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Foreside is a provider of governance, risk management, compliance, and distribution solutions to financial services firms, including asset managers, broker-dealers, and private funds. Foreside helps clients navigate complex regulatory environments and reduce risk.
Email: info@foreside.com
Phone: +1 888-523-4161
Web: https://www.foreside.com/
Foreside Compliance Manager
Category: Regulatory Compliance Systems
A compliance solution specifically for investment advisers and fund managers. Features include automated monitoring of portfolio compliance, regulatory filing management, trade surveillance, Code of Ethics administration, and compliance program testing. The solution is tailored to the specific regulatory requirements of fund managers..
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AdCompliance
Category: Advisor Supervision Systems
Comprehensive compliance review and supervision platform for marketing and advertising materials. Features include customizable review workflows, automated compliance checks, version control, and detailed audit trails..
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