentication.		No information available
Multi-factor Authentication (MFA) Support for MFA to prevent unauthorized access.		No information available
Data Encryption at Rest All sensitive data is encrypted when stored on disk or in database.		No information available
Data Encryption in Transit Sensitive data is encrypted during transmission between systems.		No information available
Logging and Monitoring of Access System records all user access for review and forensic purposes.		No information available
User Activity Alerts Generates alerts for suspicious or unusual user activity.		No information available

Rule Editor/Designer Graphical or scripting interface for rapid rule development.		No information available
Parameter Tuning Fine-tune alerting thresholds, time windows, or scenario specifics per asset or desk.		No information available
Plug-in/Module Support Add new detection logic or integrations with minimal code changes.		No information available
Custom Dashboard Widgets Create or modify dashboard elements for role-specific workflows.		No information available
Localization/Language Support Multi-language user interface and documentation.		No information available

Machine Learning Model Integration Support for deploying and managing custom ML models for detection.		No information available
Adaptive Thresholds Alert scoring thresholds that adapt based on real-time market conditions.		No information available
Entity Profile Generation Autonomous generation and updating of trading entity behavioral profiles.		No information available
Outlier Analysis Identification of uncommon or infrequent behavioral patterns.		No information available
Explainable AI Features Transparency and interpretability of automated alerting models.		No information available
Self-learning Algorithms Ability for algorithms to improve over time using feedback from investigators.		No information available

24/7 Technical Support Round-the-clock technical assistance for critical system issues.		No information available
Dedicated Account Manager Named representative for ongoing client relationship and support.		No information available
Onboarding and Implementation Services Comprehensive support for system rollout, data migration, and testing.		No information available
User Training Programs Initial and ongoing user training provided by vendor.		No information available
Knowledge Base/Help Center Online repository of product guides, FAQs, and documentation.		No information available
SLAs (Service Level Agreements) Guaranteed support response and resolution times.		No information available

Your advertisements here

Financial Technology Year

Bloomberg Trade Surveillance from Bloomberg

Product analysis by function

Trade Surveillance Systems for Compliance

Core Surveillance Capabilities (0 Yes /0 Known /14 Possible features)

Market Abuse Detection (0 Yes /0 Known /10 Possible features)

Data Integration and Coverage (0 Yes /0 Known /9 Possible features)

Alert Management and Investigation Tools (0 Yes /0 Known /10 Possible features)

Reporting and Analytics (0 Yes /0 Known /9 Possible features)

Scalability and Performance (0 Yes /0 Known /8 Possible features)

Compliance Coverage and Regulatory Support (0 Yes /0 Known /6 Possible features)

User Access, Roles, and Security (0 Yes /0 Known /7 Possible features)

Configurability and Extensibility (0 Yes /0 Known /5 Possible features)

Machine Learning & Advanced Analytics (0 Yes /0 Known /6 Possible features)

Support, Training, and Vendor Services (0 Yes /0 Known /6 Possible features)

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Core Surveillance Capabilities
(0 Yes /0 Known /14 Possible features)

Market Abuse Detection
(0 Yes /0 Known /10 Possible features)

Data Integration and Coverage
(0 Yes /0 Known /9 Possible features)

Alert Management and Investigation Tools
(0 Yes /0 Known /10 Possible features)

Reporting and Analytics
(0 Yes /0 Known /9 Possible features)

Scalability and Performance
(0 Yes /0 Known /8 Possible features)

Compliance Coverage and Regulatory Support
(0 Yes /0 Known /6 Possible features)

User Access, Roles, and Security
(0 Yes /0 Known /7 Possible features)

Configurability and Extensibility
(0 Yes /0 Known /5 Possible features)

Machine Learning & Advanced Analytics
(0 Yes /0 Known /6 Possible features)

Support, Training, and Vendor Services
(0 Yes /0 Known /6 Possible features)