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AxiomSL ControllerView from Calypso Technology (Adenza)
Enterprise data integrity, automation and governance platform for regulatory and compliance reporting. Supports local and global mandates (Basel, Dodd-Frank, EMIR, etc.), adaptable for corporate treasury teams with audit and workflow controls.
More about Calypso Technology (Adenza)
Product analysis by function
Regulatory Reporting Solutions for Treasury Compliance
Platforms that automate the preparation and submission of reports required by financial regulators, such as EMIR, Dodd-Frank, and MiFID II.
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Regulatory Coverage
(0 Yes /0 Known /11 Possible features)
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Supported Regulations List of regulations that can be automatically reported to (e.g., EMIR, Dodd-Frank, MiFID II, SFTR, MAS, ASIC). |
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Jurisdiction Flexibility Ability to add or modify supported jurisdictions and regulatory frameworks as requirements evolve. |
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Customizable Report Templates Customizable templates for various regulatory reports. |
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Cross-jurisdictional Reporting Simultaneous reporting to multiple regulatory bodies across jurisdictions. |
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Historical Regulation Support Ability to process and report legacy data for past regulatory periods. |
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Automatic Regulation Updates Automatic updates in response to changes in regulatory requirements. |
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Regulator-specific Formatting Native support for specific file formats required by different regulators (e.g., XML, CSV, FIX). |
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Pre-validation Against Regulation System validates data compliance with applicable regulations before report submission. |
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Multi-entity Support Can handle reporting for multiple legal entities within a corporate group. |
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Dual-sided Reporting Supports both reporting parties (buyer/seller or submitter/counterparty for trades). |
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Regulatory Guidance Integration Direct integration of current regulator interpretative guidance and FAQs. |
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Automation & Workflow
(0 Yes /0 Known /10 Possible features)
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Automated Data Aggregation Automatic aggregation of required data from multiple internal and external systems. |
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Real-time Data Processing Processes data and prepares reports in real-time rather than batch or scheduled processing. |
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Workflow Customization Customizable approval and submission workflows. |
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Exception Management Automated identification, alerting, and handling of exceptions in regulatory reporting processes. |
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Scheduled Reporting Ability to schedule automated generation and submission of regulatory reports. |
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Manual Override Option for users to manually intervene in the workflow when required. |
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Dashboards Dashboards summarizing status, issues, and key metrics across workflows. |
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End-to-end Audit Trail Comprehensive tracking and logging of all steps in the reporting process. |
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Workflow Step Count Number of automated steps available in workflows. |
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Auto-notifications & Alerts Automated notifications for workflow events (e.g., submission failures, due reports). |
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Data Management
(0 Yes /0 Known /10 Possible features)
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Data Integration Connectors Out-of-the-box and/or customizable connectors to ERP, Treasury Management, trading, and settlement systems. |
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Data Validation Rules Predefined and user-configurable data validation rules to ensure data integrity and compliance. |
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Data Enrichment Capabilities Ability to enrich collected data with regulatory-required fields and reference data (LEIs, UTI/USI generation). |
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Data Transformation Engine Engine for mapping, converting, and normalizing data from various sources/formats. |
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Data Quality Monitoring Continuous monitoring and reporting of data quality metrics. |
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Data File Size Support Maximum data file size accepted for reporting. |
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Missing Data Alerts Automated alerts for missing or incomplete data elements required for reporting. |
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Master Data Management Integration Integration with enterprise master/reference data management systems. |
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Data Retention Policy Configuration Ability to set retention periods for storing reported data in compliance with regulation. |
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Data Lineage Tracking Tracking origin, transformation, and movement of data used in reporting. |
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Connectivity & Integration
(0 Yes /0 Known /9 Possible features)
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Standard API Support REST, SOAP, or other industry-standard APIs for integration. |
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Message Protocol Support Support for required reporting protocols (e.g., SWIFT, FIX, SFTP). |
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Third-party Repository Integration Out-of-the-box connectivity to trade repositories, ARMs, TRs, and national regulators. |
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Direct Regulator Gateway Integration Direct interface to regulatory submission portals and gateways. |
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Integration Onboarding Speed Average time required to onboard and configure new integration. |
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Inbound/Outbound File Formats Supported Range of formats supported for data import/export (XML, CSV, JSON, Excel, etc.). |
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Real-time Integration Supports real-time, event-based data exchange in addition to batch. |
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Integration Monitoring Tools Dashboard or logs for monitoring the status of integrations. |
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Custom Interface Configurability Ability for users to create and configure custom integrations without vendor intervention. |
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User Experience & Usability
(0 Yes /0 Known /9 Possible features)
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User-friendly Interface Modern, intuitive, and clean UI design. |
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Multi-language Support Interface localization into multiple languages. |
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Role-based Dashboards Customizable dashboards based on user roles and permissions. |
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Quick Search Fast and easy searching of submitted, pending, or failed reports. |
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Bulk Actions Ability to process and manage multiple transactions/reports at once. |
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Contextual Help Integrated help, tutorials, and tooltips contextually within the application. |
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Progress Indicators Visual indication of process/report status. |
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Mobile Device Compatibility Responsive or dedicated applications for mobile devices. |
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Accessibility Compliance Complies with relevant accessibility standards (e.g., WCAG). |
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Security & Compliance
(0 Yes /0 Known /9 Possible features)
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End-to-end Encryption Encryption of data in transit and at rest. |
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Role-based Access Control Access to features/data is controlled based on user roles and responsibilities. |
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Identity Management Integration Single sign-on and federated identity support (SAML, OIDC, etc.). |
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Multi-factor Authentication Requires multi-factor authentication for access. |
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Audit Logging Comprehensive logs of user and system activity for auditing. |
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Certification Standards Meets external certifications (ISO 27001, SOC 2, etc.). |
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Privacy Impact Assessment Tools Tools for regular privacy and GDPR/CCPA compliance assessments. |
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Breach Notification Mechanism Automated alerting and notification in the event of a security breach. |
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Anonymization/Pseudonymization Supports data anonymization/pseudonymization methods as required. |
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Transparency & Auditability
(0 Yes /0 Known /8 Possible features)
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Detailed Audit Trail Comprehensive records of all interactions, submissions, and data changes. |
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User Action Log Recording of user-initiated actions for traceability. |
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Read-only Audit Access External and internal auditors can be granted access to view records without the ability to edit. |
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Change History Versioning and tracking of changes to data and configurations. |
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Regulatory Submission Proof Full evidence/logs of regulatory submission (including timestamps, confirmations, and reference IDs). |
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Audit Export Options Exportable logs/audit records in various standard formats. |
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Time-stamped Records All key events are accurately timestamped. |
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Retention Policy Compliance Automatically enforces data retention and destruction policies as per regulation. |
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Performance & Scalability
(0 Yes /0 Known /7 Possible features)
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Report Generation Speed Average time to generate a standard regulatory report. |
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Concurrent User Support Max number of users able to interact with the platform simultaneously. |
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Report Capacity Maximum number of reports that can be generated/submitted per day. |
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Data Volume Handled Maximum volume of transaction data processed per reporting cycle. |
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Scaling Method Nature of scalability (horizontal, vertical, cloud auto-scaling, etc.). |
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System Uptime SLA Guaranteed uptime of the regulatory reporting service. |
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Latency Average end-to-end latency from report initiation to submission. |
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Monitoring & Reconciliation
(0 Yes /0 Known /7 Possible features)
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Automated Reconciliation Engine Automatic matching of internal records with regulator/TR receipts and confirmations. |
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Exception Reporting Flagging and reporting of mismatches, rejected submissions, or errors. |
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Discrepancy Resolution Workflow Guided workflow to resolve and remediate reconciliation breaks. |
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Real-time Status Monitoring Visual indicators of submission status and completion. |
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Automated Notification of Failures Automated alerts for failed or delayed submissions. |
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Report Re-submission Ability to quickly edit and resubmit failed or amended reports. |
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Reconciliation Frequency Frequency with which reconciliation is performed. |
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Support & Vendor Services
(0 Yes /0 Known /9 Possible features)
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24/7 Support Availability Round-the-clock access to support staff or helpdesk. |
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Onboarding and Training Structured onboarding and ongoing training offerings for users. |
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Knowledge Base/Documentation Comprehensive, regularly updated user documentation. |
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Customer Success Manager Dedicated account/service manager assigned. |
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Incident Response Time Average time to respond to critical incidents. |
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User Community/Forums Access to user communities for knowledge sharing and peer support. |
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Customization Services Availability of expert services to tailor the solution. |
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Release/Upgrade Frequency How often new features or updates are made available. |
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Client Base Size Number of organizations currently using the vendor's solution. |
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Reporting & Analytics
(0 Yes /0 Known /8 Possible features)
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Custom Report Builder Tool to design and create custom analytical reports. |
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Standard Library of Regulatory Reports Out-of-the-box analytical reports for common regulatory and operational needs. |
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Trend Analysis Tools Visualization and analysis of historical and real-time reporting trends. |
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Export/Download Analytics Ability to export analytical data for further offline analysis. |
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Ad hoc Query Tools Powerful query and filter capabilities for investigating specific issues/events. |
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Data Visualization Widgets Visual dashboards and charts for submitting, pending, or failing items. |
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KPI Measurement Tools to measure user-defined KPIs related to reporting efficiency and accuracy. |
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Regulatory Breach Analytics Analysis and reporting on events where regulations were breached. |
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